INVESTMENT SECURITY GROUP INC /CO/ /ADV

CIK

892914

Location

DENVER, CO

Portfolio Value

Small $250,908,502

Diversification

Highly concentrated

Filing Date

Global Rank

#3,960 / 6,035 ▲ 21 · as of Sep 2021

Top Industry

Consumer Electronics 44.3%

Period ended 5 years ago

Filed Oct 18, 2021 · 5y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 100.0% of the book (60%+)

Turnover

Low turnover

3.5% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.2 quarters, but 83.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 96.1%; sector active share 71.0% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

17 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

64.6%

−0.4 pts

Top 5

98.4%

+0.1 pts

Top 10

100.0%

0.0 pts

HHI

4,686

Highly concentrated−32

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	98.2%	$246,471,972	14
Technology	0.8%	$1,963,171	1
Financial Services	0.7%	$1,697,551	1
Communication Services	0.3%	$775,808	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
ISTB	iShares Core 1-5 Year USD Bond ETF	+32,454	723,797	$36,964,312
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+4,173	684,554	$40,279,157
SCHM	Schwab U.S. Mid-Cap ETF	+3,381	774,575	$59,378,842
DFAC	Dimensional U.S. Core Equity 2 ETF	+52	18,660	$495,796
—		+21	11,502	$568,198
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
KOCT		−13,272	11,426	$307,930
SCHX	Schwab U.S. Large-Cap ETF	−5,936	965,688	$100,460,329
XMLV	Invesco Ltd.	−2,058	32,322	$1,697,551
T	At&T Inc.	−974	28,723	$775,808
SCHA	Schwab U.S. Small-Cap ETF	−507	22,430	$2,245,243
AAPL	Apple Inc.	−407	13,874	$1,963,171
QUAL	iShares MSCI USA Quality Factor ETF	−52	15,936	$2,099,249
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

17 tracked positions · $250,908,502 total · filing declares 18 positions · $251,899,000 · as of Sep 30, 2021

All sectors Communication Services Financial Services Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHX	Schwab U.S. Large-Cap ETF	Reduced	965,688	-5,936	$100,460,329	−0.6%	7+	before history	40.04%
SCHM	Schwab U.S. Mid-Cap ETF	Added	774,575	+3,381	$59,378,842	−1.6%	7+	before history	23.67%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	684,554	+4,173	$40,279,157	−0.8%	7+	before history	16.05%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	723,797	+32,454	$36,964,312	+4.2%	2	unpriced	14.73%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	22,430	-507	$2,245,243	−6.0%	7+	before history	0.89%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	15,936	-52	$2,099,249	−1.2%	7+	before history	0.84%
AAPL	Apple Inc. Technology	Reduced	13,874	-407	$1,963,171	+0.4%	5	unpriced	0.78%
XMLV	Invesco Ltd. Financial Services	Reduced	32,322	-2,058	$1,697,551	−7.7%	7+	before history	0.68%
BFEB		Held	38,105	0	$1,173,405	+0.5%	7+	before history	0.47%
PJAN		Held	27,512	0	$898,376	+0.7%	3	$30.94	0.36%
USMV	iShares MSCI USA Min Vol Factor ETF	Held	11,044	0	$811,734	−0.1%	7+	before history	0.32%
T	At&T Inc. Communication Services	Reduced	28,723	-974	$775,808	−9.2%	7+	before history	0.31%
		Added	11,502	+21	$568,198	−0.1%	4	$49.79	0.23%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	18,660	+52	$495,796	−1.2%	2	unpriced	0.20%
KJAN		Held	13,439	0	$418,436	−0.3%	3	$29.94	0.17%
BMAY		Held	11,858	0	$370,965	+0.5%	2	$30.54	0.15%
KOCT		Reduced	11,426	-13,272	$307,930	−53.5%	3	$26.29	0.12%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.