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Beneficial ownership — 13D / 13G

85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.

Reporting person Issuer Schedule % of class Filed
JAMES E. BESSER SNWV SANUWAVE Health, Inc. 13D/A 29.05% 2y
Mark Walker DRCT Direct Digital Holdings, Inc. 13D 77.1% 2y
RA CAPITAL MANAGEMENT, L.P. SLDB Solid Biosciences Inc. 13D/A 11.7% 2y
KKR Phorm Investors L.P. TGAN Transphorm, Inc. Common Stock 13D/A 39.7% 2y
BML Investment Partners, L.P. FBRX Forte Biosciences, Inc. 13D/A 4.8% 2y
Yakira Capital Management, Inc. ESYN EnerSyn Global Inc. 13G/A 0% 2y
JANA Partners Management, LP FRPT Freshpet, Inc. 13D/A 4.9% 2y
Pacific Oak SOR Properties, LLC FSP Franklin Street Properties Corp 13D/A 5% 2y
FR Capital Holdings, L.P. NTBL Notable Labs, Ltd. Ordinary Shares 13G/A 3.02% 2y
Saba Capital Management, L.P. BRW Saba Capital Income & Opportunities Fund 13D/A 4.99% 2y
Navios Maritime Holdings Inc. NMM Navios Maritime Partners L.P. 13D/A 0% 2y
Saba Capital Management, L.P. AFB Alliancebernstein National Municipal Income Fund 13D/A 8.17% 2y
Fund 1 Investments, LLC TLYS Tilly's, Inc. 13D/A 30.03% 2y
Angeliki Frangou NMM Navios Maritime Partners L.P. 13D/A 15.6% 2y
STONEPEAK CATARINA HOLDINGS LLC SNMP Evolve Transition Infrastructure LP 13D/A 100% 2y
MILLENNIUM MANAGEMENT LLC ENTA Enanta Pharmaceuticals Inc 13G 6.2% 2y
F. Hurst Lin (“Lin”) AUGX Augmedix, Inc. Common Stock 13D/A 7.9% 2y
Vitol Holding B.V. CIVI Civitas Resources, Inc. 13G 7.1% 2y
Empery Asset Management, LP TNXP Tonix Pharmaceuticals Holding Corp. 13G 9.99% 2y
ZAZOVE ASSOCIATES LLC GDL Gdl Fund 13G 6.1% 2y
MACKAY SHIELDS LLC FET Forum Energy Technologies, Inc. 13G/A 8.04% 2y
BANTA ASSET MANAGEMENT LP VERI Veritone, Inc. 13G/A 8.63% 2y
MILLENNIUM MANAGEMENT LLC GOSS Gossamer Bio, Inc. 13G/A 1.9% 2y
TSP Capital Management Group, LLC MLP Maui Land & Pineapple Co Inc 13G/A 6.3% 2y
Allspring Global Investments Holdings, LLC TWOD Two Harbors Investment Corp. 13G 5.35% 2y
STRS OHIO GBDC GOLUB CAPITAL BDC, Inc. 13G/A 5.5% 2y
Allspring Global Investments Holdings, LLC CODI Compass Diversified Holdings 13G 5.13% 2y
North Star Investment Management Corp. CRWS Crown Crafts Inc 13G/A 3.29% 2y
Konstantakopoulos, Christos CMRE Costamare Inc. 13G/A 16.7% 2y
MACKAY SHIELDS LLC GPOR Gulfport Energy Corp 13G/A 5.73% 2y
Lytton, Laurence W. NMTC NEUROONE MEDICAL TECHNOLOGIES Corp 13G 5.2% 2y
Artal Participations S.a r.l GOSS Gossamer Bio, Inc. 13G 5.8% 2y
Vellar Opportunities Fund Master, Ltd. SOAR SOAR AI, Inc. 13G 6.51% 2y
Lawrence E. Kurzius MKC Mccormick & Co Inc 13D/A 11.9% 2y
Don R. Daseke PROF Profound Medical Corp. 13G 5.2% 2y
GK Investor LLC GNK Genco Shipping & Trading Ltd 13D/A 5.4% 2y
South Dakota Investment Council VTOL Bristow Group Inc. 13D/A 17.4% 2y
BCLS SB Investco, LP SLDB Solid Biosciences Inc. 13D/A 11.4% 2y
WiMi Hologram Cloud Inc. MLGO MicroAlgo Inc. 13D/A 61.92% 2y
Horace Luke GGR Gogoro Inc. 13D/A 7.6% 2y
Advent International, L.P. CCC CCC Intelligent Solutions Holdings Inc. 13D/A 43.8% 2y
George Economou SHIP Seanergy Maritime Holdings Corp. 13D/A 8.2% 2y
Pfizer Inc LBPH Longboard Pharmaceuticals, Inc. Common Stock 13D/A 11.26% 2y
Saba Capital Management, L.P. CXH Mfs Investment Grade Municipal Trust 13D/A 5.36% 2y
Scott Gallagher WAST Waste Energy Corp. 13D 5.22% 2y
James P. Geiskopf WAST Waste Energy Corp. 13D/A 7.94% 2y
Insight Venture Partners X, L.P. S SentinelOne, Inc. 13D/A 10% 2y
BROADWOOD PARTNERS, L.P. STAA Staar Surgical Co 13D/A 22.1% 2y
Focused Compounding Fund, LP PRKA Parks America, Inc 13D/A 38.5% 2y
Stellantis N.V. ACHR Archer Aviation Inc. 13D/A 14.8% 2y