Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| JAMES E. BESSER | SNWV SANUWAVE Health, Inc. | 13D/A | 29.05% | Jan 12, 2023 | 2y |
| Mark Walker | DRCT Direct Digital Holdings, Inc. | 13D | 77.1% | Jun 10, 2022 | 2y |
| RA CAPITAL MANAGEMENT, L.P. | SLDB Solid Biosciences Inc. | 13D/A | 11.7% | Jan 11, 2024 | 2y |
| KKR Phorm Investors L.P. | TGAN Transphorm, Inc. Common Stock | 13D/A | 39.7% | Jan 10, 2024 | 2y |
| BML Investment Partners, L.P. | FBRX Forte Biosciences, Inc. | 13D/A | 4.8% | Jan 10, 2024 | 2y |
| Yakira Capital Management, Inc. | ESYN EnerSyn Global Inc. | 13G/A | 0% | Jan 9, 2024 | 2y |
| JANA Partners Management, LP | FRPT Freshpet, Inc. | 13D/A | 4.9% | Jan 9, 2024 | 2y |
| Pacific Oak SOR Properties, LLC | FSP Franklin Street Properties Corp | 13D/A | 5% | Jan 9, 2024 | 2y |
| FR Capital Holdings, L.P. | NTBL Notable Labs, Ltd. Ordinary Shares | 13G/A | 3.02% | Jan 9, 2024 | 2y |
| Saba Capital Management, L.P. | BRW Saba Capital Income & Opportunities Fund | 13D/A | 4.99% | Jan 9, 2024 | 2y |
| Navios Maritime Holdings Inc. | NMM Navios Maritime Partners L.P. | 13D/A | 0% | Jan 9, 2024 | 2y |
| Saba Capital Management, L.P. | AFB Alliancebernstein National Municipal Income Fund | 13D/A | 8.17% | Jan 9, 2024 | 2y |
| Fund 1 Investments, LLC | TLYS Tilly's, Inc. | 13D/A | 30.03% | Jan 9, 2024 | 2y |
| Angeliki Frangou | NMM Navios Maritime Partners L.P. | 13D/A | 15.6% | Jan 9, 2024 | 2y |
| STONEPEAK CATARINA HOLDINGS LLC | SNMP Evolve Transition Infrastructure LP | 13D/A | 100% | Jan 8, 2024 | 2y |
| MILLENNIUM MANAGEMENT LLC | ENTA Enanta Pharmaceuticals Inc | 13G | 6.2% | Jan 5, 2024 | 2y |
| F. Hurst Lin (“Lin”) | AUGX Augmedix, Inc. Common Stock | 13D/A | 7.9% | Jan 2, 2024 | 2y |
| Vitol Holding B.V. | CIVI Civitas Resources, Inc. | 13G | 7.1% | Jan 2, 2024 | 2y |
| Empery Asset Management, LP | TNXP Tonix Pharmaceuticals Holding Corp. | 13G | 9.99% | Dec 31, 2023 | 2y |
| ZAZOVE ASSOCIATES LLC | GDL Gdl Fund | 13G | 6.1% | Dec 31, 2023 | 2y |
| MACKAY SHIELDS LLC | FET Forum Energy Technologies, Inc. | 13G/A | 8.04% | Dec 31, 2023 | 2y |
| BANTA ASSET MANAGEMENT LP | VERI Veritone, Inc. | 13G/A | 8.63% | Dec 31, 2023 | 2y |
| MILLENNIUM MANAGEMENT LLC | GOSS Gossamer Bio, Inc. | 13G/A | 1.9% | Dec 31, 2023 | 2y |
| TSP Capital Management Group, LLC | MLP Maui Land & Pineapple Co Inc | 13G/A | 6.3% | Dec 31, 2023 | 2y |
| Allspring Global Investments Holdings, LLC | TWOD Two Harbors Investment Corp. | 13G | 5.35% | Dec 31, 2023 | 2y |
| STRS OHIO | GBDC GOLUB CAPITAL BDC, Inc. | 13G/A | 5.5% | Dec 31, 2023 | 2y |
| Allspring Global Investments Holdings, LLC | CODI Compass Diversified Holdings | 13G | 5.13% | Dec 31, 2023 | 2y |
| North Star Investment Management Corp. | CRWS Crown Crafts Inc | 13G/A | 3.29% | Dec 31, 2023 | 2y |
| Konstantakopoulos, Christos | CMRE Costamare Inc. | 13G/A | 16.7% | Dec 31, 2023 | 2y |
| MACKAY SHIELDS LLC | GPOR Gulfport Energy Corp | 13G/A | 5.73% | Dec 31, 2023 | 2y |
| Lytton, Laurence W. | NMTC NEUROONE MEDICAL TECHNOLOGIES Corp | 13G | 5.2% | Dec 28, 2023 | 2y |
| Artal Participations S.a r.l | GOSS Gossamer Bio, Inc. | 13G | 5.8% | Dec 14, 2023 | 2y |
| Vellar Opportunities Fund Master, Ltd. | SOAR SOAR AI, Inc. | 13G | 6.51% | Dec 4, 2023 | 2y |
| Lawrence E. Kurzius | MKC Mccormick & Co Inc | 13D/A | 11.9% | Dec 1, 2023 | 2y |
| Don R. Daseke | PROF Profound Medical Corp. | 13G | 5.2% | Jan 10, 2023 | 2y |
| GK Investor LLC | GNK Genco Shipping & Trading Ltd | 13D/A | 5.4% | Jan 9, 2024 | 2y |
| South Dakota Investment Council | VTOL Bristow Group Inc. | 13D/A | 17.4% | Jan 9, 2024 | 2y |
| BCLS SB Investco, LP | SLDB Solid Biosciences Inc. | 13D/A | 11.4% | Jan 8, 2024 | 2y |
| WiMi Hologram Cloud Inc. | MLGO MicroAlgo Inc. | 13D/A | 61.92% | Jan 8, 2024 | 2y |
| Horace Luke | GGR Gogoro Inc. | 13D/A | 7.6% | Jan 8, 2024 | 2y |
| Advent International, L.P. | CCC CCC Intelligent Solutions Holdings Inc. | 13D/A | 43.8% | Jan 8, 2024 | 2y |
| George Economou | SHIP Seanergy Maritime Holdings Corp. | 13D/A | 8.2% | Jan 8, 2024 | 2y |
| Pfizer Inc | LBPH Longboard Pharmaceuticals, Inc. Common Stock | 13D/A | 11.26% | Jan 8, 2024 | 2y |
| Saba Capital Management, L.P. | CXH Mfs Investment Grade Municipal Trust | 13D/A | 5.36% | Jan 8, 2024 | 2y |
| Scott Gallagher | WAST Waste Energy Corp. | 13D | 5.22% | Jan 6, 2024 | 2y |
| James P. Geiskopf | WAST Waste Energy Corp. | 13D/A | 7.94% | Jan 6, 2024 | 2y |
| Insight Venture Partners X, L.P. | S SentinelOne, Inc. | 13D/A | 10% | Jan 5, 2024 | 2y |
| BROADWOOD PARTNERS, L.P. | STAA Staar Surgical Co | 13D/A | 22.1% | Jan 4, 2024 | 2y |
| Focused Compounding Fund, LP | PRKA Parks America, Inc | 13D/A | 38.5% | Jan 4, 2024 | 2y |
| Stellantis N.V. | ACHR Archer Aviation Inc. | 13D/A | 14.8% | Jan 3, 2024 | 2y |