ADT · ADT Inc. · Shareholders & Ownership

$6.78 +0.08 (+1.19%)

S&P 600 member Russell 1000 member Rebalance outlook locked

Market Cap

$4.95B

730.56M

Volume · Oct 20 7.11M Avg daily vol (3M) 7.52M

Every disclosed holder of ADT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns ADT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	476	716,784,465	98.11%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	13,774,783	1.89%	Rest
Registered funds (N-PORT, not summed)	391	273,831,208	37.48%	No

Shares outstanding: 730,559,248, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of ADT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 13D CIK 315032 · Insurance company · Jul 30, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	133,333,333	18.25%	0	Jul 30, 2026	not summed
1.1	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 13F CIK 315032 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	133,333,333	18.25%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
2	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jul 31, 2026 Rule 13d-1(b), qualified institution, not summed	69,300,803	9.49%	+628,168	Jul 31, 2026	Rule 13d-1(b), qualified institution, not summed
2.1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	72,164,639	9.88%	+9,407,174	Jun 30, 2026	carried, not yet filed for the newest quarter
2.2	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	34,019,841	4.66%	+3,515,634	Jun 30, 2026	iShares Trust, not summed
2.3	iShares S&P Small-Cap 600 Value ETF Fund S000004316 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,257,090	0.45%	-66,126	Jun 30, 2026	iShares Trust, not summed
2.4	iShares Russell Mid-Cap ETF Fund S000004338 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,306,685	0.32%	+333,113	Jun 30, 2026	iShares Trust, not summed
2.5	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,669,147	0.23%	+222,576	Jun 30, 2026	iShares Trust, not summed
3	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	49,552,024	6.78%	+3,784,072	Jun 30, 2026	carried, not yet filed for the newest quarter
4	DIMENSIONAL FUND ADVISORS LP 13G CIK 354204 · Registered investment adviser · Sep 30, 2026 Rule 13d-1(b), qualified institution, not summed	43,322,385	5.93%	—	Sep 30, 2026	Rule 13d-1(b), qualified institution, not summed
4.1	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,246,525	5.92%	+3,359,237	Jun 30, 2026	carried, not yet filed for the newest quarter
4.2	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	9,808,063	1.34%	+221,466	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
4.3	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	5,684,548	0.78%	+118,952	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
4.4	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	5,063,442	0.69%	+360,410	Jul 31, 2026	Dimensional ETF Trust, not summed
4.5	Dimensional US Small Cap Value ETF Fund S000075151 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	3,892,699	0.53%	+146,791	Jul 31, 2026	Dimensional ETF Trust, not summed
5	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,846,158	4.36%	+2,061,758	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	LSV Small Cap Value Fund Fund S000039922 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	861,100	0.12%	+202,500	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
5.2	LSV Value Equity Fund Fund S000006448 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	779,100	0.11%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
5.3	LSV Disciplined Value ETF Fund S000089218 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	186,136	0.03%	-1	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
5.4	LSV Global Value Fund Fund S000023533 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	35,800	0.00%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
5.5	LSV U.S. Managed Volatility Fund Fund S000045798 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	19,700	0.00%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
6	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	28,106,229	3.85%	-5,440,717	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	AQR Long-Short Equity Fund Fund S000041116 · Registered fund · Jun 30, 2026 AQR Funds, not summed	1,762,497	0.24%	-333	Jun 30, 2026	AQR Funds, not summed
6.2	AQR Equity Market Neutral Fund Fund S000046740 · Registered fund · Jun 30, 2026 AQR Funds, not summed	963,183	0.13%	+38	Jun 30, 2026	AQR Funds, not summed
6.3	AQR Style Premia Alternative Fund Fund S000042050 · Registered fund · Jun 30, 2026 AQR Funds, not summed	824,166	0.11%	+144,992	Jun 30, 2026	AQR Funds, not summed
6.4	AQR Managed Futures Strategy HV Fund Fund S000041117 · Registered fund · Jun 30, 2026 AQR Funds, not summed	647,681	0.09%	+416,026	Jun 30, 2026	AQR Funds, not summed
6.5	AQR Managed Futures Strategy Fund Fund S000027214 · Registered fund · Jun 30, 2026 AQR Funds, not summed	395,732	0.05%	—	Jun 30, 2026	AQR Funds, not summed
7	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	26,231,219	3.59%	+3,914,646	Jun 30, 2026	carried, not yet filed for the newest quarter
8	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	20,693,604	2.83%	+1,730,135	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	5,198,129	0.71%	+600,793	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF Fund S000006974 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,964,605	0.27%	+181,816	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.3	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,282,099	0.18%	-137,798	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.4	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,073,135	0.15%	+188,670	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.5	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	182,849	0.03%	+1,400	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
9	NORGES BANK 13F CIK 1374170 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	19,697,105	2.70%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
10	PRUDENTIAL FINANCIAL INC 13F CIK 1137774 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	18,917,144	2.59%	+6,317,826	Jun 30, 2026	carried, not yet filed for the newest quarter
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	18,700,886	2.56%	+2,948,341	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	ARIEL INVESTMENTS, LLC 13F CIK 936753 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17,858,375	2.44%	-1,616,677	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	Ariel Fund Fund S000005024 · Registered fund · Jun 30, 2026 Ariel Investment Trust, not summed	7,354,458	1.01%	0	Jun 30, 2026	Ariel Investment Trust, not summed
12.2	Ariel Focus Fund Fund S000005026 · Registered fund · Jun 30, 2026 Ariel Investment Trust, not summed	95,610	0.01%	0	Jun 30, 2026	Ariel Investment Trust, not summed
13	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17,525,035	2.40%	+1,100,050	Jun 30, 2026	carried, not yet filed for the newest quarter
13.1	AB Discovery Value Fund Fund S000010412 · Registered fund · Jun 30, 2026 AB TRUST, not summed	3,581,627	0.49%	-61,963	Jun 30, 2026	AB TRUST, not summed
13.2	AB Discovery Value Portfolio Fund S000010436 · Registered fund · Jun 30, 2026 AB VARIABLE PRODUCTS SERIES FUND, INC., not summed	1,082,507	0.15%	+70,384	Jun 30, 2026	AB VARIABLE PRODUCTS SERIES FUND, INC., not summed
13.3	AB Small Cap Value Portfolio Fund S000045542 · Registered fund · Jun 30, 2026 AB CAP FUND, INC., not summed	659,221	0.09%	-75,779	Jun 30, 2026	AB CAP FUND, INC., not summed
13.4	AB US Low Volatility Equity ETF Fund S000079472 · Registered fund · May 31, 2026 AB Active ETFs, Inc., not summed	84,335	0.01%	-24,010	May 31, 2026	AB Active ETFs, Inc., not summed
13.5	Tax-Aware Overlay A Portfolio Fund S000027648 · Registered fund · Jun 30, 2026 BERNSTEIN SANFORD C FUND INC, not summed	35,613	0.00%	+2,691	Jun 30, 2026	BERNSTEIN SANFORD C FUND INC, not summed
14	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	13,520,216	1.85%	+2,065,410	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
15	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,369,869	1.69%	+1,267,799	Jun 30, 2026	carried, not yet filed for the newest quarter
16	VANGUARD EQUITY INCOME FUND Fund S000002579 · Registered fund · Jun 30, 2026 VANGUARD FENWAY FUNDS, not summed	11,296,382	1.55%	-1,187,667	Jun 30, 2026	VANGUARD FENWAY FUNDS, not summed
17	WASATCH ADVISORS LP 13F CIK 814133 · Registered investment adviser · Sep 30, 2026	8,737,565	1.20%	+309,597	Sep 30, 2026
17.1	Wasatch Small Cap Value Fund Fund S000000878 · Registered fund · Jun 30, 2026 WASATCH FUNDS TRUST, not summed	3,450,262	0.47%	+463,200	Jun 30, 2026	WASATCH FUNDS TRUST, not summed
18	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	8,562,597	1.17%	+1,261,277	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
19	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	7,868,556	1.08%	+2,009,949	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	399	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
20	Pacer Advisors, Inc. 13F CIK 1616667 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6,763,930	0.93%	+110,670	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Gotham Asset Management, LLC 13F CIK 1510387 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,752,532	0.92%	+5,829,231	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	Gotham Absolute Return Fund Fund S000038174 · Registered fund · Jun 30, 2026 FundVantage Trust, not summed	156,019	0.02%	—	Jun 30, 2026	FundVantage Trust, not summed
21.2	Gotham Neutral Fund Fund S000041944 · Registered fund · Jun 30, 2026 FundVantage Trust, not summed	25,817	0.00%	—	Jun 30, 2026	FundVantage Trust, not summed
21.3	Gotham Enhanced Return Fund Fund S000040832 · Registered fund · Jun 30, 2026 FundVantage Trust, not summed	18,514	0.00%	—	Jun 30, 2026	FundVantage Trust, not summed
22	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	6,468,511	0.89%	+794,415	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
23	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,438,156	0.88%	+412,657	Jun 30, 2026	carried, not yet filed for the newest quarter
24	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	5,973,802	0.82%	-596,517	Jun 30, 2026	carried, not yet filed for the newest quarter
25	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	5,697,972	0.78%	+4,944,118	Jun 30, 2026	carried, not yet filed for the newest quarter
26	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,626,638	0.77%	+632,884	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Fidelity Enhanced Mid Cap Core ETF Fund S000081803 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	3,662,299	0.50%	+500,553	Jun 30, 2026	Fidelity Covington Trust, not summed
26.2	Strategic Advisers U.S. Total Stock Fund Fund S000084926 · Registered fund · May 31, 2026 Fidelity Rutland Square Trust II, not summed	3,628,690	0.50%	+45,797	May 31, 2026	Fidelity Rutland Square Trust II, not summed
26.3	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	3,025,853	0.41%	+369,801	May 31, 2026	Fidelity Concord Street Trust, not summed
26.4	Strategic Advisers Fidelity U.S. Total Stock Fund Fund S000061481 · Registered fund · May 31, 2026 Fidelity Rutland Square Trust II, not summed	2,467,850	0.34%	+74,415	May 31, 2026	Fidelity Rutland Square Trust II, not summed
26.5	Fidelity Mid Cap Index Fund Fund S000033637 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	2,128,302	0.29%	+237,487	Jul 31, 2026	Fidelity Salem Street Trust, not summed
27	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	5,250,783	0.72%	+383,272	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	BNY Mellon US Small Cap Core Equity ETF Fund S000067262 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	16,831	0.00%	—	Jul 31, 2026	BNY Mellon ETF Trust, not summed
28	DeVries James David Insider CIK 1430382 · Mar 1, 2026 Director, issuer-wide, not summed	5,143,864	0.70%	-111,732	Mar 1, 2026	Director, issuer-wide, not summed
29	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,061,873	0.69%	+823,645	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Schwab U.S. Mid-Cap ETF Fund S000026635 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	1,579,904	0.22%	+207,142	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
29.2	Schwab Fundamental U.S. Large Company ETF Fund S000040877 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	648,162	0.09%	+49,356	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
29.3	Schwab U.S. Large-Cap ETF Fund S000026632 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	618,879	0.08%	+88,614	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
29.4	Schwab Fundamental U.S. Large Company Index Fund Fund S000016766 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	393,221	0.05%	+74,370	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
29.5	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	345,240	0.05%	+51,180	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
30	Pacer US Small Cap Cash Cows 100 ETF Fund S000055468 · Registered fund · Jul 31, 2026 Pacer Funds Trust, not summed	5,047,151	0.69%	+1,039,797	Jul 31, 2026	Pacer Funds Trust, not summed
31	Jupiter Topco LLC 13F CIK 2146052 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,821,907	0.66%	+1,434,419	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Public Sector Pension Investment Board 13F CIK 1396318 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	4,339,046	0.59%	+852,233	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Quantinno Capital Management LP 13F CIK 1759654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,329,165	0.59%	+691,878	Jun 30, 2026	carried, not yet filed for the newest quarter
34	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,208,660	0.58%	+631,441	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	97,170	0.01%	+29,102	Jul 31, 2026	FlexShares Trust, not summed
34.2	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	95,068	0.01%	—	Jun 30, 2026	Northern Funds, not summed
35	Pine Valley Investments Ltd Liability Co 13F CIK 1975417 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,159,167	0.57%	+1,599,466	Jun 30, 2026	carried, not yet filed for the newest quarter
36	VANGUARD STRATEGIC EQUITY FUND Fund S000002593 · Registered fund · Jun 30, 2026 VANGUARD HORIZON FUNDS, not summed	3,906,577	0.53%	0	Jun 30, 2026	VANGUARD HORIZON FUNDS, not summed
37	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,902,911	0.53%	+1,634,552	Jun 30, 2026	carried, not yet filed for the newest quarter
38	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,851,080	0.53%	+1,870,184	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	First Trust Industrials/Producer Durables AlphaDEX Fund Fund S000017701 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	1,278,503	0.18%	+141,290	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
38.2	First Trust Mid Cap Core AlphaDEX Fund Fund S000017338 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	792,322	0.11%	+99,917	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
38.3	First Trust Morningstar Dividend Leaders Index Fund Fund S000010976 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	757,753	0.10%	—	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
38.4	First Trust Mid Cap Value AlphaDEX Fund Fund S000031805 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	249,239	0.03%	+17,278	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
38.5	First Trust Multi Cap Value AlphaDEX Fund Fund S000017342 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	55,111	0.01%	+10,282	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
39	Allianz Asset Management GmbH 13F CIK 1535323 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,752,632	0.51%	-3,096,411	Jun 30, 2026	carried, not yet filed for the newest quarter
39.1	PIMCO RAE US Small Fund Fund S000048957 · Registered fund · Jun 30, 2026 PIMCO Equity Series, not summed	300,085	0.04%	0	Jun 30, 2026	PIMCO Equity Series, not summed
40	MAGARIAN CAPITAL MANAGEMENT, LLC 13F CIK 2134981 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,729,755	0.51%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,619,669	0.50%	+614,409	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	1,156,199	0.16%	+227,561	Jun 30, 2026	College Retirement Equities Fund, not summed
41.2	Nuveen Quant Small/Mid Cap Equity Fund Fund S000054623 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	961,174	0.13%	-194,300	Jul 31, 2026	TIAA-CREF Funds, not summed
41.3	Nuveen ESG Small-Cap ETF Fund S000055815 · Registered fund · Jul 31, 2026 NuShares ETF Trust, not summed	371,551	0.05%	-8,317	Jul 31, 2026	NuShares ETF Trust, not summed
41.4	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	333,984	0.05%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
41.5	Nuveen Large Cap Value Index Fund Fund S000005388 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	200,212	0.03%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
42	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,582,742	0.49%	+440,338	Jun 30, 2026	carried, not yet filed for the newest quarter
43	JUPITER ASSET MANAGEMENT LTD 13F CIK 1215838 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,568,188	0.49%	-3,293,571	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Young Donald M. Insider CIK 1724052 · Apr 10, 2025 EVP & COO, issuer-wide, not summed	3,130,235	0.43%	+236	Apr 10, 2025	EVP & COO, issuer-wide, not summed
45	Bracebridge Capital, LLC 13F CIK 1426486 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,126,000	0.43%	+1,000,000	Jun 30, 2026	carried, not yet filed for the newest quarter
46	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,992,399	0.41%	-133,415	Jun 30, 2026	carried, not yet filed for the newest quarter
46.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	24,541	0.00%	-9,306	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
46.2	Goldman Sachs MarketBeta U.S. 1000 Equity ETF Fund S000075322 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust II, not summed	15,308	0.00%	+78	May 31, 2026	Goldman Sachs ETF Trust II, not summed
46.3	Goldman Sachs MarketBeta(R) Russell 1000 Value Equity ETF Fund S000083006 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	6,165	0.00%	-414	May 31, 2026	Goldman Sachs ETF Trust, not summed
46.4	Goldman Sachs U.S. Equity Dividend and Premium Fund Fund S000009324 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	3	0.00%	-13,608	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
47	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	2,949,946	0.40%	+345,945	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
48	Arnhold LLC 13F CIK 1733755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,934,656	0.40%	+711,599	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,827,903	0.39%	+280,035	Jun 30, 2026	carried, not yet filed for the newest quarter
49.1	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	869,976	0.12%	—	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
49.2	Invesco BuyBack AchieversTM ETF Fund S000013111 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	580,835	0.08%	+128,549	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
49.3	Invesco S&P SmallCap Low Volatility ETF Fund S000030965 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	258,085	0.04%	—	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
49.4	Invesco RAFI US 1000 ETF Fund S000011995 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	205,389	0.03%	+28,640	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
49.5	Invesco S&P SmallCap 600 QVM Multi-Factor ETF Fund S000072320 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	95,610	0.01%	—	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
50	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,723,573	0.37%	+261,534	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	416,017	0.06%	+16,645	Jul 31, 2026	Principal Funds, Inc, not summed
50.2	MidCap Value Fund I Fund S000007173 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	12,650	0.00%	+5,434	Jul 31, 2026	Principal Funds, Inc, not summed

88 more nested rows are not shown here; Every filing lists them all.

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Key facts CIK 1703056 CUSIP 00090Q103 13F (30d) 62 filings 60 filers Visit website Investor relations