ALXO · Alx Oncology Holdings Inc
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2026. |
Common Stock
|
1,404 |
| 2026-04-16 | Knight Jeff E. |
Chief Dev. & Operating Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
One-fourth of the shares subject to the option vest on April 13, 2027 and 1/48th vest monthly thereafter. |
Stock option (right to buy)
|
800,000 |
| 2026-04-16 | Klencke Barbara |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
One-fourth of the shares subject to the option vest on February 25, 2027 and 1/48th vest monthly thereafter. |
Stock option (right to buy)
|
100,000 |
| 2026-04-13 | Knight Jeff E. |
Chief Dev. & Operating Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-03-19 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of perfomance-based restricted stock units. |
Common Stock
|
903 |
| 2026-03-19 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of perfomance-based restricted stock units. |
Common Stock
|
12,311 |
| 2026-03-03 | Klencke Barbara |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
One-fourth of the shares subject to the option vest on February 25, 2027 and 1/48th vest monthly thereafter. |
Stock option (right to buy)
|
700,000 |
| 2026-02-18 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. |
Common Stock
|
565 |
| 2026-02-17 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Tax↓
Filing footnotes — Common Stock (Direct)
The shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units, or RSUs. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on December 31, 2025. |
Common Stock
|
2,201 |
| 2026-02-02 | GOODMAN COREY S |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. |
Common Stock
(I)
|
3,184,713 |
| 2026-01-26 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 26, 2026. |
Stock option (right to buy)
|
912,000 |
| 2026-01-26 | Shantharam Harish |
Chief Financial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 26, 2026. |
Stock option (right to buy)
|
303,000 |
| 2026-01-26 | Pinto Shelly |
SVP, FINANCE AND CAO |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 26, 2026. |
Stock option (right to buy)
|
192,000 |
| 2026-01-20 | Sandler Alan B. |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock option (right to buy)
|
10,100 |
| 2026-01-20 | Curran Daniel J. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock Option (right to buy)
|
16,833 |
| 2026-01-20 | Hemrajani Rekha |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock option (right to buy)
|
40,400 |
| 2026-01-20 | Takimoto Chris H |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock option (right to buy)
|
40,400 |
| 2026-01-20 | Garland J. Scott |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock option (right to buy)
|
40,400 |
| 2026-01-20 | GOODMAN COREY S |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026. |
Stock Option (right to buy)
|
40,400 |
| 2026-01-06 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on December 31, 2025. |
Common Stock
|
3,925 |
| 2025-10-14 | Shantharam Harish |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-third of the shares subject to the option vest on April 30, 2026 and the remaining two-thirds of the option vest on October 31, 2026. |
Employee Stock Option (right to buy)
|
198,750 |
| 2025-10-14 | Pinto Shelly |
SVP, FINANCE AND CAO |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-third of the shares subject to the option vest on April 30, 2026 and the remaining two-thirds of the option vest on October 31, 2026. |
Employee Stock Option (right to buy)
|
140,000 |
| 2025-10-14 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-third of the shares subject to the option vest on April 30, 2026 and the remaining two-thirds of the option vest on October 31, 2026. |
Employee Stock Option (right to buy)
|
597,500 |
| 2025-09-17 | Klencke Barbara |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
One-third of the shares subject to the option vest on each of September 17, 2025, January 31, 2026 and June 30, 2026. |
Stock option (right to buy)
|
300,000 |
| 2025-09-17 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.09, inclusive. |
Common Stock
|
71,163 |
| 2025-09-16 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.07, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. |
Common Stock
|
21,070 |
| 2025-08-18 | Shantharam Harish |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6823 to $0.9234, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
Common Stock
|
75,000 |
| 2025-08-15 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.64 to $0.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2025. |
Common Stock
|
2,382 |
| 2025-08-15 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.64 to $0.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on June 30, 2025. |
Common Stock
|
611 |
| 2025-08-12 | Curran Daniel J. |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
Shares subject to the option vest in 36 equal monthly installments beginning on September 12, 2025. |
Stock option (right to buy)
|
40,400 |
| 2025-08-12 | Curran Daniel J. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-07 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.45 to $0.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,011 |
| 2025-06-30 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. |
Common Stock
|
1,532 |
| 2025-04-11 | Sandler Alan B. |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
All of the shares subject to the option vest on April 11, 2026. |
Employee Stock Option (right to buy)
|
125,000 |
| 2025-04-11 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
All of the shares subject to the option vest on April 11, 2026. |
Employee Stock Option (right to buy)
|
125,000 |
| 2025-04-11 | Pinto Shelly |
SVP, FINANCE AND CAO |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
All of the shares subject to the option vest on April 11, 2026. |
Employee Stock Option (right to buy)
|
90,000 |
| 2025-04-11 | Shantharam Harish |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
All of the shares subject to the option vest on April 11, 2026. |
Employee Stock Option (right to buy)
|
125,000 |
| 2025-03-14 | Pinto Shelly |
SVP, FINANCE AND CAO |
Award↑
Filing footnotes — Common Stock (Direct)
The reported shares are represented by performance share units, or PSUs, and were awarded upon the achievement of certain performance metrics related to the positive results for ASPEN-06 clinical trials. Shares subject to the PSU vest on March 14, 2026. |
Common Stock
|
3,000 |
| 2025-03-14 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
The reported shares are represented by performance share units, or PSUs, and were awarded upon the achievement of certain performance metrics related to the positive results for ASPEN-06 clinical trials. Shares subject to the PSU vest on March 14, 2026. |
Common Stock
|
42,000 |
| 2025-02-19 | Pons Jaume |
PRESIDENT & CSO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
Common Stock
|
1,326 |
| 2025-02-19 | Lettmann Jason |
Director, CHIEF EXECUTIVE OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold to satisfy the reporting person's tax liability in connection with the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Includes 3,000 shares acquired under the Issuer's employee stock purchase plan on December 31, 2024. |
Common Stock
|
2,159 |
| 2025-02-19 | Pinto Shelly |
SVP, FINANCE AND CAO |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
Common Stock
|
550 |
| 2025-01-21 | Shantharam Harish |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-21 | Klencke Barbara |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Shares subject to the option vest in 36 equal monthly installments beginning on February 21, 2025. |
Stock Option (right to buy)
|
40,400 |
| 2025-01-21 | Pons Jaume |
PRESIDENT & CSO |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 21, 2025. |
Employee Stock Option (right to buy)
|
50,000 |
| 2025-01-21 | Shantharam Harish |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One-fourth of the shares subject to the option vest on January 21, 2026 and 1/48 of the shares vest monthly thereafter. |
Employee Stock Option (right to buy)
|
600,000 |
| 2025-01-21 | Sandler Alan B. |
Director |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 21, 2025. |
Employee Stock Option (right to buy)
|
100,000 |
| 2025-01-21 | Garland J. Scott |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 21, 2025. |
Common Stock
|
40,400 |
| 2025-01-21 | Hemrajani Rekha |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Shares subject to the option vest in 12 equal monthly installments beginning on February 21, 2025. |
Stock Option (right to buy)
|
40,400 |
| 2025-01-21 | Pinto Shelly |
SVP, FINANCE AND CAO |
Award↑
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Shares subject to the option vest in 48 equal monthly installments beginning on February 21, 2025. |
Employee Stock Option (right to buy)
|
112,000 |