AQMS · Aqua Metals, Inc.
$2.85
+0.05 (+1.79%)
At close · Aug 25
Going-concern doubt
— flagged Jul 30, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Management believes that there is substantial doubt about the Company’s ability to continue as a going concern within one year after the date the financial statements are issued.”View the 10-Q filed Jul 30, 2026
Market Cap
$9.87M
Shares
3.56M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 30
Total Value: $820,173
Total Shares: 283,803
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 30 13F filers · Δ vs Mar 31, 2026Top Holder
36.2%
−1.7 pts
Top 5
90.8%
+1.9 pts
Top 10
99.3%
+0.8 pts
HHI
2,182
Moderately concentrated−14
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
5
Decreased
3
Sold Out
7
Unchanged
19
Holder count:
-4
Institutional value:
-11.4%
Shares held:
+31.2%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large STIFEL FINANCIAL CORP | +20,826 | 102,642 | |
| Mega PRICE T ROWE ASSOCIATES INC /MD/ | +4,747 | 29,337 | |
| Mega UBS Group AG | +1,248 | 1,739 | |
| Mega ROYAL BANK OF CANADA | +130 | 302 | |
| Mid SBI Securities Co., Ltd. | +8 | 110 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega GEODE CAPITAL MANAGEMENT, LLC | −6,783 | 34,410 | |
| Large JONES FINANCIAL COMPANIES LLLP | −206 | 162 | |
| Mid Arax Advisory Partners | −45 | 1,295 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small HAMILTON CAPITAL PARTNERS, LLC | 62,204 | $179,769 | |
| Mid Skandinaviska Enskilda Banken AB (publ) | 131 | $378 | |
| Small Caitong International Asset Management Co., Ltd | 1 | $2 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid XTX Topco Ltd | 12,450 | $53,286 | |
| Large MAI Capital Management | 1,602 | $6,856 | |
| Mid Advisory Services Network, LLC | 300 | $1,284 | |
| Mega CITIGROUP INC | 240 | $1,027 | |
| Mega BNP PARIBAS ARBITRAGE, SA | 180 | $770 |
Key facts
CIK
1621832
CUSIP
03837J309
13F (30d)
26 filings
26 filers
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