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AQMS · Aqua Metals, Inc. · Shareholders & Ownership

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$1.37 -0.05 (-3.52%) At close · Nov 12 Play latest call Q2 2026 earnings call transcript
Market Cap
$4.88M
Shares
3.56M
Volume · Nov 12 32.91K Avg daily vol (3M) 38.18K

Every disclosed holder of AQMS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

Who Owns AQMS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions
Holder group Shares % Out
Institutional (13F) 297,535 8.35%
Insiders (Forms 3, 4, 5) 659,535 18.51%
13D/G-only blocks 83,953 2.36%
Remaining 2,522,508 70.79%
Registered funds (N-PORT, not summed) 66,445 1.86%

Shares outstanding: 3,563,531, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AQMS

# Holder Shares
1
Cotton Stephen
Insider CIK 1649322 · Oct 13, 2026
Director, Chief Executive Officer, issuer-wide
351,742
2
West Eric
Insider CIK 2070093 · Oct 13, 2026
Chief Financial Officer, issuer-wide
112,196
3
STIFEL FINANCIAL CORP
13F CIK 720672 · Unknown · Sep 30, 2026
100,654
4
Taecker Benjamin S.
Insider CIK 1879186 · Oct 13, 2026
Chief Eng and Opr Officer, issuer-wide
96,987
5
Alex Cushner
13G CIK 1540172 · Investment adviser · Dec 31, 2024
Rule 13d-1(b), qualified institution
83,403
6
HAMILTON CAPITAL PARTNERS, LLC
13F CIK 2037578 · Registered investment adviser · Sep 30, 2026
62,204
7
GEODE CAPITAL MANAGEMENT, LLC
13F CIK 1214717 · Registered investment adviser · Sep 30, 2026
33,650
8
PRICE T ROWE ASSOCIATES INC /MD/
13F CIK 80255 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
29,337
8.1
T. Rowe Price Extended Equity Market Index Fund
Fund S000002090 · Registered fund · Jun 30, 2026
T. ROWE PRICE INDEX TRUST, INC., not summed
8,900
9
VANGUARD CAPITAL MANAGEMENT LLC
13F CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
29,215
10
VANGUARD EXTENDED MARKET INDEX FUND
Fund S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
29,215
11
DIVITO VINCENT L
Insider CIK 1237330 · Aug 24, 2026
Director, issuer-wide
26,402
12
Merrill Judd
Insider CIK 1652660 · Feb 20, 2025
Chief Financial Officer, issuer-wide
24,412
13
Gangloff Eric John
Insider CIK 2056373 · Aug 24, 2026
Director, issuer-wide
22,347
14
Fidelity Extended Market Index Fund
Fund S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
17,459
15
HENDERSON STEVEN K
Insider CIK 1796815 · Aug 24, 2026
Executive Vice President, issuer-wide
16,840
16
Kingsbury Capital Investment Advisors LLC
13F CIK 1927315 · Unknown · Sep 30, 2026
16,061
17
VANGUARD FIDUCIARY TRUST CO
13F CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
15,587
18
Zhang Peifang
Insider CIK 1708005 · May 6, 2025
Director, issuer-wide
8,609
19
Fidelity Series Total Market Index Fund
Fund S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
5,055
20
Fidelity Total Market Index Fund
Fund S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
5,050
21
BlackRock, Inc.
13F CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
4,849
22
Arax Advisory Partners
13F CIK 1586767 · Registered investment adviser · Sep 30, 2026
1,295
23
UBS Group AG
13F CIK 1610520 · Bank · Sep 30, 2026
1,200
24
Farther Finance Advisors, LLC
13F CIK 1992825 · Registered investment adviser · Sep 30, 2026
966
25
U.S. Social Core Equity 2 Portfolio
Fund S000018154 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
766
26
BAIRD ROBERT W & CO INC /WI/
13G CIK 810972 · Registered investment adviser · Dec 31, 2025
Rule 13d-1(b), qualified institution
550
27
WELLS FARGO & COMPANY/MN
13F CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
500
28
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F CIK 1141802 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
312
29
ROYAL BANK OF CANADA
13F CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
302
30
MORGAN STANLEY
13F CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
294
31
NBC SECURITIES, INC.
13F CIK 791540 · Registered investment adviser · Sep 30, 2026
200
32
Elevated Capital Advisors, LLC
13F CIK 1802387 · Registered investment adviser · Sep 30, 2026
171
33
JONES FINANCIAL COMPANIES LLLP
13F CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
162
34
Vanguard Global Advisers, LLC
13F CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
133
35
Skandinaviska Enskilda Banken AB (publ)
13F CIK 1534653 · Non-US institution · Sep 30, 2026
126
36
OSAIC HOLDINGS, INC.
13F CIK 1677044 · Holding company · Sep 30, 2026
103
37
SBI Securities Co., Ltd.
13F CIK 1851815 · Non-US institution · Sep 30, 2026
101
38
Raiffeisen Bank International AG
13F CIK 2044885 · Unknown · Sep 30, 2026
55
39
Center for Financial Planning, Inc.
13F CIK 1803557 · Registered investment adviser · Sep 30, 2026
22
40
HUNTINGTON NATIONAL BANK
13F CIK 49205 · Unknown · Sep 30, 2026
10
41
HARBOUR INVESTMENTS, INC.
13F CIK 810121 · Registered investment adviser · Sep 30, 2026
6
42
Jacobi Capital Management LLC
13F CIK 1689646 · Registered investment adviser · Sep 30, 2026
5
43
SHP Wealth Management
13F CIK 1807060 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
5
44
DANSKE BANK A/S
13F CIK 800177 · Bank · Sep 30, 2026
3
45
BARCLAYS PLC
13F CIK 312069 · Bank · Sep 30, 2026
2
46
Hilton Head Capital Partners, LLC
13F CIK 2109913 · Unknown · Sep 30, 2026
2
47
Allworth Financial LP
13F CIK 1555170 · Unknown · Sep 30, 2026
1
48
Caitong International Asset Management Co., Ltd
13F CIK 1963355 · Unknown · Sep 30, 2026
1
49
CITIGROUP INC
13F CIK 831001 · Bank · Sep 30, 2026
1

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 1621832 CUSIP 03837J309 13F (30d) 23 filings 23 filers Visit website Investor relations