BRTX · BioRestorative Therapies, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“we believe we do not have sufficient cash for at least twelve months after the issuance date of the financial statements included in this Quarterly Report which raises substantial doubt about our ability to continue as a going concern.”View the 10-Q filed May 14, 2026
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Every disclosed holder of BRTX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BRTX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 128,360 | 10.08% |
| Insiders (Forms 3, 4, 5) | 18,951 | 1.49% |
| 13D/G-only blocks | 294,307 | 23.10% |
| Remaining | 832,291 | 65.33% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 1,273,909, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BRTX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Auctus Fund Management LLC
13G
CIK 1700205 · Unknown · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
134,974 | ||
| 2 |
|
66,907 | ||
| 3 |
|
46,107 | ||
| 4 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,176 | ||
| 5 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,530 | ||
| 6 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,325 | ||
| 7 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,665 | ||
| 8 |
ALSTODT LANCE
Insider
CIK 1756228 · Oct 6, 2025
Director, President, CEO, COB, 10% Owner, issuer-wide
|
9,375 | ||
| 8.1 |
|
61,840 | ||
| 9 |
Silva Francisco
Insider
CIK 1527241 · Oct 6, 2025
Director, VP of Research and Development, issuer-wide
|
9,176 | ||
| 9.1 |
|
59,841 | ||
| 10 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,065 | ||
| 11 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,621 | ||
| 12 |
WEALTH ALLIANCE, LLC
13F
CIK 1793904 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,000 | ||
| 13 |
|
1,623 | ||
| 14 |
Keystone Financial Group
13F
CIK 1729299 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,430 | ||
| 15 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,200 | ||
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
803 | ||
| 17 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
649 | ||
| 18 |
|
400 | ||
| 19 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100 | ||
| 20 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
91 | ||
| 21 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73 | ||
| 22 |
Rossby Financial, LCC
13F
CIK 2056510 · Registered investment adviser · Sep 30, 2026
|
5 | ||
| 23 |
TD Waterhouse Canada Inc.
13F
CIK 1999606 · Unknown · Sep 30, 2026
|
2 | ||
| 24 |
CITIGROUP INC
13F
CIK 831001 · Bank · Sep 30, 2026
|
1 | ||
| 25 |
Parallel Advisors, LLC
13F
CIK 1690010 · Registered investment adviser · Sep 30, 2026
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.