CAAS · China Automotive Systems, Inc. · Shareholders & Ownership

$4.27 -0.14 (-3.17%) At close · Nov 12 Q4 2025 earnings call transcript

Market Cap

$128.83M

30.17M

Volume · Nov 12 9299 Avg daily vol (3M) 28.73K

Every disclosed holder of CAAS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CAAS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	19	1,155,019	—	Yes
Insiders (Forms 3, 4, 5)	5	19,539,907	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	3	10,386	—	No

% Out is unavailable: a foreign private issuer reports ordinary shares, a different unit from the listed shares.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CAAS

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	CHEN HANLIN Insider CIK 1222979 · Sep 11, 2025 Director, See Remarks, 10% Owner, issuer-wide	17,273,670	—	—	Sep 11, 2025	Director, See Remarks, 10% Owner, issuer-wide
2	QIZHOU WU Insider CIK 1222978 · Sep 11, 2025 Director, Chief Executive Officer, issuer-wide	1,537,524	—	—	Sep 11, 2025	Director, Chief Executive Officer, issuer-wide
3	WONG TSE YIU Insider CIK 1223173 · Sep 11, 2025 Senior Vice President, issuer-wide	531,682	—	—	Sep 11, 2025	Senior Vice President, issuer-wide
4	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Sep 30, 2026	325,994	—	-31,600	Sep 30, 2026
5	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	264,493	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	165,543	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	LI JIE Insider CIK 1420314 · Sep 11, 2025 Chief Financial Officer, issuer-wide	147,031	—	—	Sep 11, 2025	Chief Financial Officer, issuer-wide
8	UBS Group AG 13F CIK 1610520 · Bank · Sep 30, 2026	98,197	—	-35,057	Sep 30, 2026
9	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	81,891	—	-1,052	Jun 30, 2026	carried, not yet filed for the newest quarter
10	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	61,570	—	+61,570	Sep 30, 2026
11	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	61,370	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	CAI HAIMIAN Insider CIK 1266561 · Sep 11, 2025 Vice President, issuer-wide	50,000	—	—	Sep 11, 2025	Vice President, issuer-wide
13	GSA CAPITAL PARTNERS LLP 13F CIK 1362033 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,603	—	+484	Jun 30, 2026	carried, not yet filed for the newest quarter
14	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Sep 30, 2026	19,952	—	0	Sep 30, 2026
15	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	15,189	—	+89	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Hanson & Doremus Investment Management 13F CIK 1393944 · Registered investment adviser · Sep 30, 2026	11,100	—	+11,100	Sep 30, 2026
17	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Sep 30, 2026	10,205	—	+10,205	Sep 30, 2026
18	Avantis Emerging Markets Equity ETF Fund S000066454 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	5,187	—	0	Aug 31, 2026	American Century ETF Trust, not summed
19	Avantis Emerging Markets Value ETF Fund S000072996 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	4,064	—	0	Aug 31, 2026	American Century ETF Trust, not summed
20	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,000	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
21	TD Waterhouse Canada Inc. 13F CIK 1999606 · Unknown · Sep 30, 2026	2,000	—	+2,000	Sep 30, 2026
22	Avantis Responsible Emerging Markets Equity ETF Fund S000075381 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	1,135	—	+63	Aug 31, 2026	American Century ETF Trust, not summed
23	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Sep 30, 2026	1,017	—	+134	Sep 30, 2026
24	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Sep 30, 2026	784	—	0	Sep 30, 2026
25	SBI Securities Co., Ltd. 13F CIK 1851815 · Non-US institution · Sep 30, 2026	105	—	+4	Sep 30, 2026
26	Caitong International Asset Management Co., Ltd 13F CIK 1963355 · Unknown · Sep 30, 2026	5	—	+3	Sep 30, 2026
27	CITIGROUP INC 13F CIK 831001 · Bank · Sep 30, 2026	1	—	+1	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 2037400 CUSIP G2125H101 13F (30d) 12 filings 12 filers Visit website