CAF · Morgan Stanley China A Share Fund, Inc. · Shareholders & Ownership
Market Cap
$225.95M
Shares
13.35M
Volume · Oct 20
7850
Avg daily vol (3M)
14.9K
Every disclosed holder of CAF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CAF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 9,870,066 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 1,657,993 | — |
| Registered funds (N-PORT, not summed) | 287,328 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CAF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
CIK 1034546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,602,793 | ||
| 1.1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13G
CIK 1034546 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
4,602,793 | ||
| 2 |
LAZARD ASSET MANAGEMENT LLC
13F
CIK 1207017 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,743,598 | ||
| 2.1 |
LAZARD ASSET MANAGEMENT LLC
13G
CIK 1207017 · Investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
1,743,598 | ||
| 3 |
|
1,657,993 | ||
| 4 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,350,710 | ||
| 5 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
482,293 | ||
| 6 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,836 | ||
| 7 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
406,007 | ||
| 8 |
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO
13F
CIK 1007280 · Pension or benefit plan · Jun 30, 2026
carried, not yet filed for the newest quarter
|
355,871 | ||
| 9 |
The Emerging Markets Portfolio
Fund
S000022579 · Registered fund · Jun 30, 2026
HC Capital Trust, not summed
|
105,014 | ||
| 10 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,526 | ||
| 10.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
66,276 | ||
| 11 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
84,348 | ||
| 12 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
84,348 | ||
| 13 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
44,836 | ||
| 14 |
|
42,331 | ||
| 15 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
31,690 | ||
| 16 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,261 | ||
| 17 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,660 | ||
| 18 |
Cresset Asset Management, LLC
13F
CIK 1761013 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,300 | ||
| 19 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,635 | ||
| 20 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,765 | ||
| 21 |
STRS OHIO
13F
CIK 820478 · Pension or benefit plan · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,297 | ||
| 22 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,172 | ||
| 23 |
Dakota Wealth Management
13F
CIK 1631353 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,589 | ||
| 24 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,001 | ||
| 25 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,735 | ||
| 26 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,782 | ||
| 27 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,671 | ||
| 28 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,230 | ||
| 29 |
ST GERMAIN D J CO INC
13F
CIK 831571 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,600 | ||
| 30 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
800 | ||
| 31 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
778 | ||
| 32 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
684 | ||
| 33 |
|
649 | ||
| 34 |
NATIONAL BANK OF CANADA /FI/
13F
CIK 926171 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
500 | ||
| 35 |
|
357 | ||
| 36 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
262 | ||
| 37 |
MATHER GROUP, LLC.
13F
CIK 1527641 · Registered investment adviser · Sep 30, 2026
|
175 | ||
| 38 |
Blue Trust, Inc.
13F
CIK 1856022 · Unknown · Sep 30, 2026
|
14 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.