CDIO · Cardio Diagnostics Holdings, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-30 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,854 |
| 2026-06-30 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,854 |
| 2026-06-30 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,854 |
| 2026-06-30 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,854 |
| 2026-03-31 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
3,205 |
| 2026-03-31 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
3,205 |
| 2026-03-31 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
3,205 |
| 2026-03-31 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
3,205 |
| 2025-12-31 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,306 |
| 2025-12-31 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,306 |
| 2025-12-31 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,306 |
| 2025-12-31 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
2,306 |
| 2025-09-30 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,559 |
| 2025-09-30 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,559 |
| 2025-09-30 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,559 |
| 2025-09-30 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,559 |
| 2025-06-30 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,736 |
| 2025-06-30 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,736 |
| 2025-06-30 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,736 |
| 2025-06-30 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
1,736 |
| 2025-03-31 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,939 |
| 2025-03-31 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,939 |
| 2025-03-31 | Betts Wendy J |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,939 |
| 2025-03-31 | Fung Peter K |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,939 |
| 2024-12-31 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
4,544 |
| 2024-12-31 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
4,544 |
| 2024-09-30 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,686 |
| 2024-09-30 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,686 |
| 2024-09-30 | Levy Oded |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,686 |
| 2024-09-30 | Lau Stanley K. |
Director |
Award↑
|
Stock Options (Right to Buy)
|
18,686 |
| 2024-09-06 | Philibert Robert |
Director, Chief Medical Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Robert Philibert a Director and Chief Medical Officer (CMO) of the registrant, is the direct owner of 75,676 of the securities of the registrant reported herein, owns and controls BD Holding Inc., the direct owner of 1,586,464 of the securities of the registrant reported herein, owns and controls Behavioral Diagnostics LLC, the direct owner of 14,126 of the securities of the registrant reported herein, and his spouse is the direct owner of 7,601of the securities of the registrant reported herein. |
Common Stock
(I)
|
7,460 |
| 2024-09-06 | Dogan Timur |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with his spouse, the issuer's Chief Executive Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 128,345 shares of common stock held individually and 68,965 shares of common stock held jointly with his spouse, the issuer's Chief Executive Officer. |
Common Stock
|
68,965 |
| 2024-09-06 | Dogan Meeshanthini |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with his spouse, the issuer's Chief Executive Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 128,345 shares of common stock held individually and 68,965 shares of common stock held jointly with his spouse, the issuer's Chief Executive Officer. |
Common Stock
|
68,965 |
| 2024-09-06 | Dogan Timur |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with his spouse, the issuer's Chief Executive Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 128,345 shares of common stock held individually and 68,965 shares of common stock held jointly with his spouse, the issuer's Chief Executive Officer. |
Common Stock
|
68,965 |
| 2024-09-06 | Dogan Meeshanthini |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with her spouse, the issuer's Chief Technology Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 1,586,464 shares of common stock held individually and 68,965 shares of common stock held jointly with her spouse who is the issuer's Chief Technology Officer. |
Common Stock
|
68,965 |
| 2024-09-06 | Philibert Robert |
Director, Chief Medical Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Robert Philibert a Director and Chief Medical Officer (CMO) of the registrant, is the direct owner of 75,676 of the securities of the registrant reported herein, owns and controls BD Holding Inc., the direct owner of 1,586,464 of the securities of the registrant reported herein, owns and controls Behavioral Diagnostics LLC, the direct owner of 14,126 of the securities of the registrant reported herein, and his spouse is the direct owner of 7,601of the securities of the registrant reported herein. |
Common Stock
(I)
|
26,615 |
| 2024-09-06 | Dogan Meeshanthini |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with her spouse, the issuer's Chief Technology Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 1,586,464 shares of common stock held individually and 68,965 shares of common stock held jointly with her spouse, the issuer's Chief Technology Officer. |
Common Stock
|
68,965 |
| 2024-09-06 | Dogan Meeshanthini |
Chief Technology Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The reporting person holds the shares in an account with her spouse, the issuer's Chief Technology Officer, as joint tenants with rights of survivorship. The reporting person's direct ownership is 1,586,464 shares of common stock held individually and 68,965 shares of common stock held jointly with her spouse who is the issuer's Chief Technology Officer. |
Common Stock
|
68,965 |
| 2024-06-30 | Burton Paul Frederick |
Director |
Award↑
|
Stock Options (Right to Buy)
|
7,575 |
| 2024-06-30 | Lau Stanley K. |
Director |
Award↑
|
Stock Options (Right to Buy)
|
7,575 |
| 2024-06-30 | Levy Oded |
Director |
Award↑
|
Stock Options (Right to Buy)
|
7,575 |
| 2024-06-30 | Intrater James |
Director |
Award↑
|
Stock Options (Right to Buy)
|
7,575 |
| 2024-03-31 | Lau Stanley K. |
Director |
Convert↑
Filing footnotes — Restricted Stock Units (Direct)
Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan. Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. |
Restricted Stock Units
|
0 |
| 2024-03-31 | Burton Paul Frederick |
Director |
Convert↑
Filing footnotes — Restricted Stock Units (Direct)
Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan. On January 23, 2024, the reporting person was awarded $50,000 in value of RSUs, $12,500 in value of which vested on March 31, 2024. Subject to continued service with the Issuer on the vesting date, the RSUs will continue to vest $12,500 in value on June 30, 2024, $12,500 in value on September30, 2024 and $12,500 in value on December 31, 2024, based on the closing price of the Issuers common stock on the applicable vesting date. |
Restricted Stock Units
|
0 |
| 2024-03-31 | Intrater James |
Director |
Convert↑
Filing footnotes — Restricted Stock Units (Direct)
Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan. On January 23, 2024, the reporting person was awarded $50,000 in value of RSUs, $12,500 in value of which vested on March 31, 2024. Subject to continued service with the Issuer on the vesting date, the RSUs will continue to vest $12,500 in value on June 30, 2024, $12,500 in value on September30, 2024 and $12,500 in value on December 31, 2024, based on the closing price of the Issuers common stock on the applicable vesting date. |
Restricted Stock Units
|
0 |
| 2024-03-31 | Levy Oded |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of restricted stock units (RSUs) that vested on December 31, 2023 through the issuance of shares of Common Stock. |
Common Stock
|
8,803 |
| 2024-03-31 | Intrater James |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of restricted stock units (RSUs) that vested on March 31, 2024 through the issuance of shares of Common Stock. |
Common Stock
|
8,803 |
| 2024-03-31 | Levy Oded |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I. The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan. On January 23, 2024, the reporting person was awarded $50,000 in value of RSUs, $12,500 in value of which vested on March 31, 2024. Subject to continued service with the Issuer on the vesting date, the RSUs will continue to vest $12,500 in value on June 30, 2024, $12,500 in value on September30, 2024 and $12,500 in value on December 31, 2024, based on the closing price of the Issuers common stock on the applicable vesting date. |
Restricted Stock Units
|
0 |
| 2024-03-31 | Burton Paul Frederick |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of restricted stock units (RSUs) that vested on March 31, 2024 through the issuance of shares of Common Stock. |
Common Stock
|
8,803 |
| 2024-03-31 | Lau Stanley K. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of restricted stock units (RSUs) that vested on March 31, 2024 through the issuance of shares of Common Stock. |
Common Stock
|
8,803 |