CDXS · Codexis, Inc. · Shareholders & Ownership

$1.05 -0.03 (-2.78%) Play latest call Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$118.27M

109.51M

Volume · Nov 5 871.76K Avg daily vol (3M) 935.69K

Every disclosed holder of CDXS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CDXS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	145	64,889,511	59.26%	Yes
Insiders (Forms 3, 4, 5)	13	2,364,445	2.16%	Yes
13D/G-only blocks	3	13,746,692	12.55%	Yes
Remaining	—	28,505,117	26.03%	Rest
Registered funds (N-PORT, not summed)	137	24,527,490	22.40%	No

Shares outstanding: 109,505,765, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CDXS

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Aberdeen Group plc 13G CIK 1716774 · Holding company · Sep 30, 2026 Rule 13d-1(b), qualified institution, not summed	10,797,702	9.86%	+4,027,748	Sep 30, 2026	Rule 13d-1(b), qualified institution, not summed
1.1	Aberdeen Group plc 13F CIK 1716774 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	6,769,954	6.18%	-1,910,414	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Telemark Asset Management, LLC 13G CIK 1420816 · Unknown · Jul 24, 2026 Rule 13d-1(c), passive investor, not summed	7,846,411	7.17%	—	Jul 24, 2026	Rule 13d-1(c), passive investor, not summed
2.1	Telemark Asset Management, LLC 13F CIK 1420816 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,846,411	3.51%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	7,284,352	6.65%	+255,579	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,286,444	2.09%	+66,341	Jun 30, 2026	iShares Trust, not summed
3.2	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	696,097	0.64%	+105,657	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Biotechnology ETF Fund S000004350 · Registered fund · Jun 30, 2026 iShares Trust, not summed	593,659	0.54%	-89,758	Jun 30, 2026	iShares Trust, not summed
3.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	290,804	0.27%	+68,830	Jun 30, 2026	iShares Trust, not summed
3.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	137,295	0.13%	0	Jun 30, 2026	Quantitative Master Series LLC, not summed
4	Opaleye Management Inc. 13F CIK 1595855 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,785,000	6.20%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	Opaleye Management Inc. Insider CIK 1595855 · Dec 1, 2025 Insider, issuer-wide, not summed	10,134,989	9.26%	-514,341	Dec 1, 2025	Insider, issuer-wide, not summed
5	Lytton, Laurence W. 13G CIK 1105806 · Unknown · Jun 30, 2026 Rule 13d-1(c), passive investor	5,592,972	5.11%	+1,060,903	Jun 30, 2026	Rule 13d-1(c), passive investor
6	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,549,139	5.07%	+1,551,009	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Millennium Management LLC 13G CIK 1319244 · Unknown · Apr 9, 2026 Rule 13d-1(c), passive investor	4,734,627	4.32%	—	Apr 9, 2026	Rule 13d-1(c), passive investor
8	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,809,440	3.48%	+408,944	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	Columbia Small Cap Value Discovery Fund Fund S000012102 · Registered fund · Jul 31, 2026 COLUMBIA FUNDS SERIES TRUST I, not summed	2,659,635	2.43%	+159,145	Jul 31, 2026	COLUMBIA FUNDS SERIES TRUST I, not summed
8.2	Columbia Variable Portfolio - Small Cap Value Discovery Fund Fund S000012561 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed	481,660	0.44%	-16,900	Jun 30, 2026	COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
8.3	Columbia Research Enhanced Small Cap ETF Fund S000095313 · Registered fund · Jun 30, 2026 Columbia ETF Trust I, not summed	144	0.00%	—	Jun 30, 2026	Columbia ETF Trust I, not summed
9	Nantahala Capital Management, LLC 13F CIK 1472322 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,623,613	3.31%	-500,000	Jun 30, 2026	carried, not yet filed for the newest quarter
10	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,617,109	3.30%	-51,398	Jun 30, 2026	carried, not yet filed for the newest quarter
11	BAILLIE GIFFORD & CO 13G CIK 1088875 · Investment adviser · Dec 29, 2023 Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Dec 29, 2023	3,419,093	3.12%	—	Dec 29, 2023	Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Dec 29, 2023
12	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,633,770	2.41%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
13	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,162,393	1.97%	+277,040	Jun 30, 2026	carried, not yet filed for the newest quarter
14	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,756,814	1.60%	+89,860	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	33,021	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
14.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	1,557	0.00%	-1,432	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
14.3	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	706	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
15	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,342,014	1.23%	+362,167	Jun 30, 2026	carried, not yet filed for the newest quarter
16	JACOBS LEVY EQUITY MANAGEMENT, INC 13F CIK 884414 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,330,205	1.21%	+242,178	Jun 30, 2026	carried, not yet filed for the newest quarter
17	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,307,171	1.19%	+427,832	Jun 30, 2026	carried, not yet filed for the newest quarter
18	PERKINS CAPITAL MANAGEMENT INC 13F CIK 884300 · Registered investment adviser · Sep 30, 2026	1,021,850	0.93%	+495,750	Sep 30, 2026
19	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	895,869	0.82%	+14,968	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
20	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	845,431	0.77%	+236,830	Jun 30, 2026	carried, not yet filed for the newest quarter
21	DILLY STEPHEN GEORGE Insider CIK 1389147 · Nov 11, 2025 Director, issuer-wide	727,053	0.66%	+54,000	Nov 11, 2025	Director, issuer-wide
22	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	696,599	0.64%	+454,644	Jun 30, 2026	carried, not yet filed for the newest quarter
23	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	682,940	0.62%	+25,801	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	37,998	0.03%	+4,912	Jun 30, 2026	Northern Funds, not summed
23.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	6,196	0.01%	-152	Jun 30, 2026	Northern Funds, not summed
24	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	678,640	0.62%	-9,570	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Putnam Small Cap Value Fund Fund S000003854 · Registered fund · Aug 31, 2026 Putnam Investment Funds, not summed	532,703	0.49%	+40,000	Aug 31, 2026	Putnam Investment Funds, not summed
24.2	Putnam VT Small Cap Value Fund Fund S000003888 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	185,697	0.17%	-9,600	Jun 30, 2026	Putnam Variable Trust, not summed
25	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	649,170	0.59%	+176,329	Jun 30, 2026	carried, not yet filed for the newest quarter
26	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	581,058	0.53%	+30,050	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Post Resch Tallon Group Inc. 13F CIK 2054476 · Registered investment adviser · Sep 30, 2026	573,953	0.52%	+10,475	Sep 30, 2026
28	Man Group plc 13F CIK 1637460 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	565,593	0.52%	+565,593	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	496,765	0.45%	+38,597	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
30	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	478,483	0.44%	+65,886	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	942,511	0.86%	+58,917	Jul 31, 2026	Fidelity Salem Street Trust, not summed
30.2	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	438,135	0.40%	+19,256	Aug 31, 2026	Fidelity Concord Street Trust, not summed
30.3	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	148,756	0.14%	+14,954	Jun 30, 2026	Fidelity Covington Trust, not summed
30.4	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	147,086	0.13%	-116	Aug 31, 2026	Fidelity Concord Street Trust, not summed
30.5	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	120,049	0.11%	0	Aug 31, 2026	Fidelity Concord Street Trust, not summed
31	Assenagon Asset Management S.A. 13F CIK 1546007 · Unknown · Sep 30, 2026	463,055	0.42%	-815,151	Sep 30, 2026
32	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	434,924	0.40%	-389,946	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	77,025	0.07%	-30,052	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
33	ALGERT GLOBAL LLC 13F CIK 1275218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	430,910	0.39%	+233,463	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Prescott Group Capital Management, L.L.C. 13F CIK 1166152 · Registered investment adviser · Sep 30, 2026	400,000	0.37%	+400,000	Sep 30, 2026
35	SMALL COMPANY GROWTH PORTFOLIO Fund S000004394 · Registered fund · Jun 30, 2026 VANGUARD VARIABLE INSURANCE FUNDS, not summed	398,987	0.36%	+281,188	Jun 30, 2026	VANGUARD VARIABLE INSURANCE FUNDS, not summed
36	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	392,267	0.36%	+24,824	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	183,067	0.17%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
36.2	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	105,313	0.10%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
36.3	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	76,850	0.07%	—	Jun 30, 2026	College Retirement Equities Fund, not summed
36.4	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	5,038	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
36.5	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	1,647	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
37	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	358,285	0.33%	+234,536	Jun 30, 2026	carried, not yet filed for the newest quarter
38	TUDOR INVESTMENT CORP ET AL 13F CIK 923093 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	357,925	0.33%	-179,908	Jun 30, 2026	carried, not yet filed for the newest quarter
39	VANGUARD EXPLORER FUND Fund S000002578 · Registered fund · Jul 31, 2026 VANGUARD EXPLORER FUND, not summed	316,606	0.29%	+78,679	Jul 31, 2026	VANGUARD EXPLORER FUND, not summed
40	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	308,095	0.28%	+249,616	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	U.S. Small Cap Equity Fund Fund S000001586 · Registered fund · Jul 31, 2026 RUSSELL INVESTMENT CO, not summed	16,975	0.02%	-3,675	Jul 31, 2026	RUSSELL INVESTMENT CO, not summed
40.2	U.S. Small Cap Equity Fund Fund S000006864 · Registered fund · Jun 30, 2026 RUSSELL INVESTMENT FUNDS, not summed	3,534	0.00%	-756	Jun 30, 2026	RUSSELL INVESTMENT FUNDS, not summed
41	PLATINUM INVESTMENT MANAGEMENT LTD 13F CIK 1256071 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	264,464	0.24%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
42	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	262,926	0.24%	+47,561	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Potomac Capital Management, Inc. 13F CIK 1418746 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	260,000	0.24%	-14,200	Jun 30, 2026	carried, not yet filed for the newest quarter
44	MOORE ALISON Insider CIK 1754937 · Oct 12, 2026 Chief Technical Officer, issuer-wide	244,171	0.22%	-6,335	Oct 12, 2026	Chief Technical Officer, issuer-wide
45	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	242,211	0.22%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	196,089	0.18%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
45.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	45,863	0.04%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
46	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	240,627	0.22%	+73,085	Jun 30, 2026	carried, not yet filed for the newest quarter
47	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	240,517	0.22%	+66,562	Jun 30, 2026	carried, not yet filed for the newest quarter
48	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	239,907	0.22%	-1,943,868	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	226,039	0.21%	+16,394	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Large-Cap Growth Portfolio Fund S000026003 · Registered fund · Jun 30, 2026 PACIFIC SELECT FUND, not summed	213,439	0.19%	+11,800	Jun 30, 2026	PACIFIC SELECT FUND, not summed

16 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 229 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1200375 CUSIP 192005106 13F (30d) 34 filings 34 filers Visit website Investor relations