CODA · Coda Octopus Group, Inc. · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-28 | HAMILTON MICHAEL J. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares that were awarded by the Issuer to the Reporting Person for director services performed. |
Common Stock
|
1,102 |
| 2026-03-19 | Jardine Gayle Michelle |
Interim CFO. |
Sell↓
|
COMMON
|
2,256 |
| 2026-03-11 | Emerson John Steven |
10% Owner |
Sell↓
|
Common Stock
(I)
|
3,000 |
| 2026-03-11 | Emerson John Steven |
10% Owner |
Sell↓
|
Common Stock
(I)
|
79,254 |
| 2026-03-11 | Emerson John Steven |
10% Owner |
Sell↓
|
Common Stock
(I)
|
3,000 |
| 2026-03-11 | Emerson John Steven |
10% Owner |
Sell↓
|
Common Stock
(I)
|
1,000 |
| 2026-03-11 | Emerson John Steven |
10% Owner |
Gift↓
|
Common Stock
(I)
|
100,000 |
| 2025-10-02 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
150,000 |
| 2025-09-23 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
7,013 |
| 2025-09-22 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
16,995 |
| 2025-09-19 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
32,362 |
| 2025-03-16 | HAMILTON MICHAEL J. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares that were awarded by the Issuer to the Reporting Person for director services performed and that vested on the transaction date. |
Common Stock
|
2,266 |
| 2025-01-24 | Sondergaard Niels |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents shares that were awarded by the Issuer to the Reporting Person for services performed. |
Common Stock
|
10,000 |
| 2024-08-08 | HAMILTON MICHAEL J. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares that were awarded by the Issuer to the Reporting Person for director services performed and that vested on the transaction date. |
Common Stock
|
2,508 |
| 2023-10-06 | Sondergaard Niels |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The shares herein reported were purchased by Reporting Person on behalf of his spouse, the Company's Chairman and Chief Executive Officer. Reporting Person disclaims beneficial ownership in the shares purchased. |
Common Stock
|
16,500 |
| 2023-10-06 | Gayle Annmarie |
Director, Chairman, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The shares herein reported were purchased on her behalf by Reporting Person's spouse. |
Common Stock
|
16,500 |
| 2023-09-28 | Sondergaard Niels |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The shares herein reported were purchased by Reporting Person on behalf of his spouse, the Company's Chairman and Chief Executive Officer. Reporting Person disclaims beneficial ownership in the shares purchased. |
Common Stock
|
16,580 |
| 2023-09-28 | Gayle Annmarie |
Director, Chairman, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The shares herein reported were purchased on her behalf by Reporting Person's spouse. |
Common Stock
|
16,580 |
| 2023-09-28 | RUNNELS G TYLER |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 |
Common Stock
(I)
|
105,006 |
| 2023-09-27 | Emerson John Steven |
10% Owner |
Buy↑
|
Common Stock
(I)
|
50,000 |
| 2023-09-27 | RUNNELS G TYLER |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 |
Common Stock
(I)
|
144,994 |
| 2023-09-27 | Emerson John Steven |
10% Owner |
Buy↑
|
Common Stock
(I)
|
50,000 |
| 2023-09-27 | Emerson John Steven |
10% Owner |
Buy↑
|
Common Stock
(I)
|
50,000 |
| 2023-09-27 | Emerson John Steven |
10% Owner |
Gift↓
|
Common Stock
(I)
|
17,000 |
| 2023-06-01 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Convert↑
Filing footnotes — Common Stock (Direct)
The stock options were exercised on a cashless basis |
Common Stock
|
13,910 |
| 2023-05-11 | Gayle Annmarie |
Director, Chairman, CEO, 10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
The stock options were exercised on a cashless basis. |
Common Stock
|
32,291 |
| 2023-04-21 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Sell↓
|
Common Stock
|
10,679 |
| 2023-04-11 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Sell↓
|
Common Stock
|
3,000 |
| 2021-12-20 | Emerson John Steven |
10% Owner |
Gift↓
|
Common Stock
(I)
|
100,000 |
| 2021-06-24 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
21,523 |
| 2021-06-23 | Sondergaard Niels |
10% Owner |
Sell↓
|
Common Stock
|
54,382 |
| 2021-06-21 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Sell↓
|
Common Stock
|
7,492 |
| 2021-06-18 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
16,107 |
| 2021-04-21 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Sell↓
|
Common Stock
|
3,252 |
| 2021-04-20 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Sell↓
|
Common Stock
|
711 |
| 2021-04-07 | Gayle Annmarie |
Director, Chairman, CEO, 10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
The stock options were exercised on a cashless basis. |
Common Stock
|
16,630 |
| 2021-03-31 | CUNNINGHAM BLAIR GRAEME |
President of Technology |
Convert↑
Filing footnotes — Common Stock (Direct)
The stock options were exercised on a cashless basis. |
Common Stock
|
11,456 |
| 2021-03-23 | Midgley Michael |
CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
The stock options were exercised on a cashless basis. |
Common Stock
|
16,107 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
6 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
1,000 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
2,000 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
1,600 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
2,000 |
| 2020-11-25 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
499 |
| 2020-11-23 | Midgley Michael |
CFO |
Sell↓
|
Common Stock
|
38 |
| 2020-11-18 | HAMILTON MICHAEL J. |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold at prices ranging from $5.515 to $5.55 |
Common Stock
|
2,010 |
| 2020-11-16 | HAMILTON MICHAEL J. |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares were sold at prices ranging from $5.30 to $5.36 |
Common Stock
|
3,990 |
| 2020-07-20 | Ezralow Bryan |
Insider |
Sell↓
|
Common Stock
(I)
|
12,000 |
| 2020-04-23 | Gayle Annmarie |
Director, Chairman, CEO, 10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
Held through spouse. This Form 4 does not report any securities transactions. It is filed on a voluntary basis to disclose that as a result of Reporting Person's marriage to the Company's largest stockholder on April 23, 2020, all shares owned by her spouse are now subject to reporting by Reporting Person under Section 16 of the Securities Exchange Act of 1934. Reporting Person disclaims beneficial ownership in these shares. |
Common Stock
(I)
|
2,317,486 |
| 2020-04-09 | Losty Mary |
Director |
Sell↓
|
Common Stock
|
10,000 |