EQS · Equus Total Return, Inc.
$1.03
+0.01 (+0.98%)
At close · Sep 2
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Because we do not currently have committed financing to fund our operations for at least twelve months from the issuance of these unaudited condensed consolidated financial statements, substantial doubt exists about our ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Market Cap
$14.25M
Shares
13.97M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 7
Total Value: $152,056
Total Shares: 122,628
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 7 13F filers · Δ vs Mar 31, 2026Top Holder
29.1%
+0.7 pts
Top 5
94.7%
+0.9 pts
Top 10
100.0%
0.0 pts
HHI
2,118
Moderately concentrated+63
Quarterly Activity
vs Mar 31, 2026
New
1
Increased
1
Decreased
1
Sold Out
2
Unchanged
4
Holder count:
-1
Institutional value:
-34.1%
Shares held:
-2.3%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large OSAIC HOLDINGS, INC. | +1,500 | 6,447 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | −205 | 8,897 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | 20,330 | $25,209 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small MSH Capital Advisors LLC | 21,666 | $39,865 | |
| Small NBC SECURITIES, INC. | 2,800 | $5,152 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega MORGAN STANLEY | $44,225 | 29.08% | 35,666 | Shares | 2026-08-13 | |
| Small SHUFRO ROSE & CO LLC | $38,795 | 25.51% | 31,287 | Shares | 2026-08-12 | |
| Mega CITADEL ADVISORS LLC | $25,209 | 16.58% | 20,330 | Shares | 2026-08-14 | |
| Small SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | $24,800 | 16.31% | 20,000 | Shares | 2026-08-07 | |
| Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $11,032 | 7.26% | 8,897 | Shares | 2026-08-06 | |
| Large OSAIC HOLDINGS, INC. | $7,994 | 5.26% | 6,447 | Shares | 2026-08-14 | |
| Mega WELLS FARGO & COMPANY/MN | $1 | 0.00% | 1 | Shares | 2026-08-14 |