EQS
Equus Total Return, Inc.
$1.23
-0.03 (-2.38%)
At close · Jul 2
Going-concern doubt
— flagged May 20, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Because we do not currently have committed financing to fund our operations for at least twelve months from the issuance of these unaudited condensed consolidated financial statements, substantial doubt exists about our ability to continue as a going concern.”View the 10-Q filed May 20, 2026
Market Cap
$17.18M
Shares
13,966,696
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 8
Total Value: $230,859
Total Shares: 125,469
Institutional Ownership Trend
25 quarters
Holder Concentration
Across 8 13F filers · Δ vs Dec 31, 2025Top Holder
28.4%
+4.5 pts
Top 5
93.8%
+5.1 pts
Top 10
100.0%
0.0 pts
HHI
2,055
Moderately concentrated+352
Quarterly Activity
vs Dec 31, 2025
New
0
Increased
1
Decreased
0
Sold Out
2
Unchanged
7
Holder count:
-2
Institutional value:
+9.6%
Shares held:
-16.0%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large OSAIC HOLDINGS, INC. | +725 | 4,947 |
Top Sellers
vs Dec 31, 2025No qualifying movers this quarter.
Top New Positions
vs Dec 31, 2025No new positions this quarter.
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | 23,884 | $33,676 | |
| Mega UBS Group AG | 739 | $1,041 |
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Mega MORGAN STANLEY | $65,624 | 28.43% | 35,666 | Shares | Defined | 2026-05-15 | ||||
| Small SHUFRO ROSE & CO LLC | $57,568 | 24.94% | 31,287 | Shares | Sole | 2026-05-15 | ||||
| Small MSH Capital Advisors LLC | $39,865 | 17.27% | 21,666 | Shares | Sole | 2026-05-11 | ||||
| Small SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | $36,800 | 15.94% | 20,000 | Shares | Sole | 2026-05-08 | ||||
| Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $16,747 | 7.25% | 9,102 | Shares | Sole | 2026-05-11 | ||||
| Large OSAIC HOLDINGS, INC. | $9,102 | 3.94% | 4,947 | Shares | Defined | 2026-05-15 | ||||
| Small NBC SECURITIES, INC. Broker-Dealer | $5,152 | 2.23% | 2,800 | Shares | Sole | 2026-04-14 | ||||
| Mega WELLS FARGO & COMPANY/MN | $1 | 0.00% | 1 | Shares | Defined | 2026-05-11 | ||||
| No holders match your search. | ||||||||||