EQS · Equus Total Return, Inc. · Holdings

$0.90 -0.09 (-9.04%)

Market Cap

$13.82M

13.97M

Volume · Oct 20 639 Avg daily vol (3M) 12.44K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of EQS: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 7

Total Value: $152,056

Total Shares: 122,628

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 7 13F filers · Δ vs Mar 31, 2026

Top Holder

29.1%

+0.7 pts

Top 5

94.7%

+0.9 pts

Top 10

100.0%

0.0 pts

HHI

2,118

Moderately concentrated+63

Who Holds EQS

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 7 filers, like-for-like change -2.3%; actively managed books -3.2%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	65.7%	4	-5.1%	1	2
Bank	0.0%	1	0.0%	0	0
Holding company	34.3%	2	+3.7%	0	0
Unknown	0.0%	0	—	0	0

Style	Share	Filers	Change	New	Exited
Index-like	29.1%	1	0.0%	0	0
Systematic-like	16.6%	1	new	1	0
Concentrated	41.8%	2	0.0%	0	0
Diversified active	12.5%	3	-60.2%	0	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.4%	6	-18.5%	0	2
High turnover	16.6%	1	new	1	0
Medium turnover	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Medium horizon	0.0%	0	-100.0%	0	1
Long horizon	100.0%	7	0.0%	1	1
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	23.6%	2	-43.1%	0	1
$1B to $10B	25.5%	1	-8.2%	0	1
$10B to $100B	5.3%	1	+30.3%	0	0
$100B or more	45.7%	3	+57.0%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	49.1%	3	-29.1%	0	2
Pooled investment vehicles	16.6%	1	new	1	0
Unknown	34.3%	3	+3.7%	0	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	16.6%	1	new	1	0
No private funds	49.1%	3	-29.1%	0	2
Unknown	34.3%	3	+3.7%	0	0

Location	Share	Filers	Change	New	Exited
United States	100.0%	7	-2.3%	1	2
Outside the US	0.0%	0	—	0	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

7 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

0.146%

of shares outstanding, not ranked: fewer than 10 13F filers, too few to rank

Mar 31, 2026: 0.000%

Private-fund advisers

0.146%

of shares outstanding

Institutional ownership

0.878%

1.25% of the estimated free float

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.212

Active holders

-3.2%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 16.6 quarters

Under 1 year 16.6% 1 to 3 years 21.6% 3 years or more 61.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$1.67

estimated per share

Mar 31, 2026: $1.81

Quarter-end price

$1.24

implied by 13F values

Estimated gain or loss

-25.6%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 67.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not EQS, quarter ended Jun 30, 2026

EQS has no holder-overlap peers, so these filers hold the largest Financial Services stocks: JPM, V, BRK-B, MA, BAC, MS, GS, AXP, WFC, C, SCHW, RY, CB, BLK, PGR, COF, SPGI, TD, BNY, PNC. 6,568 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$420,126,205,606 20 held	6.43%	JPM, BRK-B, V
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$357,705,165,418 20 held	7.62%	BRK-B, JPM, V
3	STATE STREET CORP Bank, Index-like	$260,793,033,245 19 held	7.71%	JPM, BRK-B, V
4	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$135,289,198,168 20 held	7.19%	BRK-B, JPM, V
5	FMR LLC Holding company, Diversified active	$118,595,204,944 20 held	5.26%	BRK-B, V, WFC
6	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$115,648,086,418 19 held	5.20%	JPM, BRK-B, V
7	Berkshire Hathaway Inc Insurer, Concentrated	$91,098,036,862 4 held	30.4%	AXP, BAC, CB
8	JPMORGAN CHASE & CO Bank, Diversified active	$90,379,922,684 20 held	5.49%	MA, WFC, MS
9	NORGES BANK Non-US, Index-like	$78,828,529,437 20 held	7.83%	BRK-B, JPM, MA
10	MITSUBISHI UFJ FINANCIAL GROUP INC Bank, Unknown	$78,825,883,309 1 held	100.0%	MS

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -1

Institutional value: -34.1%

Shares held: -2.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Large OSAIC HOLDINGS, INC.	+1,500	6,447

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	−205	8,897

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	20,330	$25,209

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Small MSH Capital Advisors LLC	21,666	$39,865
Mid NBC SECURITIES, INC.	2,800	$5,152

Filter: New 1 Increased 1 Reduced 1 Sold out 2 Unchanged 4

Holder type: Registered adviser 4 Bank 1 Holding company 2

Showing 7 of 7

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$44,225

29.08%

35,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	35,666	$44,225	100.0%	Defined

SHUFRO ROSE & CO LLC

$38,795

25.51%

31,287

CITADEL ADVISORS LLC

$25,209

16.58%

20,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,330	$25,209	100.0%	Defined

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

$24,800

16.31%

20,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$11,032

7.26%

8,897

OSAIC HOLDINGS, INC.

$7,994

5.26%

6,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	6,447	$7,994	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$1	100.0%	Defined

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