EQS · Equus Total Return, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Because we do not currently have committed financing to fund our operations for at least twelve months from the issuance of these unaudited condensed consolidated financial statements, substantial doubt exists about our ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Every disclosed holder of EQS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns EQS
13F quarter Jun 30, 2026| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 122,628 | 0.88% |
| Insiders (Forms 3, 4, 5) | 4,194,301 | 30.03% |
| 13D/G-only blocks | 1,083,000 | 7.75% |
| Remaining | 8,566,767 | 61.34% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 13,966,696, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of EQS
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
3,861,706 | ||
| 2 |
Howard Todd Horberg
13D
CIK 1313813 · Unknown · Jun 19, 2026
Item 4 purpose: none of the classified purposes
|
783,000 | ||
| 3 |
|
332,595 | ||
| 4 |
|
300,000 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
|
35,666 | ||
| 6 |
SHUFRO ROSE & CO LLC
13F
CIK 908195 · Registered investment adviser · Jun 30, 2026
|
31,287 | ||
| 7 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
|
20,330 | ||
| 8 |
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
13F
CIK 1794153 · Registered investment adviser · Jun 30, 2026
|
20,000 | ||
| 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
|
8,897 | ||
| 10 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
|
6,447 | ||
| 11 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.