ERII · Energy Recovery, Inc. · Holdings

$6.64 -0.03 (-0.45%)

Russell 2000 member Rebalance outlook locked

Market Cap

$340.47M

51.04M

Volume · Oct 22 913.33K Avg daily vol (3M) 942.29K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ERII: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 202

Total Value: $399,436,272

Total Shares: 44,713,036

Showing 1–100 of 209 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 200 13F filers

Top Holder

14.2%

of institutional value

Top 5

36.5%

of institutional value

Top 10

52.2%

of institutional value

HHI

440

Broadly held

Who Holds ERII

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 199 filers, like-for-like change -1.0%; actively managed books -8.4%; index-like books +7.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	37.3%	96	+5.8%	24	20
Exempt adviser	1.9%	5	+580.3%	4	2
Adviser	4.8%	4	-66.6%	0	2
Bank	6.9%	16	+13.1%	1	1
Insurer	0.4%	3	+46.0%	1	0
Broker-dealer	0.0%	1	+440.3%	0	0
Benefit plan	0.2%	2	-25.2%	0	1
Non-US	6.7%	10	-0.8%	0	0
Holding company	28.1%	8	+8.1%	1	0
Unknown	13.7%	54	+17.1%	8	12

Style	Share	Filers	Change	New	Exited
Index-like	51.4%	29	+7.3%	0	0
Systematic-like	6.1%	18	+43.9%	8	8
Concentrated	3.9%	19	+7.5%	6	6
Diversified active	38.7%	133	-14.5%	25	24
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	61.3%	111	-9.5%	17	12
Medium turnover	20.5%	41	+10.7%	6	10
High turnover	8.9%	34	+63.3%	14	13
Unknown	9.3%	13	+0.2%	2	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.9%	28	+2.7%	9	10
Medium horizon	18.7%	19	+6.2%	2	6
Long horizon	64.6%	138	-7.8%	23	18
Unknown	5.8%	14	+114.2%	5	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.4%	33	-9.1%	11	12
$1B to $10B	8.4%	47	+10.6%	10	12
$10B to $100B	14.4%	57	+53.4%	14	9
$100B or more	71.9%	62	-8.0%	4	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.3%	42	+4.3%	15	6
Pooled investment vehicles	9.9%	22	+24.0%	8	8
Registered funds and BDCs	17.7%	13	-4.3%	0	3
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.2%	3	+3.9%	0	0
Governments and sovereign funds	0.1%	1	-68.0%	0	1
Other investment advisers	0.0%	2	+13015.7%	1	0
Diversified	5.1%	12	+25.6%	0	2
Other	0.0%	0	—	0	0
Unknown	62.7%	103	-4.6%	15	18

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.9%	31	+5.5%	10	11
Private equity funds	0.2%	6	-6.2%	4	1
Venture capital funds	0.0%	1	+5900.0%	0	0
Real estate funds	0.0%	2	+2027.8%	1	1
Securitized asset funds	0.4%	1	+2.0%	0	0
Other private funds	7.9%	13	+74.1%	3	0
Mixed private funds	0.1%	1	+122.8%	0	0
Private funds, type not stated	0.1%	4	-8.1%	2	2
No private funds	17.6%	42	-2.3%	8	7
Unknown	60.7%	98	-7.2%	11	16

Location	Share	Filers	Change	New	Exited
United States	70.8%	157	-8.0%	32	31
Outside the US	29.2%	42	+21.3%	7	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

199 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.503% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

19.9%

of shares outstanding, 58th percentile

Mar 31, 2026: 15.5%

Private-fund advisers

18.4%

of shares outstanding

Institutional ownership

85.1%

87.8% of the estimated free float

Top 10 holders

53.1%

of 13F shares, Herfindahl 0.045

Active holders

-8.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.7 quarters

Under 1 year 22.8% 1 to 3 years 30.7% 3 years or more 46.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$12.88

estimated per share

Mar 31, 2026: $15.31

Quarter-end price

$9.02

implied by 13F values

Estimated gain or loss

-30.0%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 40.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ERII's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MOH Molina Healthcare, Inc.	3	0.111
2	TSN Tyson Foods, Inc.	3	0.100
3	AMZN Amazon Com Inc	4	0.018
4	GOOGL Alphabet Inc.	4	0.018
5	XOM ExxonMobil Holdings Corp	3	0.017
6	AAPL Apple Inc.	3	0.014

Shareholder Targets

13F filers that own its peers but not ERII, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MOH, TSN, AMZN, GOOGL, XOM, AAPL. 6,834 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$152,727,445,266 6 held	15.2%	GOOGL, AAPL, AMZN
2	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
3	Capital Research Global Investors Adviser, Diversified active	$90,094,297,438 5 held	12.6%	GOOGL, AMZN, AAPL
4	Capital World Investors Adviser, Diversified active	$72,933,415,789 5 held	8.66%	GOOGL, AMZN, AAPL
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$55,123,133,434 6 held	9.52%	GOOGL, AAPL, AMZN
6	Capital International Investors Adviser, Diversified active	$47,383,018,647 4 held	9.81%	GOOGL, AAPL, AMZN
7	Fisher Asset Management, LLC Adviser, Diversified active	$44,198,743,862 4 held	13.3%	AAPL, GOOGL, AMZN
8	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$30,057,337,857 4 held	18.0%	GOOGL, AAPL, AMZN
9	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$29,547,398,400 6 held	10.1%	GOOGL, AAPL, AMZN
10	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$29,139,342,225 6 held	16.2%	AAPL, GOOGL, AMZN

Fund Ownership of ERII by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 16.92% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.74%	+0.61 pp	2,418,884	58
Index ETFs	12.18%	-0.07 pp	6,217,362	40
Active ETFs	0.95%	+0.09 pp	485,572	15
Active funds	9.17%	+0.97 pp	4,678,943	62
Unclassified	0.04%	+0.04 pp	18,790	3
All registered funds	27.07%	+1.64 pp	13,819,551	178

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 99 Exempt adviser 4 Adviser 4 Bank 16 Insurer 3 Broker-dealer 1 Benefit plan 2 Non-US 10 Holding company 8 Unknown 55

Showing 100 of 209

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$57,225,146

14.33%

6,344,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	255,803	$2,307,343	4.0%	Sole
BlackRock Investment Management (Australia) Ltd	38,736	$349,398	0.6%	Sole
BlackRock Asset Management Canada Ltd	106,864	$963,913	1.7%	Sole
BlackRock Investment Management, LLC	163,843	$1,477,863	2.6%	Sole
BLACKROCK ADVISORS LLC	585,456	$5,280,813	9.2%	Sole
BlackRock Fund Advisors	2,196,168	$19,809,435	34.6%	Sole
BlackRock Institutional Trust Company, N.A.	2,003,196	$18,068,827	31.6%	Sole
BlackRock Fund Managers Ltd.	11,523	$103,937	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	19,836	$178,920	0.3%	Sole
BlackRock (Netherlands) B.V.	33,402	$301,286	0.5%	Sole
BlackRock Asset Management Ireland Ltd	543,531	$4,902,649	8.6%	Sole
BlackRock Life Ltd	6,521	$58,819	0.1%	Sole
BlackRock Asset Management Schweiz AG	10,444	$94,204	0.2%	Sole
Aperio Group, LLC	368,929	$3,327,739	5.8%	Sole

Amundi

$36,111,885

9.04%

4,003,535

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	4,003,535	$36,111,885	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$19,697,136

4.93%

2,183,718

Legal & General Group Plc

$18,579,070

4.65%

2,059,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	5,201	$46,913	0.3%	Defined
Legal & General Investment Management Ltd joint	2,054,563	$18,532,157	99.7%	Defined

FIL Ltd

$15,475,812

3.87%

1,715,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	1,715,722	$15,475,812	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$15,311,900

3.83%

1,697,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	194,874	$1,757,763	11.5%	Defined
Held directly	1,502,676	$13,554,137	88.5%	Defined

STATE STREET CORP

$14,665,554

3.67%

1,625,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,625,893	$14,665,554	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$11,398,276

2.85%

1,263,667

MORGAN STANLEY

$11,157,765

2.79%

1,237,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	3,661	$33,022	0.3%	Defined
MORGAN STANLEY & CO. LLC	250,128	$2,256,154	20.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	227,100	$2,048,442	18.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	87,255	$787,040	7.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	42,989	$387,760	3.5%	Defined
Calvert Research & Management	625,870	$5,645,347	50.6%	Defined

MACKENZIE FINANCIAL CORP

$10,712,927

2.68%

1,187,686

Invesco Ltd.

$8,348,459

2.09%

925,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,758	$88,016	1.1%	Defined
Invesco Trust Co joint	21,070	$190,051	2.3%	Defined
Invesco Capital Management LLC	894,722	$8,070,392	96.7%	Defined

DIMENSIONAL FUND ADVISORS LP

$7,926,089

1.98%

878,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,888	$62,129	0.8%	Defined
DFA Australia Ltd.	19,601	$176,801	2.2%	Defined
Dimensional Ireland Ltd	72,675	$655,528	8.3%	Defined
Held directly	779,560	$7,031,631	88.7%	Sole

ArrowMark Colorado Holdings LLC

$7,639,940

1.91%

847,000

Kopion Asset Management, LLC

$6,790,947

1.70%

1,018,133

ROYCE & ASSOCIATES LP

$6,790,364

1.70%

752,812

AVENIR CORP

$6,258,851

1.57%

693,886

AMERIPRISE FINANCIAL INC

$6,126,708

1.53%

679,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	678,251	$6,117,824	99.9%	Defined
Ameriprise Financial Services, LLC	877	$7,910	0.1%	Defined
Ameriprise Bank, FSB	108	$974	0.0%	Defined

MARSHALL WACE, LLP

$6,108,775

1.53%

677,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	584,632	$5,273,379	86.3%	Other
Marshall Wace Middle East Ltd	92,616	$835,396	13.7%	Other

GOLDMAN SACHS GROUP INC

$5,424,041

1.36%

601,335

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	163,526	$1,475,004	27.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	437,809	$3,949,037	72.8%	Defined

683 Capital Management, LLC

$4,780,600

1.20%

530,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	530,000	$4,780,600	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$4,510,550

1.13%

500,061

NORTHERN TRUST CORP

$4,316,284

1.08%

478,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	428,409	$3,864,248	89.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	41,908	$378,009	8.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,207	$74,027	1.7%	Other

CITADEL ADVISORS LLC

$4,295,648

1.08%

476,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	282,234	$2,545,750	59.3%	Defined
Held directly	194,002	$1,749,898	40.7%	Defined

TUDOR INVESTMENT CORP ET AL

$4,256,583

1.07%

471,905

Swiss Life Asset Management Ltd

$4,191,241

1.05%

464,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swiss Life Asset Managers France	461,539	$4,163,081	99.3%	Defined
Held directly	3,122	$28,160	0.7%	Sole

Raiffeisen Bank International AG

$4,149,200

1.04%

460,000

Zurcher Kantonalbank (Zurich Cantonalbank)

$3,967,149

0.99%

439,817

CenterBook Partners LP

$3,792,973

0.95%

420,507

KLP KAPITALFORVALTNING AS

$3,610,805

0.90%

400,311

BNP PARIBAS ARBITRAGE, SA

$3,575,717

0.90%

396,421

JACOBS LEVY EQUITY MANAGEMENT, INC

$3,416,766

0.86%

378,799

VANGUARD FIDUCIARY TRUST CO

$3,313,938

0.83%

367,399

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,311,404

0.83%

367,118

JPMORGAN CHASE & CO

$2,572,645

0.64%

285,216

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	21,649	$195,273	7.6%	Defined
J.P. Morgan Investment Management Inc.	448	$4,040	0.2%	Defined
J.P. Morgan Securities LLC	260,781	$2,352,244	91.4%	Defined
J.P. Morgan SE	2,338	$21,088	0.8%	Defined

BROWN CAPITAL MANAGEMENT LLC

$2,551,451

0.64%

282,866

AQR CAPITAL MANAGEMENT LLC

$2,370,852

0.59%

262,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	4,670	$42,123	1.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	951	$8,578	0.4%	Other
Stokes Family Office, LLC	267	$2,408	0.1%	Other
Held directly	256,956	$2,317,743	97.8%	Defined

TWO SIGMA INVESTMENTS, LP

$2,100,117

0.53%

232,829

D. E. Shaw & Co., Inc.

$1,972,737

0.49%

218,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	194,407	$1,753,551	88.9%	Defined
D. E. Shaw Investment Management, L.L.C. joint	24,300	$219,186	11.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,749,149

0.44%

193,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	193,919	$1,749,149	100.0%	Other

TUDOR INVESTMENT CORP ET AL

$1,713,800

0.43%

190,000

PINNACLE ASSOCIATES LTD

$1,679,772

0.42%

251,840

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,636,228

0.41%

181,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	181,400	$1,636,228	100.0%	Other

Nuveen, LLC

$1,566,890

0.39%

173,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	12,542	$113,128	7.2%	Defined
TEACHERS ADVISORS, LLC joint	161,171	$1,453,762	92.8%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,524,421

0.38%

169,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	481	$4,338	0.3%	Defined
UBS Asset Management Switzerland AG	132,719	$1,197,124	78.5%	Defined
UBS Asset Management (UK) Ltd.	24,066	$217,075	14.2%	Other
Held directly	11,739	$105,884	6.9%	Defined

JUPITER ASSET MANAGEMENT LTD

$1,491,917

0.37%

165,401

Bank of New York Mellon Corp

$1,398,929

0.35%

155,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	62,075	$559,916	40.0%	Defined
The Bank of New York Mellon	93,016	$839,004	60.0%	Defined
Held directly	1	$9	0.0%	Defined

Jump Financial, LLC

$1,372,185

0.34%

152,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	668	$6,025	0.4%	Defined
Leap GP LLC joint	151,459	$1,366,160	99.6%	Defined

Polymer Capital Management (US) LLC

$1,305,239

0.33%

144,705

SG Americas Securities, LLC

$1,283,410

0.32%

142,285

CITADEL ADVISORS LLC

$1,217,700

0.30%

135,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	135,000	$1,217,700	100.0%	Defined

Squarepoint Ops LLC

$1,128,762

0.28%

125,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	125,140	$1,128,762	100.0%	Defined

NORDEA INVESTMENT MANAGEMENT AB

$1,124,711

0.28%

124,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	31,222	$281,622	25.0%	Defined
Nordea Investment Funds S.A.	81,997	$739,612	65.8%	Defined
Held directly	11,472	$103,477	9.2%	Sole

RICE HALL JAMES & ASSOCIATES, LLC

$1,124,153

0.28%

124,629

ISTHMUS PARTNERS, LLC

$1,111,815

0.28%

166,689

JANE STREET GROUP, LLC

$1,109,460

0.28%

123,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	123,000	$1,109,460	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$1,078,124

0.27%

119,526

BANK OF AMERICA CORP /DE/

$1,049,224

0.26%

116,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	35,671	$321,752	30.7%	Defined
BOFA SECURITIES, INC.	80,651	$727,472	69.3%	Defined

EntryPoint Capital, LLC

$1,047,231

0.26%

116,101

Pacer Advisors, Inc.

$1,045,923

0.26%

115,956

UBS Group AG

$998,865

0.25%

110,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	969	$8,740	0.9%	Defined
UBS AG	109,768	$990,107	99.1%	Defined
UBS Securities LLC	2	$18	0.0%	Defined

Swiss National Bank

$947,100

0.24%

105,000

Balyasny Asset Management L.P.

$878,421

0.22%

97,386

BANK OF MONTREAL /CAN/

$866,568

0.22%

96,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Family Office, LLC	20,606	$185,866	21.4%	Defined
BMO NESBITT BURNS INC.	75,234	$678,610	78.3%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	232	$2,092	0.2%	Defined

Quantinno Capital Management LP

$823,580

0.21%

91,306

CARY STREET PARTNERS FINANCIAL LLC

$807,551

0.20%

89,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	89,529	$807,551	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$807,443

0.20%

89,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	89,517	$807,443	100.0%	Defined

CoreCommodity Management, LLC

$789,195

0.20%

87,494

Point72 Asset Management, L.P.

$747,027

0.19%

82,819

HSBC HOLDINGS PLC

$710,243

0.18%

78,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	78,741	$710,243	100.0%	Defined

JANE STREET GROUP, LLC

$707,168

0.18%

78,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	78,400	$707,168	100.0%	Defined

Russell Investments Group, Ltd.

$703,584

0.18%

78,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	42,219	$380,814	54.1%	Other
Russell Investments Capital, LLC joint	14,081	$127,010	18.1%	Other
Russell Investments France SAS	3,534	$31,876	4.5%	Defined
Russell Investments Trust Company joint	18,169	$163,884	23.3%	Other

Old West Investment Management, LLC

$693,908

0.17%

76,930

PRINCIPAL FINANCIAL GROUP INC

$669,436

0.17%

74,217

GABELLI FUNDS LLC

$667,480

0.17%

74,000

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$650,188

0.16%

72,083

DEUTSCHE BANK AG\

$618,094

0.15%

68,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	985	$8,884	1.4%	Defined
DWS Investments UK Ltd	67,540	$609,210	98.6%	Defined

IMC-Chicago, LLC

$602,707

0.15%

66,819

SEI INVESTMENTS CO

$583,079

0.15%

64,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	64,643	$583,079	100.0%	Sole

RHUMBLINE ADVISERS

$581,014

0.15%

64,414

NEUBERGER BERMAN GROUP LLC

$528,391

0.13%

58,580

NewEdge Advisors, LLC

$518,253

0.13%

57,456

WELLS FARGO & COMPANY/MN

$505,354

0.13%

56,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	47,159	$425,374	84.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,200	$10,824	2.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,667	$69,156	13.7%	Defined

MILFAM LLC

$500,250

0.13%

75,000

ExodusPoint Capital Management, LP

$499,446

0.13%

55,371

CREDIT AGRICOLE S A

$496,100

0.12%

55,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	55,000	$496,100	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$481,217

0.12%

53,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	53,350	$481,217	100.0%	Defined

AVIVA PLC

$463,952

0.12%

51,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	51,436	$463,952	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$462,590

0.12%

51,285

Numerai GP LLC

$460,651

0.12%

51,070

VOYA INVESTMENT MANAGEMENT LLC

$437,659

0.11%

48,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	48,521	$437,659	100.0%	Defined

BARCLAYS PLC

$411,707

0.10%

45,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	44,346	$400,000	97.2%	Defined
BARCLAYS CAPITAL INC.	1,298	$11,707	2.8%	Defined

Pathstone Holdings, LLC

$375,340

0.09%

41,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	11,112	$100,230	26.7%	Defined
Held directly	30,500	$275,110	73.3%	Sole

JANE STREET GROUP, LLC

$375,096

0.09%

41,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	41,585	$375,096	100.0%	Defined

Diametric Capital, LP

$370,523

0.09%

41,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	41,078	$370,523	100.0%	Defined

KBC Group NV

$366,343

0.09%

54,924

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	54,924	$366,343	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$356,461

0.09%

39,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	39,519	$356,461	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$349,976

0.09%

38,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	38,800	$349,976	100.0%	Other

HighTower Advisors, LLC

$346,674

0.09%

38,434

VANGUARD ASSET MANAGEMENT, Ltd

$326,749

0.08%

36,225

Corient Private Wealth LLC

$301,845

0.08%

33,464

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Key facts CIK 1421517 CUSIP 29270J100 13F (30d) 31 filings 30 filers Visit website Investor relations