FLNA · Filana Therapeutics, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-11-24 | Anderson Robert Eugene Jr |
Director |
Buy↑
|
Common Stock
|
8,600 |
| 2025-11-20 | Barry Richard |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple open market transactions at prices ranging from $2.74 to $2.80 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote. |
Common Stock
(I)
|
150,000 |
| 2025-11-19 | Barry Richard |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple open market transactions at prices ranging from $2.73 to $2.75 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote. |
Common Stock
(I)
|
73,385 |
| 2025-10-21 | Bir Dawn Carter |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-10-21 | Bir Dawn Carter |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over three (3) years at a rate of 1/36th each month. |
Stock Option (Right to Buy)
|
53,000 |
| 2025-09-30 | Cook Robert Christopher |
Chief Operating & Legal Office |
Buy↑
|
Common Stock
|
13,725 |
| 2025-09-22 | Barry Richard |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple open market transactions at prices ranging from $2.27 to $2.29 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote. |
Common Stock
(I)
|
7,172 |
| 2025-09-19 | Barry Richard |
Director |
Buy↑
|
Common Stock
(I)
|
46,908 |
| 2025-09-19 | Barry Richard |
Director |
Buy↑
|
Common Stock
(I)
|
400 |
| 2025-09-18 | Barry Richard |
Director |
Buy↑
|
Common Stock
(I)
|
5,400 |
| 2025-09-18 | Barry Richard |
Director |
Buy↑
|
Common Stock
(I)
|
185,233 |
| 2025-05-23 | Anderson Robert Eugene Jr |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-05-23 | O DONNELL MICHAEL J |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-05-23 | Nicaise Claude |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-05-23 | SCANNON PATRICK J MD PHD |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-05-23 | GUSSIN ROBERT Z |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-05-23 | Gravier Pierre |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Amended Non-employee Director Compensation Program approved by stockholders on May 23, 2025. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
26,500 |
| 2025-04-17 | Schoen Eric |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on April 17, 2026. |
Stock Option (Right to Buy)
|
100,000 |
| 2025-04-17 | Barry Richard |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on April 17, 2026. |
Stock Option (Right to Buy)
|
350,000 |
| 2025-04-17 | Cook Robert Christopher |
Chief Operating & Legal Office |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on April 17, 2026. |
Stock Option (Right to Buy)
|
100,000 |
| 2025-04-17 | Nassif Freda |
Chief Business Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on April 17, 2026. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-11-29 | Schoen Eric |
Chief Financial Officer |
Convert↓
|
Stock Option (Right to Buy)
|
50,000 |
| 2024-11-29 | Schoen Eric |
Chief Financial Officer |
Sell↓
|
Common Stock
(I)
|
2,000 |
| 2024-11-29 | Schoen Eric |
Chief Financial Officer |
Convert↑
|
Common Stock
|
50,000 |
| 2024-11-29 | Schoen Eric |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
1. The sale reported in column 4 is a weighted average price. The shares were sold in multiple open market transactions at prices ranging from $3.81 to $3.89 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
Common Stock
|
59,800 |
| 2024-11-29 | Kupiec James William |
Chief Medical Officer |
Sell↓
|
Common Stock
|
4,000 |
| 2024-11-18 | Nassif Freda |
Chief Business Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on November 18, 2025. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-11-18 | Nassif Freda |
Chief Business Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-11-18 | Landen Jaren |
Chief Clinical Dev. Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on November 18, 2025. |
Stock Option (Right to Buy)
|
85,000 |
| 2024-10-01 | Barry Richard |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests in four equal annual installments (25% each year) with the initial 25% vesting on July 15, 2025. |
Stock Option (Right to Buy)
|
600,000 |
| 2024-09-06 | Cook Robert Christopher |
Chief Operating & Legal Office |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over 2 years, with 50% cliff vesting 1-year after grant date and the remaining 50% cliff vesting 2-years after grant date. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-09-06 | Schoen Eric |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over 2 years, with 50% cliff vesting 1-year after grant date and the remaining 50% cliff vesting 2-years after grant date. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-09-06 | Kupiec James William |
Chief Medical Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over 2 years, with 50% cliff vesting 1-year after grant date and the remaining 50% cliff vesting 2-years after grant date. |
Stock Option (Right to Buy)
|
100,000 |
| 2024-05-20 | Cook Robert Christopher |
Chief Operating & Legal Office |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over four (4) years at a rate of 1/48th each full month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-20 | Schoen Eric |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over four (4) years at a rate of 1/48th each full month. |
Stock Option (Right to Buy)
|
25,000 |
| 2024-05-20 | BARBIER REMI |
Director, President & CEO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over four (4) years at a rate of 1/48th each full month. |
Stock Option (Right to Buy)
|
50,000 |
| 2024-05-20 | Kupiec James William |
Chief Medical Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option vests over four (4) years at a rate of 1/48th each full month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-16 | ROBERTSON SANFORD |
Director |
Gift↑
|
Common Stock
(I)
|
5,000 |
| 2024-05-16 | ROBERTSON SANFORD |
Director |
Gift↓
|
Common Stock
|
5,000 |
| 2024-05-09 | Gravier Pierre |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-09 | SCANNON PATRICK J MD PHD |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-09 | Barry Richard |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
15,000 |
| 2024-05-09 | Anderson Robert Eugene Jr |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-09 | GUSSIN ROBERT Z |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
15,000 |
| 2024-05-09 | O DONNELL MICHAEL J |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-09 | Nicaise Claude |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
10,000 |
| 2024-05-09 | ROBERTSON SANFORD |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month. |
Stock Option (Right to Buy)
|
15,000 |
| 2024-04-26 | ROBERTSON SANFORD |
Director |
Convert↓
Filing footnotes — Common Stock Warrant (Direct)
Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised. |
Common Stock Warrant
|
46,000 |
| 2024-04-26 | ROBERTSON SANFORD |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised. |
Common Stock
|
69,000 |
| 2024-04-23 | Barry Richard |
Director |
Convert↑
Filing footnotes — Common Stock (Indirect)
Form 4 represents exercise for cash of common stock warrants received on January 3, 2024. Holder received one and one-half shares of common stock for each common stock warrant exercised. |
Common Stock
(I)
|
176,085 |