FMY · First Trust Mortgage Income Fund · Shareholders & Ownership
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Every disclosed holder of FMY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns FMY
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 2,533,203 | — |
| Insiders (Forms 3, 4, 5) | 1,616 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 11,447 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of FMY
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13G
CIK 769317 · Registered investment adviser · Sep 29, 2026
Rule 13d-1(b), qualified institution, not summed
|
2,320,350 | ||
| 1.1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,281,594 | ||
| 1.2 |
Sit Balanced Fund
Fund
S000003462 · Registered fund · Jun 30, 2026
SIT MUTUAL FUNDS INC, not summed
|
11,200 | ||
| 2 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,582 | ||
| 3 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,668 | ||
| 4 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
47,993 | ||
| 5 |
UHLMANN PRICE SECURITIES, LLC
13F
CIK 1035344 · Registered investment adviser · Sep 30, 2026
|
28,628 | ||
| 6 |
Narwhal Capital Management
13F
CIK 1461287 · Registered investment adviser · Sep 30, 2026
|
19,444 | ||
| 7 |
Cresset Asset Management, LLC
13F
CIK 1761013 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,100 | ||
| 8 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,840 | ||
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,408 | ||
| 10 |
|
1,616 | ||
| 11 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
900 | ||
| 12 |
|
713 | ||
| 13 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
300 | ||
| 14 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
182 | ||
| 15 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
65 | ||
| 16 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32 | ||
| 17 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.