FTHY · First Trust High Yield Opportunities 2027 Term Fund · Shareholders & Ownership

$12.79 +0.09 (+0.71%) At close · Oct 21

Market Cap

$470.33M

36.77M

Volume · Oct 21 62.35K Avg daily vol (3M) 108.69K

Every disclosed holder of FTHY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns FTHY

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	85	16,872,554	—	Yes
Insiders (Forms 3, 4, 5)	5	221,241	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	5	1,682,720	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of FTHY

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,417,232	—	+116,125	Jun 30, 2026	carried, not yet filed for the newest quarter
2	SIT INVESTMENT ASSOCIATES INC 13F CIK 769317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,252,705	—	+470,293	Jun 30, 2026	carried, not yet filed for the newest quarter
3	KENNEDY INVESTMENT GROUP, INC. 13F CIK 1978005 · Unknown · Sep 30, 2026	1,172,095	—	-1,875	Sep 30, 2026
4	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,022,036	—	+2,403	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	RiverNorth/DoubleLine Strategic Income Fund Fund S000030798 · Registered fund · Jun 30, 2026 RIVERNORTH FUNDS, not summed	881,099	—	0	Jun 30, 2026	RIVERNORTH FUNDS, not summed
5	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 13F CIK 1238990 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	966,836	—	+80,091	Jun 30, 2026	carried, not yet filed for the newest quarter
6	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	691,227	—	-16,466	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Atlas Wealth LLC 13F CIK 1964106 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	602,530	—	+602,530	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Penserra Capital Management LLC 13F CIK 1593324 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	598,309	—	+22,816	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Amplify CEF High Income ETF Fund S000065408 · Registered fund · Jun 30, 2026 Amplify ETF Trust, not summed	595,459	—	+21,874	Jun 30, 2026	Amplify ETF Trust, not summed
10	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	588,956	—	-22,280	Jun 30, 2026	carried, not yet filed for the newest quarter
11	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13F CIK 1034546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	499,001	—	+18,154	Jun 30, 2026	carried, not yet filed for the newest quarter
12	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	365,815	—	+37,511	Jun 30, 2026	carried, not yet filed for the newest quarter
13	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	346,148	—	+20,429	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Logan Stone Capital, LLC 13F CIK 1535521 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	257,142	—	+8,350	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Almitas Capital LLC 13F CIK 1596468 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	198,801	—	+32,537	Jun 30, 2026	carried, not yet filed for the newest quarter
16	BOWEN JAMES A Insider CIK 1241109 · Mar 12, 2025 Director, issuer-wide	169,500	—	+30,000	Mar 12, 2025	Director, issuer-wide
17	Oder Investment Management, LLC 13F CIK 1845109 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	149,001	—	-954	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Aurora Private Wealth, Inc. 13F CIK 1802132 · Unknown · Sep 30, 2026	147,870	—	-40,683	Sep 30, 2026
19	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	142,825	—	+6,966	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Private Advisory Group LLC 13F CIK 1632965 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	138,108	—	-2,370	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	132,977	—	-42,882	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	131,221	—	-8,518	Jun 30, 2026	carried, not yet filed for the newest quarter
23	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	128,560	—	+128,560	Jun 30, 2026	carried, not yet filed for the newest quarter
24	WEDBUSH SECURITIES INC 13F CIK 1142495 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	121,486	—	+6,976	Jun 30, 2026	carried, not yet filed for the newest quarter
25	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	110,505	—	-65,693	Jun 30, 2026	carried, not yet filed for the newest quarter
26	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	106,234	—	-4,155	Sep 30, 2026
27	WINEBRENNER CAPITAL MANAGEMENT LLC 13F CIK 2047728 · Registered investment adviser · Sep 30, 2026	100,767	—	-20,978	Sep 30, 2026
28	TRANSCEND CAPITAL ADVISORS, LLC 13F CIK 1776082 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,677	—	+2,500	Jun 30, 2026	carried, not yet filed for the newest quarter
29	TFB Advisors LLC 13F CIK 1965201 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	94,539	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
30	OPPENHEIMER & CO INC 13F CIK 822581 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	87,633	—	+13,692	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Integrated Wealth Concepts LLC 13F CIK 1737109 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	75,908	—	-2,419	Jun 30, 2026	carried, not yet filed for the newest quarter
32	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	71,693	—	-2,150	Jun 30, 2026	carried, not yet filed for the newest quarter
33	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	70,698	—	-3,540	Jun 30, 2026	carried, not yet filed for the newest quarter
34	CSS LLC/IL 13F CIK 1103646 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	67,903	—	+14,273	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Cohen & Steers Closed-End Opportunity Fund, Inc. Fund · Registered fund · Jun 30, 2026 Cohen & Steers Closed-End Opportunity Fund, Inc., not summed	65,000	—	—	Jun 30, 2026	Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
35.1	RiverNorth Opportunities Fund Inc. Fund · Registered fund · Jun 30, 2026 RIVERNORTH OPPORTUNITIES FUND INC., not summed	104,600	—	—	Jun 30, 2026	RIVERNORTH OPPORTUNITIES FUND INC., not summed
36	COHEN & STEERS, INC. 13F CIK 1284812 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	65,000	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Advisory Services Network, LLC 13F CIK 1573876 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	55,652	—	+29,576	Jun 30, 2026	carried, not yet filed for the newest quarter
38	BlueChip Wealth Advisors LLC 13F CIK 2015578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	48,350	—	+48,350	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Insight Advisors, LLC/ PA 13F CIK 1844880 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	48,135	—	-131	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	41,136	—	-480	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Magnus Financial Group LLC 13F CIK 1765216 · Unknown · Sep 30, 2026	40,212	—	-24,277	Sep 30, 2026
42	Arete Wealth Advisors, LLC 13F CIK 1600151 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	38,581	—	-6,282	Jun 30, 2026	carried, not yet filed for the newest quarter
43	TrueMark Investments, LLC 13F CIK 1974457 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	36,337	—	+2,403	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	RiverNorth Active Income ETF Fund S000093615 · Registered fund · Jul 31, 2026 Elevation Series Trust, not summed	36,562	—	+225	Jul 31, 2026	Elevation Series Trust, not summed
44	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	34,369	—	+298	Jun 30, 2026	carried, not yet filed for the newest quarter
45	KESTRA PRIVATE WEALTH SERVICES, LLC 13F CIK 1649451 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,785	—	-16,121	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Signature Equity Partners, LLC 13F CIK 2109813 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	31,917	—	+862	Jun 30, 2026	carried, not yet filed for the newest quarter
47	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	29,853	—	-1,631	Sep 30, 2026
48	First Financial Group Corp 13F CIK 2054920 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,125	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	24,953	—	-327	Jun 30, 2026	carried, not yet filed for the newest quarter
50	HOUSEY WILLIAM A JR Insider CIK 1501080 · Sep 28, 2026 Insider, issuer-wide	24,341	—	+2,500	Sep 28, 2026	Insider, issuer-wide

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 92 holders

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Key facts CIK 1810523 CUSIP 33741Q107 13F (30d) 12 filings 12 filers Visit website Investor relations