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FTHY · First Trust High Yield Opportunities 2027 Term Fund · Holdings

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$12.79 +0.09 (+0.71%) At close · Oct 21
Rebalance outlook locked
Market Cap
$470.33M
Shares
36.77M
Volume · Oct 21 62.35K Avg daily vol (3M) 108.69K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of FTHY: 13F, 13D and 13G, insiders and funds →
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 85
Total Value: $229,750,527
Total Shares: 16,872,554

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 88 13F filers
Top Holder
20.0%
Sep 2023 → Jun 2026 · range 18.5% – 24.2%
of institutional value
Top 5
57.5%
Sep 2023 → Jun 2026 · range 46.4% – 57.5%
of institutional value
Top 10
75.0%
Sep 2023 → Jun 2026 · range 65.8% – 75.0%
of institutional value
HHI
960
Sep 2023 → Jun 2026 · range 722 – 960
Broadly held

Who Holds FTHY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 88 filers, like-for-like change +5.3%; actively managed books +5.7%; index-like books +3.5%.

Holder type Share Filers Change
Registered adviser 55.4% 50 +6.4%
Adviser 0.7% 3 -0.1%
Bank 4.5% 4 -2.3%
Broker-dealer 2.1% 1 +11.4%
Holding company 20.8% 2 +3.6%
Unknown 16.4% 28 +5.6%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

88 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
1
1.14% of filers hold it in their top 10
Mar 31, 2026: 1
Holders above 5%
1
median weight 0.008%
Mar 31, 2026: 1
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
75.0%
of 13F shares, Herfindahl 0.096
Active holders
+5.7%
like-for-like share change of active filers
5% stakes on record
2
0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)
How long holders have held it value-weighted 17.6 quarters
Under 1 year 9.15% 1 to 3 years 8.12% 3 years or more 82.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$14.84
estimated per share
Mar 31, 2026: $15.04
Quarter-end price
$13.70
implied by 13F values
Estimated gain or loss
-7.7%
price against the estimated cost
Estimated at a loss
91.8%
of costed 13F value

Estimated cost covers 60.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of FTHY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.62% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 1.62% 595,459
Active ETFs 0.10% 36,337
Active funds 2.86% 1,050,699
Unclassified 0.00% 0
All registered funds 4.58% 1,682,495
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 49 Adviser 3 Bank 4 Broker-dealer 1 Holding company 2 Unknown 26
Showing 85 of 85
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
MORGAN STANLEY $46,816,077 20.38% 3,417,232
SIT INVESTMENT ASSOCIATES INC $44,562,058 19.40% 3,252,705
KENNEDY INVESTMENT GROUP, INC. $15,061,420 6.56% 1,172,095
RIVERNORTH CAPITAL MANAGEMENT, LLC $14,001,893 6.09% 1,022,036
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. $13,245,653 5.77% 966,836
ROYAL BANK OF CANADA $9,469,809 4.12% 691,227
Atlas Wealth LLC $8,254,661 3.59% 602,530
Penserra Capital Management LLC $8,196,833 3.57% 598,309
COMMONWEALTH EQUITY SERVICES, LLC $8,068,697 3.51% 588,956
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD $6,836,313 2.98% 499,001
LPL Financial LLC $5,011,665 2.18% 365,815
D.A. DAVIDSON & CO. $4,742,227 2.06% 346,148
Logan Stone Capital, LLC $3,522,845 1.53% 257,142
Almitas Capital LLC $2,723,573 1.19% 198,801
Oder Investment Management, LLC $2,041,313 0.89% 149,001
OSAIC HOLDINGS, INC. $1,956,702 0.85% 142,825
Aurora Private Wealth, Inc. $1,900,129 0.83% 147,870
Private Advisory Group LLC $1,892,079 0.82% 138,108
Cambridge Investment Research Advisors, Inc. $1,821,784 0.79% 132,977
Kestra Advisory Services, LLC $1,797,727 0.78% 131,221
JANE STREET GROUP, LLC $1,761,271 0.77% 128,560
WEDBUSH SECURITIES INC $1,664,358 0.72% 121,486
1607 Capital Partners, LLC $1,513,918 0.66% 110,505
INDEPENDENT FINANCIAL GROUP, LLC $1,365,106 0.59% 106,234
TRANSCEND CAPITAL ADVISORS, LLC $1,338,174 0.58% 97,677
TFB Advisors LLC $1,295,184 0.56% 94,539
WINEBRENNER CAPITAL MANAGEMENT LLC $1,294,855 0.56% 100,767
OPPENHEIMER & CO INC $1,200,572 0.52% 87,633
Integrated Wealth Concepts LLC $1,039,939 0.45% 75,908
UBS Group AG $982,194 0.43% 71,693
STIFEL FINANCIAL CORP $968,562 0.42% 70,698
CSS LLC/IL $930,271 0.40% 67,903
COHEN & STEERS, INC. $890,500 0.39% 65,000
Advisory Services Network, LLC $762,432 0.33% 55,652
BlueChip Wealth Advisors LLC $662,395 0.29% 48,350
Insight Advisors, LLC/ PA $659,449 0.29% 48,135
Invesco Ltd. $563,563 0.25% 41,136
Arete Wealth Advisors, LLC $528,559 0.23% 38,581
Magnus Financial Group LLC $516,724 0.22% 40,212
TrueMark Investments, LLC $497,816 0.22% 36,337
Cetera Investment Advisers $470,855 0.20% 34,369
KESTRA PRIVATE WEALTH SERVICES, LLC $449,154 0.20% 32,785
Signature Equity Partners, LLC $437,262 0.19% 31,917
CoreCap Advisors, LLC $383,611 0.17% 29,853
First Financial Group Corp $371,612 0.16% 27,125
RAYMOND JAMES FINANCIAL INC $341,855 0.15% 24,953
Camelot Portfolios, LLC $323,511 0.14% 23,614
Focus Partners Wealth $311,031 0.14% 22,703
Stratos Wealth Partners, LTD. $298,043 0.13% 21,755
FOCUSED ALPHA, LLC $287,107 0.12% 22,343
Janney Montgomery Scott LLC $262,012 0.11% 19,125
Huntleigh Advisors, Inc. $259,615 0.11% 18,950
HRT FINANCIAL LP $254,367 0.11% 18,567
Apollon Wealth Management, LLC $240,106 0.10% 17,526
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $227,913 0.10% 16,636
Arkadios Wealth Advisors $216,323 0.09% 15,790
CreativeOne Wealth, LLC $200,705 0.09% 14,650
PVG ASSET MANAGEMENT CORP $191,349 0.08% 14,891
Bullseye Investment Management, LLC $187,553 0.08% 13,690
Arax Advisory Partners $184,621 0.08% 13,476
Advisory Solutions Group, LLC $179,488 0.08% 13,968
Lido Advisors, LLC $170,291 0.07% 12,430
Clear Street Group Inc. $161,070 0.07% 11,757
CITADEL ADVISORS LLC $157,591 0.07% 11,503
Stablepoint Partners, LLC $153,974 0.07% 11,239
DAYMARK WEALTH PARTNERS, LLC $149,083 0.06% 10,882
FULTON BREAKEFIELD BROENNIMAN LLC $144,809 0.06% 10,570
N.E.W. Advisory Services LLC $117,792 0.05% 8,598
FIFTH THIRD BANCORP $91,310 0.04% 6,665
COMPASS FINANCIAL MANAGEMENT LLC $24,577 0.01% 1,794
Colonial Trust Advisors $20,550 0.01% 1,500
PRIVATE TRUST CO NA $19,275 0.01% 1,500
Evelyn Partners Group Ltd $17,125 0.01% 1,250
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $14,700 0.01% 1,073
Pinnacle Wealth Planning Services, Inc. $14,480 0.01% 1,057
Allworth Financial LP $13,700 0.01% 1,000
HARBOUR INVESTMENTS, INC. $10,124 0.00% 739
ASSETMARK, INC $8,982 0.00% 699
CX Institutional $8,455 0.00% 658
WELLS FARGO & COMPANY/MN $6,850 0.00% 500
Glass Jacobson Investment Advisors llc $5,822 0.00% 425
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $959 0.00% 70
EverSource Wealth Advisors, LLC $739 0.00% 54
WHITTIER TRUST CO OF NEVADA INC $712 0.00% 52
Rockefeller Capital Management L.P. $164 0.00% 12
Key facts CIK 1810523 CUSIP 33741Q107 13F (30d) 12 filings 12 filers Visit website Investor relations