Skip to main content
Equibles

FTHY · First Trust High Yield Opportunities 2027 Term Fund

Track FTHY — free

Use FTHY with AI

Ask our own analyst here, or connect this data to the AI you already use.

Free, nothing to set up — ALVIS runs on the same tools and cites every figure.

or use your own AI

The free Equibles MCP server lets any client query SEC filings, earnings calls, KPIs, holdings and prices directly — read-only, OAuth-secured, cited to the filing.

ChatGPT Claude Gemini
Server URL
https://mcp.equibles.com/mcp
All connection guides →
$13.25 -0.03 (-0.23%) At close · Sep 4
Rebalance outlook locked
Market Cap
$487.24M
Shares
36.77M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Holders: 87
Total Value: $234,966,006
Total Shares: 17,150,806

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 87 13F filers · Δ vs Mar 31, 2026
Top Holder
19.9%
Sep 2023 → Jun 2026 · range 18.6% – 24.2%
−0.8 pts
Top 5
57.3%
Sep 2023 → Jun 2026 · range 46.4% – 57.4%
−0.1 pts
Top 10
74.7%
Sep 2023 → Jun 2026 · range 65.8% – 74.7%
+0.3 pts
HHI
954
Sep 2023 → Jun 2026 · range 722 – 954
Broadly held+14

Quarterly Activity

vs Mar 31, 2026
New
10
Increased
30
Decreased
29
Sold Out
12
Unchanged
18
Holder count: -2
Institutional value: +8.8%
Shares held: +5.7%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
SIT INVESTMENT ASSOCIATES INC +470,293 3,252,705
MORGAN STANLEY +116,125 3,417,232
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. +80,091 966,836
Integrated Wealth Concepts LLC +68,507 146,834
LPL Financial LLC +37,511 365,815

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
WINEBRENNER CAPITAL MANAGEMENT LLC −76,738 121,745
1607 Capital Partners, LLC −65,693 110,505
Cambridge Investment Research Advisors, Inc. −42,882 132,977
COMMONWEALTH EQUITY SERVICES, LLC −22,280 588,956
ROYAL BANK OF CANADA −16,466 691,227

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
Atlas Wealth LLC 602,530 $8,254,661
JANE STREET GROUP, LLC 128,560 $1,761,271
BlueChip Wealth Advisors LLC 48,350 $662,395
Camelot Portfolios, LLC 23,614 $323,511
Arkadios Wealth Advisors 15,790 $216,323

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
Narwhal Capital Management 196,865 $2,663,583
NewEdge Advisors, LLC 291,934 $291,934
Fortitude Advisory Group L.L.C. 21,341 $288,743
Orion Porfolio Solutions, LLC 17,512 $236,937
CWM, LLC 14,922 $201,894
Filter: New 10 Increased 30 Reduced 29 Sold out 12 Unchanged 18
Showing 87 of 87
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
MORGAN STANLEY $46,816,077 19.92% 3,417,232
SIT INVESTMENT ASSOCIATES INC $44,562,058 18.97% 3,252,705
KENNEDY INVESTMENT GROUP, INC. $16,083,389 6.84% 1,173,970
RIVERNORTH CAPITAL MANAGEMENT, LLC $14,001,893 5.96% 1,022,036
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. $13,245,653 5.64% 966,836
ROYAL BANK OF CANADA $9,469,809 4.03% 691,227
Atlas Wealth LLC $8,254,661 3.51% 602,530
Penserra Capital Management LLC $8,196,833 3.49% 598,309
COMMONWEALTH EQUITY SERVICES, LLC $8,068,697 3.43% 588,956
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD $6,836,313 2.91% 499,001
LPL Financial LLC $5,011,665 2.13% 365,815
D.A. DAVIDSON & CO. $4,742,227 2.02% 346,148
Logan Stone Capital, LLC $3,522,845 1.50% 257,142
Almitas Capital LLC $2,723,573 1.16% 198,801
Aurora Private Wealth, Inc. $2,583,176 1.10% 188,553
Oder Investment Management, LLC $2,041,313 0.87% 149,001
Integrated Wealth Concepts LLC $2,011,625 0.86% 146,834
OSAIC HOLDINGS, INC. $1,956,702 0.83% 142,825
Private Advisory Group LLC $1,892,079 0.81% 138,108
Cambridge Investment Research Advisors, Inc. $1,821,784 0.78% 132,977
Kestra Advisory Services, LLC $1,797,727 0.77% 131,221
JANE STREET GROUP, LLC $1,761,271 0.75% 128,560
WINEBRENNER CAPITAL MANAGEMENT LLC $1,667,906 0.71% 121,745
WEDBUSH SECURITIES INC $1,664,358 0.71% 121,486
1607 Capital Partners, LLC $1,513,918 0.64% 110,505
INDEPENDENT FINANCIAL GROUP, LLC $1,512,329 0.64% 110,389
TRANSCEND CAPITAL ADVISORS, LLC $1,338,174 0.57% 97,677
TFB Advisors LLC $1,295,184 0.55% 94,539
OPPENHEIMER & CO INC $1,200,572 0.51% 87,633
UBS Group AG $982,194 0.42% 71,693
STIFEL FINANCIAL CORP $968,562 0.41% 70,698
Noble Wealth Management PBC $949,273 0.40% 69,290
CSS LLC/IL $930,271 0.40% 67,903
COHEN & STEERS, INC. $890,500 0.38% 65,000
Magnus Financial Group LLC $883,499 0.38% 64,489
Advisory Services Network, LLC $762,432 0.32% 55,652
BlueChip Wealth Advisors LLC $662,395 0.28% 48,350
Insight Advisors, LLC/ PA $659,449 0.28% 48,135
Invesco Ltd. $563,563 0.24% 41,136
Arete Wealth Advisors, LLC $528,559 0.22% 38,581
TrueMark Investments, LLC $497,816 0.21% 36,337
Cetera Investment Advisers $470,855 0.20% 34,369
KESTRA PRIVATE WEALTH SERVICES, LLC $449,154 0.19% 32,785
Signature Equity Partners, LLC $437,262 0.19% 31,917
CoreCap Advisors, LLC $431,330 0.18% 31,484
WORLD EQUITY GROUP, INC. $424,316 0.18% 30,972
First Financial Group Corp $371,612 0.16% 27,125
RAYMOND JAMES FINANCIAL INC $341,855 0.15% 24,953
FOCUSED ALPHA, LLC $341,650 0.15% 24,938
Camelot Portfolios, LLC $323,511 0.14% 23,614
Balboa Wealth Partners $322,813 0.14% 23,563
Focus Partners Wealth $311,031 0.13% 22,703
Stratos Wealth Partners, LTD. $298,043 0.13% 21,755
Janney Montgomery Scott LLC $262,012 0.11% 19,125
Huntleigh Advisors, Inc. $259,615 0.11% 18,950
HRT FINANCIAL LP $254,367 0.11% 18,567
Apollon Wealth Management, LLC $240,106 0.10% 17,526
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $227,913 0.10% 16,636
PVG ASSET MANAGEMENT CORP $217,706 0.09% 15,891
Arkadios Wealth Advisors $216,323 0.09% 15,790
CreativeOne Wealth, LLC $200,705 0.09% 14,650
Advisory Solutions Group, LLC $191,361 0.08% 13,968
Arax Advisory Partners $184,621 0.08% 13,476
Lido Advisors, LLC $170,291 0.07% 12,430
Clear Street Group Inc. $161,070 0.07% 11,757
CITADEL ADVISORS LLC $157,591 0.07% 11,503
Stablepoint Partners, LLC $153,974 0.07% 11,239
DAYMARK WEALTH PARTNERS, LLC $149,083 0.06% 10,882
FULTON BREAKEFIELD BROENNIMAN LLC $144,809 0.06% 10,570
N.E.W. Advisory Services LLC $117,792 0.05% 8,598
FIFTH THIRD BANCORP $91,310 0.04% 6,665
COMPASS FINANCIAL MANAGEMENT LLC $24,577 0.01% 1,794
PRIVATE TRUST CO NA $20,550 0.01% 1,500
Colonial Trust Advisors $20,550 0.01% 1,500
Evelyn Partners Group Ltd $17,125 0.01% 1,250
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $14,700 0.01% 1,073
Pinnacle Wealth Planning Services, Inc. $14,480 0.01% 1,057
Allworth Financial LP $13,700 0.01% 1,000
HARBOUR INVESTMENTS, INC. $10,124 0.00% 739
ASSETMARK, INC $9,781 0.00% 714
CX Institutional $8,768 0.00% 640
WELLS FARGO & COMPANY/MN $6,850 0.00% 500
Glass Jacobson Investment Advisors llc $5,822 0.00% 425
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $959 0.00% 70
EverSource Wealth Advisors, LLC $739 0.00% 54
WHITTIER TRUST CO OF NEVADA INC $712 0.00% 52
Rockefeller Capital Management L.P. $164 0.00% 12
Key facts CIK 1810523 CUSIP 33741Q107 13F (30d) 43 filings 43 filers