GDV · Gabelli Dividend & Income Trust
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-02-18 | VANEKRIS ANTHONIE C |
Director |
Sell↓
|
Common Shares, Par Value $0.001
|
1,700 |
| 2026-02-17 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
4,500 |
| 2026-02-11 | Kilrain Colin J. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-02-09 | Colavita Anthony S. |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
684 |
| 2026-01-27 | CONN JAMES P |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
1,000 |
| 2026-01-27 | BOGAN ELIZABETH C |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
400 |
| 2026-01-27 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
5,500 |
| 2026-01-23 | MELARKEY MICHAEL J |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
1,000 |
| 2026-01-23 | MELARKEY MICHAEL J |
Director |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Common Shares, Par Value $0.001
(I)
|
1,000 |
| 2026-01-12 | ZIZZA SALVATORE J |
Director |
Buy↑
|
Common Shares, Par Value $0.001
(I)
|
500 |
| 2025-12-26 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Series M Cumulative Preferred Shares
|
2,218,500 |
| 2025-12-26 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
400,000 |
| 2025-12-26 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
3,000,000 |
| 2025-12-26 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
200,000 |
| 2025-11-18 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
5,000 |
| 2025-10-23 | VANEKRIS ANTHONIE C |
Director |
Sell↓
|
Common Shares, Par Value $0.001
|
500 |
| 2025-10-17 | VANEKRIS ANTHONIE C |
Director |
Sell↓
|
Common Shares, Par Value $0.001
|
420 |
| 2025-02-12 | Laughlin Susan Watson |
Director |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Shares, Par Value $0.001
|
300 |
| 2025-01-17 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Shares, Par Value $0.001
|
2,000 |
| 2025-01-17 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Shares, Par Value $0.001
|
300 |
| 2024-10-16 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Shares, Par Value $0.001
|
200 |
| 2024-10-15 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
2,000 |
| 2024-10-11 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
1,500,000 |
| 2024-10-11 | Mullady Agnes |
Director |
Buy↑
|
Series M Cumulative Preferred Shares
|
10,000 |
| 2024-10-11 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
80,000 |
| 2024-10-11 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
Shares were originally reported as 310,000 and should have been 3,100,000 The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
3,100,000 |
| 2024-10-11 | Astorino Robert P. |
Director |
Buy↑
|
Series M Cumulative Preferred Shares
|
500 |
| 2024-10-11 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series M Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series M Cumulative Preferred Shares
(I)
|
600,000 |
| 2024-10-11 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Series M Cumulative Preferred Shares
|
3,131,500 |
| 2024-09-04 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
8,000 |
| 2024-08-05 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Shares, Par Value $0.001
|
720 |
| 2024-08-02 | GABELLI MARIO J |
10% Owner |
Buy↑
|
Common Shares, Par Value $0.001
|
3,280 |
| 2024-06-28 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
CUSIP No. 36242H401 - Series C This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. |
Auction Preferred Stock
(I)
|
39 |
| 2024-06-27 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
CUSIP No. 36242H609 This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. |
Auction Preferred Stock
(I)
|
6 |
| 2024-06-26 | GABELLI MARIO J |
10% Owner |
Other↓
Filing footnotes — Series B Auction Rate Preferred Shares (Direct)
The shares being reported were redeemed in accordance with the redemption of all remaining outstanding Series B Auction Rate Preferred Shares on June 26, 2024. |
Series B Auction Rate Preferred Shares
|
8 |
| 2024-06-26 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
36242H302, Series B This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. |
Auction Preferred Stock
(I)
|
19 |
| 2024-06-11 | Astorino Robert P. |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
200 |
| 2024-05-13 | Astorino Robert P. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-22 | Ball John Chester |
President & Treasurer |
Buy↑
|
Common Shares, Par Value $0.001
|
12 |
| 2023-06-08 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
4,000 |
| 2022-11-07 | GABELLI MARIO J |
10% Owner |
Sell↓
|
Common Shares, Par Value $0.001
|
1,500 |
| 2022-08-19 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Shares, Par Value $0.001
|
2,063 |
| 2022-06-14 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
5,218 |
| 2022-03-14 | ALPERT BRUCE N |
President |
Buy↑
|
Series K Cumulative Preferred Shares
(I)
|
4,000 |
| 2022-02-17 | Mullady Agnes |
Director |
Buy↑
|
Common Shares, Par Value $0.001
|
150 |
| 2022-02-10 | VANEKRIS ANTHONIE C |
Director |
Sell↓
|
Common Shares, Par Value $0.001
|
2,000 |
| 2022-02-08 | Peeney Christina A. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-31 | ALPERT BRUCE N |
President |
Other↓
Filing footnotes — Series G Cumulative Preferred Shares (Direct)
The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Shares on January 31, 2022. |
Series G Cumulative Preferred Shares
|
1,000 |
| 2022-01-31 | ALPERT BRUCE N |
President |
Other↓
Filing footnotes — Series G Cumulative Preferred Shares (Indirect)
The shares being reported were redeemed in accordance with the redemption of the outstanding Series G Cumulative Preferred Shares on January 31, 2022. |
Series G Cumulative Preferred Shares
(I)
|
500 |
| 2021-05-20 | ALPERT BRUCE N |
President |
Inheritance↑
Filing footnotes — Series H Cumulative Preferred Shares (Direct)
The shares being reported were acquired from an estate inheritance. The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. |
Series H Cumulative Preferred Shares
|
260 |