GHM · Graham Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-10 | Scholes Richard Alan |
Chief Growth & Enblmnt Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-08-10 | Scholes Richard Alan |
Chief Growth & Enblmnt Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029. |
Restricted Stock Units
|
1,563 |
| 2026-08-10 | Scholes Richard Alan |
Chief Growth & Enblmnt Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 8/10/2027, 8/10/2028 and 8/10/2029. |
Restricted Stock Units
|
3,678 |
| 2026-06-08 | Thoren Daniel J. |
Director, Executive Chairman |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of PSUs. |
Common Stock
|
8,095 |
| 2026-06-08 | Thoren Daniel J. |
Director, Executive Chairman |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were awarded to Mr. Thoren upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. |
Common Stock
|
22,101 |
| 2026-06-08 | Thome Christopher J. |
VP-Finance; CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of PSUs. |
Common Stock
|
3,193 |
| 2026-06-08 | Malone Matthew |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of PSUs. |
Common Stock
|
2,477 |
| 2026-06-08 | Malone Matthew |
President and CEO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were awarded to Mr. Malone upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. |
Common Stock
|
8,619 |
| 2026-06-08 | Thome Christopher J. |
VP-Finance; CFO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were awarded to Mr. Thome upon the vesting of performance-based restricted stock units ("PSUs") granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2026. |
Common Stock
|
8,619 |
| 2026-06-04 | Thome Christopher J. |
VP-Finance; CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
1,643 |
| 2026-06-04 | Thoren Daniel J. |
Director, Executive Chairman |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
5,543 |
| 2026-06-04 | Thome Christopher J. |
VP-Finance; CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
608 |
| 2026-06-04 | Thome Christopher J. |
VP-Finance; CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. |
Restricted Stock Units
|
1,643 |
| 2026-06-04 | Malone Matthew |
President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
1,291 |
| 2026-06-04 | Malone Matthew |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
371 |
| 2026-06-04 | Thoren Daniel J. |
Director, Executive Chairman |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. |
Restricted Stock Units
|
5,543 |
| 2026-06-04 | Thoren Daniel J. |
Director, Executive Chairman |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
1,593 |
| 2026-06-04 | Malone Matthew |
President and CEO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Two-thirds of the original grant of these RSUs vested in substantially equal installments on each of 6/4/2025 and 6/4/2026, and except as otherwise provided in the award notice, the balance vests on 6/4/2027. |
Restricted Stock Units
|
1,291 |
| 2026-06-02 | Malone Matthew |
President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
2,540 |
| 2026-06-02 | Thome Christopher J. |
VP-Finance; CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
Restricted Stock Units
|
1,099 |
| 2026-06-02 | Thome Christopher J. |
VP-Finance; CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
407 |
| 2026-06-02 | Barber James J |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
Common Stock
|
1,956 |
| 2026-06-02 | Jaroslawsky Cari L |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
Restricted Stock Units
|
1,956 |
| 2026-06-02 | Painter Jonathan W |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
Common Stock
|
1,956 |
| 2026-06-02 | Schnorr Lisa M. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
Common Stock
|
1,956 |
| 2026-06-02 | Jaroslawsky Cari L |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
Common Stock
|
1,956 |
| 2026-06-02 | Thoren Daniel J. |
Director, Executive Chairman |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
529 |
| 2026-06-02 | Schnorr Lisa M. |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
Restricted Stock Units
|
1,956 |
| 2026-06-02 | Thoren Daniel J. |
Director, Executive Chairman |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
152 |
| 2026-06-02 | Stoner Troy A. |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
Restricted Stock Units
|
1,956 |
| 2026-06-02 | Thoren Daniel J. |
Director, Executive Chairman |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
Restricted Stock Units
|
529 |
| 2026-06-02 | Dixon Michael E. |
VP & GM of Barber-Nichols |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
235 |
| 2026-06-02 | Malone Matthew |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
Common Stock
|
730 |
| 2026-06-02 | Dixon Michael E. |
VP & GM of Barber-Nichols |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
762 |
| 2026-06-02 | Malone Matthew |
President and CEO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
Restricted Stock Units
|
2,540 |
| 2026-06-02 | Stoner Troy A. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
Common Stock
|
1,956 |
| 2026-06-02 | Dixon Michael E. |
VP & GM of Barber-Nichols |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). One-third of the original grant of these RSUs vested on 6/2/2026, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/2/2027 and 6/2/2028. |
Restricted Stock Units
|
762 |
| 2026-06-02 | Barber James J |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which vested on 6/2/2026, converted into common stock on a one-for-one basis. |
Restricted Stock Units
|
1,956 |
| 2026-06-02 | Painter Jonathan W |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
Restricted Stock Units
|
1,956 |
| 2026-06-02 | Thome Christopher J. |
VP-Finance; CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). |
Common Stock
|
1,099 |
| 2026-06-01 | Stoner Troy A. |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Restricted Stock Units
|
905 |
| 2026-06-01 | Malone Matthew |
President and CEO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
Restricted Stock Units
|
6,036 |
| 2026-06-01 | Zmyndak William H. |
VP & GM Graham Manufacturing |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
Restricted Stock Units
|
1,026 |
| 2026-06-01 | Dixon Michael E. |
VP & GM of Barber-Nichols |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
Restricted Stock Units
|
966 |
| 2026-06-01 | Jaroslawsky Cari L |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Restricted Stock Units
|
905 |
| 2026-06-01 | Painter Jonathan W |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Restricted Stock Units
|
905 |
| 2026-06-01 | Thoren Daniel J. |
Director, Executive Chairman |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
Restricted Stock Units
|
629 |
| 2026-06-01 | Thome Christopher J. |
VP-Finance; CFO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. |
Restricted Stock Units
|
1,408 |
| 2026-06-01 | Schnorr Lisa M. |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Restricted Stock Units
|
905 |
| 2026-06-01 | Barber James J |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |
Restricted Stock Units
|
905 |