GLAD · Gladstone Capital Corp · Shareholders & Ownership

$18.47 -0.03 (-0.16%) At close · Oct 20

Market Cap

$417.29M

22.59M

Volume · Oct 20 159.94K Avg daily vol (3M) 167.2K

Every disclosed holder of GLAD in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns GLAD

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	76	3,012,657	13.33%	Yes
Insiders (Forms 3, 4, 5)	6	268,476	1.19%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	19,311,936	85.48%	Rest
Registered funds (N-PORT, not summed)	3	477,076	2.11%	No

Shares outstanding: 22,593,069, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of GLAD

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	456,912	2.02%	+124,746	Jun 30, 2026	VanEck ETF Trust, not summed
2	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	456,227	2.02%	+129,881	Jun 30, 2026	carried, not yet filed for the newest quarter
3	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	286,863	1.27%	+30,684	Jun 30, 2026	carried, not yet filed for the newest quarter
4	Marcotte Bob Insider CIK 1374463 · Dec 11, 2024 President, issuer-wide	248,710	1.10%	-6,261	Dec 11, 2024	President, issuer-wide
5	B. Riley Wealth Advisors, Inc. 13F CIK 1464811 · Unknown · Sep 30, 2026	225,027	1.00%	+89,446	Sep 30, 2026
6	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	182,091	0.81%	+6,363	Jun 30, 2026	carried, not yet filed for the newest quarter
7	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	162,633	0.72%	+12,349	Jun 30, 2026	carried, not yet filed for the newest quarter
8	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	121,639	0.54%	+8,349	Jun 30, 2026	carried, not yet filed for the newest quarter
9	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	108,974	0.48%	-26,606	Jun 30, 2026	carried, not yet filed for the newest quarter
10	North Ground Capital 13F CIK 2055446 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	105,280	0.47%	-37,616	Jun 30, 2026	carried, not yet filed for the newest quarter
11	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,486	0.43%	-15,421	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Legacy Capital Wealth Partners, LLC 13F CIK 1766228 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	89,112	0.39%	+21,005	Jun 30, 2026	carried, not yet filed for the newest quarter
13	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	85,522	0.38%	-2,107	Jun 30, 2026	carried, not yet filed for the newest quarter
14	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	74,881	0.33%	+49,506	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	73,780	0.33%	+10,726	Jun 30, 2026	carried, not yet filed for the newest quarter
16	DNB Asset Management AS 13F CIK 1456670 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,933	0.28%	-13,592	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Schonfeld Strategic Advisors LLC 13F CIK 1665241 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	59,135	0.26%	+59,135	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Beacon Pointe Advisors, LLC 13F CIK 1744317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	53,457	0.24%	+53,457	Jun 30, 2026	carried, not yet filed for the newest quarter
19	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	51,399	0.23%	+1,174	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Miller Global Investments, LLC 13F CIK 2099097 · Registered investment adviser · Sep 30, 2026	48,139	0.21%	+32,136	Sep 30, 2026
21	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	44,837	0.20%	-1,849	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Unknown · Sep 30, 2026	44,253	0.20%	+12,072	Sep 30, 2026
23	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	42,274	0.19%	+24,177	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Campbell & CO Investment Adviser LLC 13F CIK 1353570 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	39,226	0.17%	-8,960	Jun 30, 2026	carried, not yet filed for the newest quarter
25	BEARING POINT CAPITAL, LLC 13F CIK 2052916 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	37,000	0.16%	+37,000	Jun 30, 2026	carried, not yet filed for the newest quarter
26	PDT Partners, LLC 13F CIK 1564702 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,116	0.14%	+32,116	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	28,901	0.13%	+11	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,234	0.12%	-67	Jun 30, 2026	carried, not yet filed for the newest quarter
29	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	26,747	0.12%	-20,399	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Kovack Advisors, Inc. 13F CIK 1728321 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	25,670	0.11%	+357	Jun 30, 2026	carried, not yet filed for the newest quarter
31	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	24,859	0.11%	+11,217	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Ausdal Financial Partners, Inc. 13F CIK 1667146 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	24,288	0.11%	-2,639	Jun 30, 2026	carried, not yet filed for the newest quarter
33	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	23,050	0.10%	+2,199	Jun 30, 2026	carried, not yet filed for the newest quarter
34	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	22,690	0.10%	-2,625	Jun 30, 2026	carried, not yet filed for the newest quarter
35	DENALI ADVISORS LLC 13F CIK 1142941 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,095	0.09%	-1,889	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,977	0.09%	-8,432	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	19,977	0.09%	-4,137	Jul 31, 2026	ETFis Series Trust I, not summed
37	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	19,923	0.09%	+1,013	Jun 30, 2026	carried, not yet filed for the newest quarter
38	IMC-Chicago, LLC 13F CIK 1452861 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	18,016	0.08%	+18,016	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Cassaday & Co Wealth Management LLC 13F CIK 1963612 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17,507	0.08%	+17,507	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Shulman DeMeo Asset Management LLC 13F CIK 1767070 · Unknown · Sep 30, 2026	17,088	0.08%	-308	Sep 30, 2026
41	MACKENZIE FINANCIAL CORP 13F CIK 919859 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,410	0.07%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
42	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	15,989	0.07%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Brevan Howard Capital Management LP 13F CIK 1512857 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,768	0.07%	-11,419	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Fortress Financial Solutions, LLC 13F CIK 2039501 · Registered investment adviser · Sep 30, 2026	13,675	0.06%	—	Sep 30, 2026
45	EAGLE GLOBAL ADVISORS LLC 13F CIK 1130787 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,355	0.05%	+12,355	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Sateri John Insider CIK 2042371 · Mar 20, 2026 Chief Investment Officer, issuer-wide	11,140	0.05%	—	Mar 20, 2026	Chief Investment Officer, issuer-wide
47	AMERIFLEX GROUP, INC. 13F CIK 2057637 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,210	0.03%	-302	Jun 30, 2026	carried, not yet filed for the newest quarter
48	NATIONAL BANK OF CANADA /FI/ 13F CIK 926171 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,200	0.02%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Ahlberg Andrew Paul Insider CIK 2127993 · Mar 20, 2026 Executive Vice President, issuer-wide	3,844	0.02%	—	Mar 20, 2026	Executive Vice President, issuer-wide
50	Schaltenbrand Nicole Frances Dubas Insider CIK 1669323 · Nov 20, 2025 CFO and Treasurer, issuer-wide	3,713	0.02%	+1,396	Nov 20, 2025	CFO and Treasurer, issuer-wide

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 84 holders

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Key facts CIK 1143513 CUSIP 376535878 13F (30d) 10 filings 10 filers Visit website Investor relations