GLAD · Gladstone Capital Corp

$20.09 +0.16 (+0.80%) At close · Sep 2

Market Cap

$454.57M

22.59M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 79

Total Value: $57,975,154

Total Shares: 2,985,334

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 79 13F filers · Δ vs Mar 31, 2026

Top Holder

15.3%

+3.1 pts

Top 5

41.0%

+1.8 pts

Top 10

58.5%

−0.9 pts

HHI

539

Broadly held+51

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -5

Institutional value: +24.5%

Shares held: +11.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega VAN ECK ASSOCIATES CORP	+129,881	456,227
Mega BANK OF AMERICA CORP /DE/	+49,506	74,881
Mid B. Riley Wealth Advisors, Inc.	+47,286	135,581
Mega JANE STREET GROUP, LLC	+34,777	52,874
Mega UBS Group AG	+30,684	286,863

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Micro North Ground Capital	−37,616	105,280
Mega MORGAN STANLEY	−26,606	108,974
Mid D.A. DAVIDSON & CO.	−20,399	26,747
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−17,984	75,000
Mega MILLENNIUM MANAGEMENT LLC	−15,421	97,486

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Schonfeld Strategic Advisors LLC	59,135	$1,148,401
Mid Beacon Pointe Advisors, LLC	53,457	$1,038,134
Small BEARING POINT CAPITAL, LLC	37,000	$718,540
Mid PDT Partners, LLC	32,116	$623,692
Mid IMC-Chicago, LLC	18,016	$349,870

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid XTX Topco Ltd	34,318	$595,417
Micro Fortress Financial Solutions, LLC	14,116	$244,911
Small SageGuard Financial Group, LLC	12,038	$208,859
Small OXFORD ASSET MANAGEMENT LLP	11,615	$201,520
Mid Quantbot Technologies LP	10,742	$186,373

Filter: New 11 Increased 24 Reduced 22 Sold out 16 Unchanged 22

Showing 81 of 81

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VAN ECK ASSOCIATES CORP

$8,859,928

15.28%

456,227

UBS Group AG

$5,570,878

9.61%

286,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,675	$129,628	2.3%	Defined
UBS AG	280,188	$5,441,250	97.7%	Defined

Legal & General Group Plc

$3,536,207

6.10%

182,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	182,091	$3,536,207	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$3,158,332

5.45%

162,633

B. Riley Wealth Advisors, Inc.

$2,632,983

4.54%

135,581

LPL Financial LLC

$2,362,229

4.07%

121,639

MORGAN STANLEY

$2,116,273

3.65%

108,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	45,224	$878,250	41.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	63,626	$1,235,616	58.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	124	$2,407	0.1%	Defined

North Ground Capital

$2,044,537

3.53%

105,280

MILLENNIUM MANAGEMENT LLC

$1,893,178

3.27%

97,486

Legacy Capital Wealth Partners, LLC

$1,730,555

2.98%

89,112

BlackRock, Inc.

$1,660,837

2.86%

85,522

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	85,522	$1,660,837	100.0%	Sole

BANK OF AMERICA CORP /DE/

$1,454,189

2.51%

74,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	74,881	$1,454,189	100.0%	Defined

Advisors Asset Management, Inc.

$1,432,807

2.47%

73,780

DNB Asset Management AS

$1,241,578

2.14%

63,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	63,933	$1,241,578	100.0%	Other

Schonfeld Strategic Advisors LLC

$1,148,401

1.98%

59,135

Beacon Pointe Advisors, LLC

$1,038,134

1.79%

53,457

WELLS FARGO & COMPANY/MN

$998,167

1.72%

51,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	35,633	$691,992	69.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,766	$306,175	30.7%	Defined

RAYMOND JAMES FINANCIAL INC

$870,734

1.50%

44,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	17,787	$345,423	39.7%	Defined
Raymond James Financial Services Advisors, Inc.	27,050	$525,311	60.3%	Defined

JANE STREET GROUP, LLC

$820,961

1.42%

42,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	42,274	$820,961	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$809,814

1.40%

41,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	41,700	$809,814	100.0%	Other

Campbell & CO Investment Adviser LLC

$761,768

1.31%

39,226

BEARING POINT CAPITAL, LLC

$718,540

1.24%

37,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$646,686

1.12%

33,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	33,300	$646,686	100.0%	Other

CITADEL ADVISORS LLC

$633,092

1.09%

32,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	32,600	$633,092	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$624,955

1.08%

32,181

PDT Partners, LLC

$623,692

1.08%

32,116

Cetera Investment Advisers

$561,257

0.97%

28,901

Trexquant Investment LP

$528,884

0.91%

27,234

D.A. DAVIDSON & CO.

$519,426

0.90%

26,747

Kovack Advisors, Inc.

$498,511

0.86%

25,670

GOLDMAN SACHS GROUP INC

$482,761

0.83%

24,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	24,859	$482,761	100.0%	Defined

Ausdal Financial Partners, Inc.

$471,672

0.81%

24,288

OSAIC HOLDINGS, INC.

$447,630

0.77%

23,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	8,334	$161,846	36.2%	Defined
OSAIC INSTITUTIONS, INC.	14,716	$285,784	63.8%	Defined

BNP PARIBAS ARBITRAGE, SA

$440,639

0.76%

22,690

DENALI ADVISORS LLC

$390,244

0.67%

20,095

Virtus Investment Advisers, LLC

$387,953

0.67%

19,977

ROYAL BANK OF CANADA

$386,904

0.67%

19,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	19,923	$386,904	100.0%	Defined

IMC-Chicago, LLC

$349,870

0.60%

18,016

Cassaday & Co Wealth Management LLC

$339,985

0.59%

17,507

Shulman DeMeo Asset Management LLC

$337,830

0.58%

17,396

MACKENZIE FINANCIAL CORP

$318,682

0.55%

16,410

Miller Global Investments, LLC

$310,778

0.54%

16,003

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$310,506

0.54%

15,989

Brevan Howard Capital Management LP

$286,794

0.49%

14,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	14,768	$286,794	100.0%	Defined

EAGLE GLOBAL ADVISORS LLC

$239,934

0.41%

12,355

JANE STREET GROUP, LLC

$205,852

0.36%

10,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,600	$205,852	100.0%	Defined

AMERIFLEX GROUP, INC.

$120,598

0.21%

6,210

NATIONAL BANK OF CANADA /FI/

$81,564

0.14%

4,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	4,200	$81,564	100.0%	Defined

Farther Finance Advisors, LLC

$72,300

0.12%

3,723

Ritter Daniher Financial Advisory LLC / DE

$62,571

0.11%

3,222

JPMORGAN CHASE & CO

$56,822

0.10%

2,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,926	$56,822	100.0%	Defined

Larson Financial Group LLC

$46,608

0.08%

2,400

Pinnacle Wealth Planning Services, Inc.

$44,277

0.08%

2,280

PFS Partners, LLC

$38,237

0.07%

1,969

Allworth Financial LP

$33,014

0.06%

1,700

Atlantic Union Bankshares Corp

$27,188

0.05%

1,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	1,400	$27,188	100.0%	Defined

Triumph Capital Management

$25,246

0.04%

1,300

FIFTH THIRD BANCORP

$24,508

0.04%

1,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,262	$24,508	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$23,168

0.04%

1,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,193	$23,168	100.0%	Sole

PRIVATE TRUST CO NA

$18,410

0.03%

948

State of Alaska, Department of Revenue

$17,808

0.03%

917

NOMURA ASSET MANAGEMENT CO LTD

$13,555

0.02%

698

Integrated Wealth Concepts LLC

$9,710

0.02%

500

Vermillion Wealth Management, Inc.

$9,710

0.02%

500

Hilton Head Capital Partners, LLC

$9,593

0.02%

494

Caitong International Asset Management Co., Ltd

$6,583

0.01%

339

Steward Partners Investment Advisory, LLC

$5,826

0.01%

300

MRP Capital Investments, LLC

$3,922

0.01%

202

Caitlin John, LLC

$3,884

0.01%

200

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,641

0.00%

136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	136	$2,641	100.0%	Defined

HARBOR INVESTMENT ADVISORY, LLC

$2,136

0.00%

110

Key Financial Inc

$1,942

0.00%

100

VALLEY NATIONAL ADVISERS INC

$1,942

0.00%

100

Russell Investments Group, Ltd.

$1,301

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	67	$1,301	100.0%	Defined

KERR FINANCIAL PLANNING Corp

$1,068

0.00%

Main Street Group, LTD

$1,068

0.00%

HANTZ FINANCIAL SERVICES, INC.

$971

0.00%

IFP Advisors, Inc

$893

0.00%

OAKWORTH CAPITAL, INC.

$485

0.00%

ASSETMARK, INC

$19

0.00%

HUNTINGTON NATIONAL BANK

$19

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	34,318	$595,417	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1 joint	10,742	$186,373	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	9,400	$163,090	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	256	$4,441	100.0%	Defined

Key facts CIK 1143513 CUSIP 376535878 13F (30d) 61 filings 54 filers Visit website Investor relations