GLU · Gabelli Global Utility & Income Trust · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-12-26 | GABELLI MARIO J |
10% Owner |
Other↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Share (Indirect)
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Share
(I)
|
70,000 |
| 2024-12-02 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Share (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Share
(I)
|
1,725 |
| 2024-11-29 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Share (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Share
(I)
|
4,275 |
| 2024-02-22 | Ball John Chester |
President & Treasurer |
Buy↑
|
Common Shares, Par Value $0.001
|
19 |
| 2023-12-26 | GABELLI MARIO J |
10% Owner |
Other↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
59,886 |
| 2023-11-20 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
2,298 |
| 2023-09-15 | GABELLI MARIO J |
10% Owner |
Buy↑
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
These shares were sold and purchased in a private transaction. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
59,886 |
| 2023-09-15 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Direct)
These shares were sold and purchased in a private transaction. |
Series B Cumulative Puttable and Callable Preferred Shares
|
59,886 |
| 2023-09-12 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
3,202 |
| 2023-09-11 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
2,500 |
| 2023-07-28 | MELARKEY MICHAEL J |
Director |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
1,092 |
| 2023-05-30 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. |
Common Shares, Par Value $0.001
(I)
|
1,900 |
| 2022-07-25 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Preferred Shares
(I)
|
2,000 |
| 2022-06-30 | ALPERT BRUCE N |
President |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The reporting person acquired these common shares through the exercise of common share purchase rights. |
Common Shares, Par Value $0.001
|
992 |
| 2022-06-30 | MELARKEY MICHAEL J |
Director |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The reporting person acquired these common shares through the exercise of common share purchase rights. Mr. Melarkey is a managing member of Le Cle Investments whose controlling members include trusts controlled by Mr. Melarkey. |
Common Shares, Par Value $0.001
(I)
|
1,092 |
| 2022-06-30 | Nakamura Kuni |
Director |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The reporting person acquired these common shares through the exercise of common share purchase rights. Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. |
Common Shares, Par Value $0.001
|
296 |
| 2022-06-30 | CONN JAMES P |
Director |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The reporting person acquired these common shares through the exercise of common share purchase rights. |
Common Shares, Par Value $0.001
|
250 |
| 2022-06-30 | GABELLI MARIO J |
10% Owner |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The reporting person acquired these common shares through the exercise of common share purchase rights. The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. |
Common Shares, Par Value $0.001
(I)
|
1,182 |
| 2022-06-30 | GABELLI MARIO J |
10% Owner |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Indirect)
The reporting person acquired these common shares through the exercise of common share purchase rights. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Common Shares, Par Value $0.001
(I)
|
97,362 |
| 2022-06-30 | GABELLI MARIO J |
10% Owner |
Other↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The reporting person acquired these common shares through the exercise of common share purchase rights. |
Common Shares, Par Value $0.001
|
15,611 |
| 2022-06-13 | ENRIGHT VINCENT D |
Director |
Sell↓
|
Rights for Common Shares
|
252 |
| 2021-05-20 | ALPERT BRUCE N |
President |
Inheritance↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The shares being reported were acquired from an estate inheritance. The price per share represents the closing price as of July 1, 2020, the date of death of the decedent from whom the shares were inherited. |
Common Shares, Par Value $0.001
|
214 |
| 2021-05-19 | Nakamura Kuni |
Director |
Buy↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
Total includes 10.662 shares acquired through dividend reinvestment on various dates. |
Common Shares, Par Value $0.001
|
1,121 |
| 2021-02-08 | ALPERT BRUCE N |
President |
Inheritance↑
Filing footnotes — Common Shares, Par Value $0.001 (Direct)
The shares being reported were acquired from an estate inheritance. |
Common Shares, Par Value $0.001
|
183 |
| 2020-07-16 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
2,000 |
| 2020-07-06 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
1,000 |
| 2020-06-16 | GABELLI MARIO J |
10% Owner |
Sell↓
Filing footnotes — Series B Cumulative Puttable and Callable Preferred Shares (Indirect)
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |
Series B Cumulative Puttable and Callable Preferred Shares
(I)
|
828 |
| 2020-01-24 | ALPERT BRUCE N |
President |
Sell↓
|
Series B Cumulative Puttable and Callable Preferred Shares
|
900 |