GNLX · GENELUX Corp · Holdings
Substantial doubt about the company's ability to continue as a going concern.
“The accompanying condensed financial statements have been prepared on a going concern basis, which contemplates the realization of assets and the settlement of liabilities and commitments in the normal course of business. The Company has experienced recurring losses from operations since inception and incurred a net loss of $18.4 million and cash used in operations of $12.5 million during the six months ended June 30, 2026. These factors raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional Ownership Trend
Holder Concentration
Across 72 13F filersWho Holds GNLX
Last 8 quarters through Sep 30, 2026 (filing window open)Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter: 72 filers, like-for-like change +3.0%; actively managed books +6.0%; index-like books -2.5%.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Registered adviser | 71.9% | 33 | +3.9% |
| Exempt adviser | 0.3% | 1 | +58.2% |
| Adviser | 0.0% | 1 | 0.0% |
| Bank | 6.1% | 8 | -24.0% |
| Holding company | 7.1% | 5 | +7.0% |
| Benefit plan | 0.0% | 0 | -100.0% |
| Non-US | 0.0% | 0 | — |
| Unknown | 14.6% | 24 | +16.1% |
| Style | Share | Filers | Change |
|---|---|---|---|
| Index-like | 32.2% | 8 | -2.5% |
| Systematic-like | 2.1% | 6 | +356.8% |
| Concentrated | 19.8% | 18 | +1.3% |
| Diversified active | 46.0% | 40 | +4.3% |
| Not measured | 0.0% | 0 | — |
| Unknown | 0.0% | 0 | — |
| Turnover | Share | Filers | Change |
|---|---|---|---|
| Low turnover | 66.8% | 44 | +1.3% |
| Medium turnover | 6.8% | 9 | +13.2% |
| High turnover | 3.1% | 10 | +62.7% |
| Unknown | 23.3% | 9 | +0.2% |
| Not measured | 0.0% | 0 | — |
| Holding horizon | Share | Filers | Change |
|---|---|---|---|
| Short horizon | 22.0% | 12 | +1.8% |
| Medium horizon | 9.7% | 9 | +31.3% |
| Long horizon | 67.2% | 47 | +0.5% |
| Unknown | 1.1% | 4 | -14.0% |
| Not measured | 0.0% | 0 | — |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 46.0% | 17 | +7.6% |
| $1B to $10B | 9.2% | 19 | -9.1% |
| $10B to $100B | 5.2% | 13 | +58.5% |
| $100B or more | 39.6% | 23 | -4.0% |
| Not measured | 0.0% | 0 | — |
| Client base | Share | Filers | Change |
|---|---|---|---|
| Individuals and high net worth | 33.3% | 23 | +5.2% |
| Pooled investment vehicles | 2.7% | 6 | +109.0% |
| Registered funds and BDCs | 21.8% | 3 | -1.5% |
| Diversified | 14.1% | 1 | 0.0% |
| Pension and profit sharing plans | 0.0% | 0 | — |
| Other investment advisers | 0.0% | 0 | — |
| Unknown | 28.1% | 39 | +0.6% |
| Private funds | Share | Filers | Change |
|---|---|---|---|
| Hedge funds | 16.9% | 7 | +9.8% |
| Private equity funds | 24.8% | 4 | +8.2% |
| Real estate funds | 0.1% | 1 | -14.9% |
| Other private funds | 0.4% | 2 | +4.2% |
| No private funds | 30.0% | 20 | -1.8% |
| Unknown | 27.8% | 38 | +0.2% |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 98.4% | 64 | +3.9% |
| Outside the US | 1.6% | 8 | -32.0% |
The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Excluded 1 holder with no observed 2026-03-31 13F.
Conviction and Crowding
72 13F filers, quarter ended Jun 30, 2026Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.
Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).
Estimated Holder Cost Basis
Quarter ended Jun 30, 2026, on that quarter's share basisEstimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.
Estimated cost covers 76.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.
Shared Holders
Companies GNLX's active holders also own, quarter ended Jun 30, 2026Shareholder Targets
13F filers that own its peers but not GNLX, quarter ended Jun 30, 2026Found through its holder-overlap peers: STWD, CAH, SRE, AMZN, AAPL, MSFT, TSLA, COST, NVDA, WMT, GOOGL, AEP, WFC, AVGO, GE, BRK-B, META, JPM, BAC, PFE. 7,241 filers in all.
| # | Filer | In peers | Largest peers |
|---|---|---|---|
| 1 | VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active | $535,693,666,978 20 held | NVDA, AAPL, GOOGL |
| 2 | Invesco Ltd. Adviser, Diversified active | $370,449,661,235 20 held | NVDA, GOOGL, AAPL |
| 3 | NORGES BANK Non-US, Index-like | $361,542,760,735 19 held | NVDA, GOOGL, AAPL |
| 4 | PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active | $329,300,311,884 20 held | NVDA, GOOGL, AAPL |
| 5 | Capital Research Global Investors Adviser, Diversified active | $258,595,468,756 16 held | AVGO, NVDA, GOOGL |
| 6 | Capital World Investors Adviser, Diversified active | $224,187,452,008 18 held | AVGO, GOOGL, META |
| 7 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like | $192,382,911,809 20 held | NVDA, AAPL, GOOGL |
| 8 | Legal & General Group Plc Unknown, Index-like | $169,030,800,504 20 held | NVDA, AAPL, GOOGL |
| 9 | Bank of New York Mellon Corp Bank, Index-like | $167,667,271,894 20 held | NVDA, AAPL, GOOGL |
| 10 | Capital International Investors Adviser, Diversified active | $145,300,113,043 17 held | AVGO, GOOGL, MSFT |
Fund Ownership of GNLX by Fund Type
Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026Index funds and index ETFs hold 4.87% of shares outstanding.
| Fund type | Of shares outstanding | Shares |
|---|---|---|
| Index funds | 0.89% | 404,037 |
| Index ETFs | 3.98% | 1,799,041 |
| Active ETFs | 0.00% | 0 |
| Active funds | 0.10% | 43,622 |
| Unclassified | 0.00% | 0 |
| All registered funds | 4.97% | 2,246,700 |
How fund types are measured
Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small WOODWARD DIVERSIFIED CAPITAL, LLC Registered adviser | $6,018,250 | 20.99% | 2,378,755 | Shares | 2026-10-21 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC Registered adviser | $5,049,949 | 17.61% | 1,677,724 | Shares | 2026-08-13 | |
| Small Bleichroeder LP Registered adviser | $4,155,804 | 14.49% | 1,380,666 | Shares | 2026-08-13 | |
| Mega BlackRock, Inc. Holding company | $1,323,200 | 4.61% | 439,602 | Shares | 2026-08-07 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC Registered adviser | $1,322,030 | 4.61% | 439,213 | Shares | 2026-08-12 | |
| Small CM Management, LLC | $1,204,000 | 4.20% | 400,000 | Shares | 2026-08-13 | |
| Mega BANK OF AMERICA CORP /DE/ Bank | $989,697 | 3.45% | 328,803 | Shares | 2026-08-14 | |
| Mega VANGUARD FIDUCIARY TRUST CO | $711,395 | 2.48% | 236,344 | Shares | 2026-08-13 | |
| Mid FLPUTNAM INVESTMENT MANAGEMENT CO Registered adviser | $696,529 | 2.43% | 231,405 | Shares | 2026-08-06 | |
| Mid Global Retirement Partners, LLC | $685,840 | 2.39% | 227,854 | Shares | 2026-08-06 | |
| Mega LPL Financial LLC | $475,149 | 1.66% | 157,857 | Shares | 2026-08-07 | |
| Mega STATE STREET CORP Bank | $439,008 | 1.53% | 145,850 | Shares | 2026-09-22 | |
| Large OSAIC HOLDINGS, INC. Holding company | $367,093 | 1.28% | 121,958 | Shares | 2026-08-14 | |
| Small Provident Wealth Management, LLC Registered adviser | $366,617 | 1.28% | 144,908 | Shares | 2026-10-20 | |
| Large RENAISSANCE TECHNOLOGIES LLC Registered adviser | $316,739 | 1.10% | 105,229 | Shares | 2026-08-13 | |
| Small LifeSteps Financial, Inc. Registered adviser | $312,455 | 1.09% | 123,500 | Shares | 2026-10-15 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $273,240 | 0.95% | 108,000 | Shares | 2026-10-13 | |
| Mega NORTHERN TRUST CORP Bank | $268,729 | 0.94% | 89,279 | Shares | 2026-08-13 | |
| Mega CITADEL ADVISORS LLC Registered adviser | $257,297 | 0.90% | 85,481 | Shares | 2026-09-02 | |
| Mega MORGAN STANLEY Holding company | $251,463 | 0.88% | 83,543 | Shares | 2026-08-13 | |
| Mid AMG National Trust Bank | $226,806 | 0.79% | 75,351 | Shares | 2026-08-07 | |
| Mid SteelPeak Wealth, LLC Registered adviser | $192,014 | 0.67% | 75,895 | Shares | 2026-10-16 | |
| Mid Falcon Wealth Planning Registered adviser | $190,186 | 0.66% | 63,185 | Shares | 2026-07-13 | |
| Large Mariner, LLC Registered adviser | $159,126 | 0.55% | 52,866 | Shares | 2026-08-13 | |
| Large Quadrature Capital Ltd | $138,101 | 0.48% | 45,881 | Shares | 2026-08-07 | |
| Mega GOLDMAN SACHS GROUP INC Holding company | $137,885 | 0.48% | 45,809 | Shares | 2026-08-14 | |
| Mega Creative Planning Registered adviser | $134,829 | 0.47% | 44,794 | Shares | 2026-08-13 | |
| Small Strive Financial Group ,LLC Registered adviser | $124,725 | 0.43% | 41,437 | Shares | 2026-08-17 | |
| Small Richard Young Associates, Ltd. Registered adviser | $123,286 | 0.43% | 40,959 | Shares | 2026-07-27 | |
| Mid XTX Topco Ltd | $119,012 | 0.42% | 39,539 | Shares | 2026-08-14 | |
| Mega UBS Group AG Bank | $105,334 | 0.37% | 34,995 | Shares | 2026-08-13 | |
| Large HRT FINANCIAL LP | $100,470 | 0.35% | 33,379 | Shares | 2026-08-14 | |
| Mid One Capital Management, LLC Registered adviser | $92,957 | 0.32% | 30,883 | Shares | 2026-08-13 | |
| Mega RAYMOND JAMES FINANCIAL INC | $92,581 | 0.32% | 30,758 | Shares | 2026-08-14 | |
| Small WAYSTONE ADVISORS LLC | $84,329 | 0.29% | 33,332 | Shares | 2026-10-16 | |
| Mega MARSHALL WACE, LLP Exempt adviser | $83,214 | 0.29% | 27,646 | Shares | 2026-08-13 | |
| Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser | $75,319 | 0.26% | 25,023 | Shares | 2026-08-14 | |
| Large Point72 Asset Management, L.P. Registered adviser | $70,849 | 0.25% | 23,538 | Shares | 2026-08-14 | |
| Large D.A. DAVIDSON & CO. | $65,554 | 0.23% | 21,779 | Shares | 2026-07-24 | |
| Large Hudson Bay Capital Management LP Registered adviser | $64,841 | 0.23% | 21,542 | Shares | 2026-08-14 | |
| Small 5T Wealth, LLC | $61,708 | 0.22% | 20,501 | Shares | 2026-07-21 | |
| Mid Apollon Wealth Management, LLC Registered adviser | $61,054 | 0.21% | 20,284 | Shares | 2026-07-23 | |
| Mid KWB Wealth Registered adviser | $59,017 | 0.21% | 23,327 | Shares | 2026-10-16 | |
| Large Jump Financial, LLC | $50,568 | 0.18% | 16,800 | Shares | 2026-08-13 | |
| Small LIBERTY WEALTH MANAGEMENT LLC Registered adviser | $49,806 | 0.17% | 16,547 | Shares | 2026-08-06 | |
| Mega Vanguard Global Advisers, LLC Registered adviser | $48,190 | 0.17% | 16,010 | Shares | 2026-08-13 | |
| Mid INTEGRITY ALLIANCE, LLC. Registered adviser | $45,306 | 0.16% | 15,052 | Shares | 2026-07-31 | |
| Mid Prime Capital Investment Advisors, LLC | $39,652 | 0.14% | 15,673 | Shares | 2026-10-20 | |
| Large COMMONWEALTH EQUITY SERVICES, LLC Registered adviser | $39,379 | 0.14% | 13,083 | Shares | 2026-07-29 | |
| Mid Stratos Wealth Partners, LTD. Registered adviser | $38,362 | 0.13% | 12,745 | Shares | 2026-08-11 | |
| Micro Grange Capital, LLC Registered adviser | $37,254 | 0.13% | 14,725 | Shares | 2026-10-20 | |
| Small UNITED BANK | $36,330 | 0.13% | 12,070 | Shares | 2026-07-30 | |
| Mid GSA CAPITAL PARTNERS LLP Registered adviser | $34,542 | 0.12% | 11,476 | Shares | 2026-08-06 | |
| Mid PRIVATE MANAGEMENT GROUP INC Registered adviser | $34,112 | 0.12% | 11,333 | Shares | 2026-07-31 | |
| Mid Plancorp, LLC Registered adviser | $30,130 | 0.11% | 10,010 | Shares | 2026-07-14 | |
| Small ALLSTREET CAPITAL ADVISORS LLC Registered adviser | $30,100 | 0.10% | 10,000 | Shares | 2026-07-28 | |
| Small Carmel Capital Partners, LLC Registered adviser | $30,100 | 0.10% | 10,000 | Shares | 2026-07-30 | |
| Mid Blue Trust, Inc. | $23,981 | 0.08% | 9,479 | Shares | 2026-10-15 | |
| Mid WHITTIER TRUST CO OF NEVADA INC | $21,494 | 0.07% | 7,141 | Shares | 2026-07-28 | |
| Small Align Financial, LLC | $16,419 | 0.06% | 6,490 | Shares | 2026-10-16 | |
| Mega WELLS FARGO & COMPANY/MN Bank | $6,727 | 0.02% | 2,235 | Shares | 2026-08-14 | |
| Large BROWN BROTHERS HARRIMAN & CO Adviser | $4,063 | 0.01% | 1,350 | Shares | 2026-08-12 | |
| Large MATHER GROUP, LLC. Registered adviser | $3,010 | 0.01% | 1,190 | Shares | 2026-10-14 | |
| Mega JONES FINANCIAL COMPANIES LLLP | $3,010 | 0.01% | 1,000 | Shares | 2026-08-14 | |
| Mega FMR LLC Holding company | $2,712 | 0.01% | 901 | Shares | 2026-08-13 | |
| Small Prudent Man Investment Management, Inc. | $1,986 | 0.01% | 660 | Shares | 2026-07-28 | |
| Mega BARCLAYS PLC Bank | $800 | 0.00% | 266 | Shares | 2026-08-14 | |
| Mega BNP PARIBAS ARBITRAGE, SA | $770 | 0.00% | 256 | Shares | 2026-08-13 | |
| Mega ROYAL BANK OF CANADA Bank | $640 | 0.00% | 213 | Shares | 2026-08-14 | |
| Mid Caldwell Trust Co | $301 | 0.00% | 100 | Shares | 2026-08-03 | |
| Mega JPMORGAN CHASE & CO Bank | $78 | 0.00% | 26 | Shares | 2026-08-12 | |
| Small Caitong International Asset Management Co., Ltd | $72 | 0.00% | 24 | Shares | 2026-08-05 |