HAPN · Happen, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-10 | LaBenne Andrew |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 7.0% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $19.16 to $19.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
13,929 |
| 2026-08-05 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $20.25 to $21.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
28,750 |
| 2026-07-15 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $19.76 to $20.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
28,750 |
| 2026-07-01 | Stack Fergal |
SVP, Corporate Controller |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades during the date at prices ranging from $21.00 to $21.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
50,000 |
| 2026-07-01 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $21.00 to $21.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
25,000 |
| 2026-07-01 | Cheng Jordan |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades during the date at prices ranging from $20.62 to $20.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
5,500 |
| 2026-06-24 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $18.90 to $19.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
28,750 |
| 2026-06-16 | Stack Fergal |
SVP, Corporate Controller |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades during the date at prices ranging from $19.00 to $19.02. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
60,000 |
| 2026-06-10 | Cheng Jordan |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan. |
Common Stock
|
5,500 |
| 2026-06-09 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. |
Common Stock
|
4,899 |
| 2026-06-02 | Reimann Kathryn |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | Sanborn Scott |
Director, CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $17.35 to $18.18. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
23,851 |
| 2026-06-02 | Ahmad Syed Faiz |
Chief Commercial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | Mayopoulos Timothy J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | Cutler Stephen M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | ZEISSER MICHAEL P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | Whiteside Janey |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | LANDON ALLAN R |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-06-02 | Selleck Erin |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Common Stock
|
13,715 |
| 2026-05-28 | Cheng Jordan |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan. |
Common Stock
|
5,500 |
| 2026-05-28 | LaBenne Andrew |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 7.0% of the Reporting Person's equity interest in the Issuer. This transaction was executed in multiple trades during the date at prices ranging from $17.00 to $17.02. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
20,000 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
3,504 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
8,045 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
3,504 |
| 2026-05-25 | Mattics Steven C |
Bank - Chief Lending Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Common Stock
|
38,574 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
13,150 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
1,907 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
2,883 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
1,907 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
2,883 |
| 2026-05-25 | LaBenne Andrew |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
7,508 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
1,569 |
| 2026-05-25 | LaBenne Andrew |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Common Stock
|
13,373 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
5,728 |
| 2026-05-25 | LaBenne Andrew |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
12,274 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
6,620 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Tax↓
Filing footnotes — Common Stock (Direct)
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Common Stock
|
2,680 |
| 2026-05-25 | LaBenne Andrew |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
6,179 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
5,728 |
| 2026-05-25 | Mattics Steven C |
Bank - Chief Lending Officer |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
6,179 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
3,117 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
8,045 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
13,150 |
| 2026-05-25 | LaBenne Andrew |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
12,274 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Not applicable. |
Restricted Stock Unit (RSU)
|
6,620 |
| 2026-05-25 | Mattics Steven C |
Bank - Chief Lending Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
84,134 |
| 2026-05-25 | Sanborn Scott |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Common Stock
|
14,856 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
1,569 |
| 2026-05-25 | Stack Fergal |
SVP, Corporate Controller |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
Common Stock
|
3,117 |
| 2026-05-25 | Cheng Jordan |
General Counsel & Secretary |
Tax↓
Filing footnotes — Common Stock (Direct)
Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
Common Stock
|
5,480 |