HCWB · HCW Biologics Inc. · Holdings
$1.57
-0.07 (-4.27%)
At close · Oct 6
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company believes that substantial doubt exists regarding its ability to continue as a going concern for at least 12 months from the date of issuance of the Company's condensed financial statements, without additional funding or financial support. After considering management's plan for financing and funds raised that are probable to occur within one year, as well as that the Company expects to continue to incur losses from operations for the foreseeable future, management concluded that the substantial doubt that existed in its going concern analysis as of June 30, 2026 was not alleviated.”View the 10-Q filed Aug 14, 2026
Market Cap
$3.54M
Shares
1.84M
Volume · Oct 6
37.83K
Avg daily vol (3M)
371.87K
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 12
Total Value: $516,438
Total Shares: 103,505
Institutional Ownership Trend
20 quarters
Holder Concentration
Across 12 13F filers · Δ vs Mar 31, 2026Top Holder
50.4%
−8.8 pts
Top 5
93.0%
+6.1 pts
Top 10
100.0%
+0.6 pts
HHI
3,154
Highly concentrated−606
Quarterly Activity
vs Mar 31, 2026
New
3
Increased
4
Decreased
3
Sold Out
6
Unchanged
2
Holder count:
-3
Institutional value:
+218.9%
Shares held:
-77.0%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega JANE STREET GROUP, LLC | +49,782 | 52,138 | |
| Mega CITADEL ADVISORS LLC | +15,595 | 19,942 | |
| Mega VANGUARD FIDUCIARY TRUST CO | +6,193 | 6,510 | |
| Mid Tower Research Capital LLC (TRC) | +1,644 | 4,117 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large HRT FINANCIAL LP | −30,816 | 13,583 | |
| Mega UBS Group AG | −1,536 | 1 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | −1 | 2,003 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small Connective Capital Management, LLC | 3,338 | $16,656 | |
| Mega BARCLAYS PLC | 191 | $953 | |
| Small Caitong International Asset Management Co., Ltd | 11 | $10 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid Virtu Financial LLC | 7,968 | $17,211 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | 5,981 | $12,918 | |
| Mega CITIGROUP INC | 1,755 | $3,790 | |
| Mega WELLS FARGO & COMPANY/MN | 167 | $360 | |
| Mega NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | $1 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega JANE STREET GROUP, LLC | $260,168 | 50.38% | 52,138 | Shares | 2026-08-14 | |
| Mega CITADEL ADVISORS LLC | $99,510 | 19.27% | 19,942 | Shares | 2026-09-02 | |
| Large HRT FINANCIAL LP | $67,779 | 13.12% | 13,583 | Shares | 2026-08-14 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $32,484 | 6.29% | 6,510 | Shares | 2026-08-13 | |
| Mid Tower Research Capital LLC (TRC) | $20,543 | 3.98% | 4,117 | Shares | 2026-08-11 | |
| Small Connective Capital Management, LLC | $16,656 | 3.23% | 3,338 | Shares | 2026-08-13 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $9,994 | 1.94% | 2,003 | Shares | 2026-08-13 | |
| Mid Golden State Wealth Management, LLC | $8,318 | 1.61% | 1,667 | Shares | 2026-07-22 | |
| Mega BARCLAYS PLC | $953 | 0.18% | 191 | Shares | 2026-08-14 | |
| Large OSAIC HOLDINGS, INC. | $19 | 0.00% | 4 | Shares | 2026-08-14 | |
| Small Caitong International Asset Management Co., Ltd | $10 | 0.00% | 11 | Shares | 2026-08-05 | |
| Mega UBS Group AG | $4 | 0.00% | 1 | Shares | 2026-08-13 |