HEPA · Hepion Pharmaceuticals, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These condensed consolidated financial statements have been prepared under the assumption that we will continue as a going concern. Due to our recurring and expected continuing losses from operations, we have concluded there is substantial doubt in our ability to continue as a going concern within one year of the issuance of these condensed consolidated financial statements without additional capital becoming available to us.”View the 10-Q filed May 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Fisher Danina |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-01 | Stetz Gary S. II |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-04-21 | LoPriore Vincent S |
Director, Executive Chairman |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Indirect)
Mr. LoPriore is the Managing Member of Gravitas Capital LP and in such capacity has the right to vote and dispose of the securities held by such entity. |
Common Stock, par value $0.0001 per share
(I)
|
5,000,000 |
| 2026-04-21 | Stetz Gary S. |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Indirect)
Through Stetz Belgiovine CPA 401K F/B/O Gary S. Stetz |
Common Stock, par value $0.0001 per share
(I)
|
1,250,000 |
| 2026-04-21 | Appajosyula Sireesh |
Director |
Buy↑
|
Common Stock, par value $0.0001 per share
|
1,250,000 |
| 2026-04-21 | LoPriore Vincent S |
Director, Executive Chairman |
Buy↑
Filing footnotes — Common Stock, par value $0.0001 per share (Indirect)
Mr. LoPriore is the trustee and beneficiary of the Pension Plan and in such capacity has the right to vote and dispose of the securities held by such entity. |
Common Stock, par value $0.0001 per share
(I)
|
1,250,000 |
| 2026-04-21 | Purcell Michael J. |
Director |
Buy↑
|
Common Stock, par value $0.0001 per share
|
1,250,000 |
| 2026-03-16 | LoPriore Vincent S |
Director, Executive Chairman |
Other↑
|
No Securities Owned
|
0 |
| 2026-03-16 | Appajosyula Sireesh |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-03-16 | Stetz Gary S. |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-03-06 | Purcell Michael J. |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Reporting Person was granted restricted stock units (RSU's) which represent a contingent right to receive one share of Common Stock for each RSU. Upon the earlier of (i) one year from date of grant or (ii) a change of control of the Issuer. |
Restricted Stock Units
|
50,000 |
| 2024-03-05 | Purcell Michael J. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-02-19 | Lbiati Kaouthar |
Director |
Award↑
|
Stock Options
|
85,000 |
| 2024-02-19 | BRANCACCIO JOHN P |
Director |
Award↑
|
Stock Options
|
85,000 |
| 2024-02-19 | Block Timothy M. |
Director |
Award↑
|
Stock Options
|
85,000 |
| 2024-02-19 | JACOB GARY S |
Director |
Award↑
|
Stock Options
|
85,000 |
| 2023-11-27 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2023-11-24 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2023-09-19 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2023-09-18 | Foster Robert T |
Director |
Buy↑
|
Common Stock
|
1,600 |
| 2023-09-15 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
139 |
| 2023-09-15 | Foster Robert T |
Director |
Buy↑
|
Common Stock
|
1,600 |
| 2023-09-15 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
861 |
| 2023-09-15 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2021-05-18 | Wijngaard Peter |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
200,000 |
| 2021-05-18 | Block Timothy M. |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
200,000 |
| 2021-05-18 | ADAMS THOMAS PHD |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
200,000 |
| 2021-05-18 | Cavan John T |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. 400,000 of the stock options vest on 5/18/2022 and the remainder vests monthly in equal amounts over 24 months. |
Stock Options
|
1,200,000 |
| 2021-05-18 | Lippa Arnold |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
200,000 |
| 2021-05-18 | BRANCACCIO JOHN P |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
200,000 |
| 2021-05-18 | JACOB GARY S |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. |
Stock Options
|
250,000 |
| 2021-05-18 | Foster Robert T |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
Stock Options have been granted subject to stockholder approval of an increase in the shares of common stock issuable pursuant to the 2013 Equity Incentive Plan. 633,333 of the stock options vest on 5/18/2022 and the remainder vests monthly in equal amounts over 24 months. |
Stock Options
|
1,900,000 |
| 2021-02-18 | Foster Robert T |
Director |
Buy↑
|
Common Stock
|
20,000 |
| 2021-02-18 | Cavan John T |
Chief Financial Officer |
Buy↑
|
Common Stock
|
10,000 |
| 2021-02-16 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2020-12-18 | Wijngaard Peter |
Director |
Buy↑
|
Common Stock
|
20,000 |
| 2020-12-08 | Foster Robert T |
Director |
Buy↑
|
Common Stock
|
25,000 |
| 2020-12-02 | BRANCACCIO JOHN P |
Director |
Buy↑
|
Common Stock
|
7,000 |
| 2020-12-01 | JACOB GARY S |
Director |
Buy↑
|
Common Stock
|
12,000 |
| 2020-11-25 | Cavan John T |
Chief Financial Officer |
Buy↑
|
Common Stock
|
4,500 |
| 2020-08-19 | Lippa Arnold |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | Wijngaard Peter |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | Block Timothy M. |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | ADAMS THOMAS PHD |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | BRANCACCIO JOHN P |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | Cavan John T |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Direct)
53,333 of the stock options vest on 8/19/2021 and the remainder vests monthly in equal amounts over 24 months. |
Stock Options
|
160,000 |
| 2020-08-19 | JACOB GARY S |
Director |
Award↑
|
Stock Options
|
30,000 |
| 2020-08-19 | Foster Robert T |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
70,667 of the stock options vest on 8/19/2021 and the remainder vests monthly in equal amounts over 24 months. |
Stock Options
|
212,000 |
| 2020-06-25 | Wijngaard Peter |
Director |
Award↑
Filing footnotes — Stock Options (Direct)
10,000 of the options vest on each of 6/25/2021, 2022 and 2023. |
Stock Options
|
30,000 |
| 2020-06-10 | Wijngaard Peter |
Director |
Other↑
|
No Securities Owned
|
0 |