HIMX · Himax Technologies, Inc. · Holdings

$11.82 -0.12 (-1.01%) Q1 2026 earnings call transcript

Market Cap

$2.08B

174.43M

Volume · Oct 28 191.24K Avg daily vol (3M) 1.18M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HIMX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 187

Total Value: $725,440,444

Total Shares: 47,734,506

Showing 1–100 of 206 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 182 13F filers

Top Holder

14.2%

of institutional value

Top 5

47.9%

of institutional value

Top 10

69.8%

of institutional value

HHI

657

Broadly held

Who Holds HIMX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 176 filers, like-for-like change +21.6%; actively managed books +20.0%; index-like books +35.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	22.8%	91	+120.1%	22	11
Exempt adviser	2.7%	3	new	3	0
Adviser	16.6%	5	+1.9%	1	2
Bank	9.8%	13	+20.6%	1	0
Broker-dealer	0.7%	1	+388.8%	0	0
Benefit plan	0.3%	1	+27.8%	0	0
Non-US	1.0%	4	-43.3%	1	0
Holding company	5.2%	6	+108.7%	0	0
Unknown	40.9%	52	-4.5%	13	11

Style	Share	Filers	Change	New	Exited
Index-like	11.8%	16	+35.6%	2	0
Systematic-like	14.3%	16	+189.0%	9	5
Concentrated	3.5%	36	+93.2%	8	8
Diversified active	70.4%	108	+5.5%	22	10
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	23.1%	104	+27.2%	11	9
Medium turnover	56.5%	26	+2.6%	9	6
High turnover	20.0%	33	+124.4%	15	8
Unknown	0.4%	13	+252.5%	6	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.2%	25	-11.4%	12	7
Medium horizon	3.6%	28	+52.3%	6	5
Long horizon	84.8%	108	+11.5%	14	10
Unknown	9.3%	15	+653.6%	9	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.4%	44	+92.7%	17	8
$1B to $10B	3.4%	41	-10.0%	10	9
$10B to $100B	52.9%	48	+8.8%	8	4
$100B or more	39.3%	43	+42.5%	6	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.3%	60	+56.4%	14	6
Pooled investment vehicles	17.3%	16	+196.5%	6	3
Registered funds and BDCs	0.9%	6	-38.8%	1	0
Pension and profit sharing plans	0.0%	1	+38.7%	0	0
Governments and sovereign funds	0.1%	1	+45.3%	0	0
Other investment advisers	0.1%	4	+50.1%	1	0
Diversified	0.0%	3	-94.7%	0	2
Unknown	77.2%	85	+7.4%	19	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	19.5%	22	+182.2%	9	4
Private equity funds	0.2%	4	+19.0%	0	0
Real estate funds	0.0%	2	-36.8%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	1.9%	4	+1419.8%	1	0
Mixed private funds	0.1%	2	+263.2%	1	0
Private funds, type not stated	0.2%	3	+8.2%	1	0
No private funds	3.6%	56	+22.7%	13	6
Venture capital funds	0.0%	0	—	0	0
Unknown	74.6%	82	+3.7%	16	13

Location	Share	Filers	Change	New	Exited
United States	78.4%	149	+32.4%	30	22
Outside the US	21.6%	27	-6.2%	11	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

176 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.568% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

71.7%

of 13F shares, Herfindahl 0.078

Active holders

+20.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (0 institutional, 0 passive, 2 exempt)

How long holders have held it value-weighted 17.8 quarters

Under 1 year 10.2% 1 to 3 years 8.68% 3 years or more 81.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.02

estimated per share

Mar 31, 2026: $8.39

Quarter-end price

$15.34

implied by 13F values

Estimated gain or loss

+39.3%

price against the estimated cost

Estimated at a loss

12.9%

of costed 13F value

Estimated cost covers 63.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HIMX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ELVA Electrovaya Inc.	3	0.250
2	PL Planet Labs PBC	3	0.094
3	VIAV Viavi Solutions Inc.	3	0.092
4	POWL Powell Industries Inc	3	0.078
5	TDY Teledyne Technologies Inc	3	0.068
6	COHR Coherent Corp.	4	0.055
7	GNRC Generac Holdings Inc.	3	0.054
8	CLS Celestica Inc	3	0.049
9	ASML Asml Holding NV	7	0.047
10	MELI Mercadolibre Inc	4	0.047

Shareholder Targets

13F filers that own its peers but not HIMX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ELVA, PL, VIAV, POWL, TDY, COHR, GNRC, CLS, ASML, MELI, BX, MU, CRWD, LITE, WMB, SHOP, MSFT, VLO, GOOGL, FIX. 6,926 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$563,911,932,726 18 held	12.1%	GOOGL, MSFT, MU
2	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$183,020,091,428 16 held	8.25%	GOOGL, MSFT, MU
3	Invesco Ltd. Adviser, Diversified active	$165,952,355,616 19 held	13.1%	GOOGL, MU, MSFT
4	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$126,193,835,649 19 held	12.7%	GOOGL, MSFT, MU
5	NORGES BANK Non-US, Index-like	$124,206,965,026 18 held	12.4%	GOOGL, MSFT, MU
6	Capital World Investors Adviser, Diversified active	$116,817,231,986 13 held	13.9%	GOOGL, MU, MSFT
7	Capital Research Global Investors Adviser, Diversified active	$88,409,191,054 10 held	12.4%	GOOGL, MSFT, MELI
8	Capital International Investors Adviser, Diversified active	$72,595,223,849 10 held	15.0%	GOOGL, MSFT, MU
9	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$62,854,271,013 18 held	8.37%	GOOGL, MSFT, MU
10	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$53,086,837,786 17 held	9.16%	GOOGL, MSFT, MU

Fund Ownership of HIMX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.43% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.04%	0.00 pp	62,831	1
Index ETFs	1.40%	+0.28 pp	2,438,111	10
Active ETFs	0.02%	-0.01 pp	27,864	1
Active funds	0.67%	+0.17 pp	1,161,629	10
Unclassified	0.01%	+0.01 pp	10,875	2
All registered funds	2.12%	+0.45 pp	3,701,310	24

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 97 Exempt adviser 2 Adviser 5 Bank 13 Broker-dealer 2 Benefit plan 1 Non-US 4 Holding company 6 Unknown 57

Showing 100 of 206

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ACADIAN ASSET MANAGEMENT LLC

$102,387,182

14.11%

6,674,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	6,674,523	$102,387,182	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$101,970,639

14.06%

6,647,369

Robeco Institutional Asset Management B.V.

$62,569,599

8.63%

4,447,022

RENAISSANCE TECHNOLOGIES LLC

$42,182,867

5.81%

2,749,861

STATE STREET CORP

$34,966,793

4.82%

2,279,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,279,452	$34,966,793	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$34,654,333

4.78%

2,259,083

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$28,578,420

3.94%

1,863,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,863,000	$28,578,420	100.0%	Other

D. E. Shaw & Co., Inc.

$25,396,489

3.50%

1,655,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,632,653	$25,044,897	98.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	22,920	$351,592	1.4%	Defined

Allianz Asset Management GmbH

$19,596,850

2.70%

1,277,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors Asia Pacific Ltd	1,277,500	$19,596,850	100.0%	Defined

JANE STREET GROUP, LLC

$17,035,070

2.35%

1,110,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,110,500	$17,035,070	100.0%	Defined

JANE STREET GROUP, LLC

$16,782,910

2.31%

1,094,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,089,716	$16,716,243	99.6%	Defined
Jane Street Global Trading, LLC	4,346	$66,667	0.4%	Defined

GOLDMAN SACHS GROUP INC

$13,847,525

1.91%

902,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	902,707	$13,847,525	100.0%	Defined

CITADEL ADVISORS LLC

$13,592,774

1.87%

886,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	886,100	$13,592,774	100.0%	Defined

MARSHALL WACE, LLP

$11,202,124

1.54%

730,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	724,792	$11,118,307	99.3%	Other
MARSHALL WACE ASIA Ltd	5,464	$83,817	0.7%	Other

Polunin Capital Partners Ltd

$9,806,086

1.35%

696,950

JANE STREET GROUP, LLC

$9,406,488

1.30%

613,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	613,200	$9,406,488	100.0%	Defined

WELLS FARGO & COMPANY/MN

$7,857,591

1.08%

512,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	177	$2,715	0.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	148,961	$2,285,061	29.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	362,983	$5,568,159	70.9%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	108	$1,656	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,611,708

1.05%

496,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	496,200	$7,611,708	100.0%	Other

MORGAN STANLEY

$7,567,510

1.04%

493,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	10,129	$155,378	2.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	81,994	$1,257,787	16.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	352,374	$5,405,416	71.4%	Defined
Morgan Stanley Strategic Investments, Inc	1	$15	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	48,821	$748,914	9.9%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$7,136,275

0.98%

465,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	465,207	$7,136,275	100.0%	Defined

CITADEL ADVISORS LLC

$7,053,332

0.97%

459,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	459,800	$7,053,332	100.0%	Defined

SEI INVESTMENTS CO

$6,047,304

0.83%

394,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	394,218	$6,047,304	100.0%	Sole

CITADEL ADVISORS LLC

$5,839,002

0.80%

380,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	380,639	$5,839,002	100.0%	Defined

UBS Group AG

$5,151,078

0.71%

335,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	156,687	$2,403,578	46.7%	Defined
UBS AG	124,721	$1,913,220	37.1%	Defined
UBS Switzerland AG	52,340	$802,895	15.6%	Defined
UBS Bank (Canada)	2,046	$31,385	0.6%	Defined

ENVESTNET ASSET MANAGEMENT INC

$4,978,765

0.69%

324,561

Russell Investments Group, Ltd.

$4,957,749

0.68%

323,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investments Limited joint	323,191	$4,957,749	100.0%	Other

MILLENNIUM MANAGEMENT LLC

$4,827,728

0.67%

314,715

BlackRock, Inc.

$4,675,615

0.64%

304,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	1,279	$19,619	0.4%	Sole
Aperio Group, LLC	303,520	$4,655,996	99.6%	Sole

Qube Research & Technologies Ltd

$4,640,518

0.64%

302,511

LPL Financial LLC

$4,633,262

0.64%

302,038

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$4,329,576

0.60%

282,241

PEAK6 LLC

$3,891,758

0.54%

253,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	253,700	$3,891,758	100.0%	Defined

HERALD INVESTMENT MANAGEMENT Ltd

$3,865,680

0.53%

252,000

Knuff & Co LLC

$3,819,199

0.53%

248,970

BARCLAYS PLC

$3,284,861

0.45%

214,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	214,137	$3,284,861	100.0%	Defined

JPMORGAN CHASE & CO

$3,207,943

0.44%

209,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	397	$6,089	0.2%	Defined
JPMorgan Chase Bank, N.A.	11,381	$174,584	5.4%	Defined
J.P. Morgan Investment Management Inc.	1,878	$28,808	0.9%	Defined
J.P. Morgan Securities LLC	195,463	$2,998,401	93.5%	Defined
J.P. Morgan Securities plc	4	$61	0.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$2,734,799

0.38%

178,279

TITAN GLOBAL CAPITAL MANAGEMENT USA LLC

$2,608,076

0.36%

170,018

ROYAL BANK OF CANADA

$2,600,282

0.36%

169,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	168,349	$2,582,473	99.3%	Defined
RBC Trust Co (Delaware) Ltd	1,084	$16,628	0.6%	Defined
Held directly	77	$1,181	0.0%	Sole

Clear Harbor Asset Management, LLC

$2,479,327

0.34%

161,625

Squarepoint Ops LLC

$2,314,806

0.32%

150,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	150,900	$2,314,806	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$2,280,536

0.31%

148,666

GSA CAPITAL PARTNERS LLP

$2,083,356

0.29%

135,812

Vident Advisory, LLC

$2,064,823

0.28%

134,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	20,149	$309,085	15.0%	Defined
Blue Trust, Inc.	108,026	$1,657,118	80.3%	Defined
Held directly	6,429	$98,620	4.8%	Sole

STIFEL FINANCIAL CORP

$1,964,394

0.27%

128,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	128,057	$1,964,394	100.0%	Defined

FIRST TRUST ADVISORS LP

$1,918,773

0.26%

125,083

Squarepoint Ops LLC

$1,861,478

0.26%

121,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	121,348	$1,861,478	100.0%	Defined

Clark Capital Management Group, Inc.

$1,834,295

0.25%

119,576

Engineers Gate Manager LP

$1,790,423

0.25%

116,716

BANK OF AMERICA CORP /DE/

$1,724,000

0.24%

112,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	22,149	$339,765	19.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	90,237	$1,384,235	80.3%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$1,716,852

0.24%

111,920

Huntleigh Advisors, Inc.

$1,435,425

0.20%

93,574

HRT FINANCIAL LP

$1,405,205

0.19%

91,604

GEODE CAPITAL MANAGEMENT, LLC

$1,309,376

0.18%

85,357

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,224,239

0.17%

79,807

Mirae Asset Global Investments Co., Ltd.

$1,191,258

0.16%

77,657

Jain Global LLC

$1,186,211

0.16%

77,328

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

$1,186,180

0.16%

77,326

Point72 Asset Management, L.P.

$1,112,150

0.15%

72,500

Torrey Growth & Income Advisors

$1,092,208

0.15%

71,200

Squarepoint Ops LLC

$1,090,674

0.15%

71,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	71,100	$1,090,674	100.0%	Defined

ARDSLEY ADVISORY PARTNERS LP

$1,073,800

0.15%

70,000

Federation des caisses Desjardins du Quebec

$926,091

0.13%

60,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,000	$15,340	1.7%	Defined
Regime de rentes du Mouvement Desjardins	58,571	$898,479	97.0%	Defined
Held directly	800	$12,272	1.3%	Defined

CITIGROUP INC

$870,069

0.12%

56,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	12,192	$187,025	21.5%	Defined
Citigroup Financial Products Inc. joint	44,527	$683,044	78.5%	Defined

Parallax Volatility Advisers, L.P.

$801,223

0.11%

52,231

Orion Porfolio Solutions, LLC

$793,599

0.11%

51,734

TRUIST FINANCIAL CORP

$787,355

0.11%

51,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	49,155	$754,037	95.8%	Defined
Truist Advisory Services, Inc.	2,172	$33,318	4.2%	Defined

RAYMOND JAMES FINANCIAL INC

$783,459

0.11%

51,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	45,395	$696,359	88.9%	Defined
Raymond James Financial Services Advisors, Inc.	5,678	$87,100	11.1%	Defined

AMERIPRISE FINANCIAL INC

$782,783

0.11%

51,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	5,532	$84,860	10.8%	Defined
Ameriprise Financial Services, LLC	45,290	$694,748	88.8%	Defined
Ameriprise Bank, FSB	207	$3,175	0.4%	Defined

CAPSTONE INVESTMENT ADVISORS, LLC

$782,293

0.11%

50,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	50,997	$782,293	100.0%	Defined

Quadrature Capital Ltd

$729,953

0.10%

47,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	47,585	$729,953	100.0%	Other

Larson Financial Group LLC

$713,509

0.10%

46,513

Creative Planning

$647,255

0.09%

42,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	966	$14,818	2.3%	Defined
Held directly	41,228	$632,437	97.7%	Sole

HIMENSION CAPITAL (SINGAPORE) PTE. LTD.

$642,607

0.09%

41,891

Caitong International Asset Management Co., Ltd

$641,212

0.09%

41,800

RHUMBLINE ADVISERS

$628,955

0.09%

41,001

CAXTON ASSOCIATES LLP

$616,315

0.08%

40,177

Walleye Trading LLC

$610,532

0.08%

39,800

Walleye Capital LLC

$607,464

0.08%

39,600

GAGNON SECURITIES LLC

$605,899

0.08%

39,498

Ballentine Partners, LLC

$568,285

0.08%

37,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	36,987	$567,380	99.8%	Other
BANK OF AMERICA CORP /DE/	59	$905	0.2%	Other

TUDOR INVESTMENT CORP ET AL

$544,570

0.08%

35,500

SteelPeak Wealth, LLC

$535,926

0.07%

38,090

Steadtrust LLC

$476,521

0.07%

31,064

MILLENNIUM MANAGEMENT LLC

$461,734

0.06%

30,100

Vanguard Personalized Indexing Management, LLC

$447,329

0.06%

29,161

SEB Asset Management AB

$421,190

0.06%

27,457

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$408,488

0.06%

26,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	26,629	$408,488	100.0%	Defined

Walleye Capital LLC

$408,044

0.06%

26,600

TD Waterhouse Canada Inc.

$403,963

0.06%

28,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	28,711	$403,963	100.0%	Defined

BUFFALO BUSINESS & ESTATE SERVICES LTD

$392,244

0.05%

25,570

KESTRA PRIVATE WEALTH SERVICES, LLC

$390,218

0.05%

25,438

NewEdge Wealth, LLC

$374,357

0.05%

24,404

Virtu Financial LLC

$364,785

0.05%

23,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	23,780	$364,785	100.0%	Defined

Almanack Investment Partners, LLC.

$360,490

0.05%

23,500

Corient Private Wealth LLC

$358,801

0.05%

23,390

Point72 Asset Management, L.P.

$349,752

0.05%

22,800

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$344,014

0.05%

22,426

QUADRANT CAPITAL GROUP LLC

$334,978

0.05%

23,808

Osbon Capital Management LLC

$331,666

0.05%

21,621

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Key facts CIK 1342338 CUSIP 43289P106 13F (30d) 34 filings 33 filers Visit website Investor relations