HROW · Harrow, Inc. · Shareholders & Ownership

$28.19 +0.12 (+0.43%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.05B

37.49M

Volume · Oct 21 298.93K Avg daily vol (3M) 570.72K

Every disclosed holder of HROW in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HROW

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	223	21,505,941	57.37%	Yes
Insiders (Forms 3, 4, 5)	5	4,280,197	11.42%	Yes
13D/G-only blocks	2	2,646,916	7.06%	Yes
Remaining	—	9,054,796	24.15%	Rest
Registered funds (N-PORT, not summed)	155	7,305,657	19.49%	No

Shares outstanding: 37,487,850, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HROW

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BAUM MARK L Insider CIK 1274282 · May 14, 2026 Director, issuer-wide	2,996,130	7.99%	+10,000	May 14, 2026	Director, issuer-wide
1.1	Mark L. Baum 13D CIK 1274282 · Unknown · Apr 3, 2025 not summed	4,056,962	10.82%	—	Apr 3, 2025	not summed
2	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,740,117	7.31%	+187,358	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	842,000	2.25%	+71,561	Jun 30, 2026	iShares Trust, not summed
2.2	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	298,900	0.80%	+42,152	Jun 30, 2026	iShares Trust, not summed
2.3	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	108,467	0.29%	+28,945	Jun 30, 2026	iShares Trust, not summed
2.4	iShares U.S. Pharmaceuticals ETF Fund S000009417 · Registered fund · Jun 30, 2026 iShares Trust, not summed	86,214	0.23%	-5,917	Jun 30, 2026	iShares Trust, not summed
2.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	57,723	0.15%	+4,893	Jun 30, 2026	Quantitative Master Series LLC, not summed
3	Opaleye Management Inc. 13F CIK 1595855 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,400,000	6.40%	-432,230	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	Opaleye Management Inc. 13G CIK 1595855 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(c), passive investor, not summed	2,400,000	6.40%	-432,230	Jun 30, 2026	Rule 13d-1(c), passive investor, not summed
3.2	Opaleye Management Inc. Insider CIK 1595855 · Mar 4, 2026 Insider, issuer-wide, not summed	59,428	0.16%	—	Mar 4, 2026	Insider, issuer-wide, not summed
4	Daniel Kaufman 13G CIK 2001906 · Unknown · Mar 10, 2026 Rule 13d-1(c), passive investor	1,878,000	5.01%	+193,576	Mar 10, 2026	Rule 13d-1(c), passive investor
5	Private Capital Management, LLC 13F CIK 1588456 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,598,770	4.26%	+36,770	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	Private Capital Management Value Fund Fund S000028203 · Registered fund · Jul 31, 2026 FundVantage Trust, not summed	126,154	0.34%	0	Jul 31, 2026	FundVantage Trust, not summed
6	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,417,212	3.78%	+14,156	Jun 30, 2026	carried, not yet filed for the newest quarter
7	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,001,445	2.67%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
8	Deep Track Capital, LP 13F CIK 1856083 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	969,000	2.58%	+969,000	Jun 30, 2026	carried, not yet filed for the newest quarter
9	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	939,888	2.51%	+84,841	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF Fund S000012321 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	182,110	0.49%	+22,297	Jun 30, 2026	SPDR SERIES TRUST, not summed
9.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	11,100	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
9.3	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	817	0.00%	+77	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
9.4	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	184	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
10	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	905,560	2.42%	+53,526	Jun 30, 2026	carried, not yet filed for the newest quarter
11	BOLL ANDREW R. Insider CIK 1542150 · May 14, 2026 PRESIDENT AND CFO, issuer-wide	814,679	2.17%	+3,500	May 14, 2026	PRESIDENT AND CFO, issuer-wide
12	BAMCO INC /NY/ 13F CIK 1017918 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	809,350	2.16%	+809,350	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	BARON DISCOVERY FUND Fund S000042178 · Registered fund · Jun 30, 2026 BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND), not summed	576,069	1.54%	—	Jun 30, 2026	BARON INVESTMENT FUNDS TRUST (f/k/a BARON ASSET FUND), not summed
13	Ophir Asset Management Pty Ltd 13G CIK 1844640 · Registered investment adviser · Dec 31, 2022 Rule 13d-1(b), qualified institution	768,916	2.05%	—	Dec 31, 2022	Rule 13d-1(b), qualified institution
14	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	667,036	1.78%	+87,516	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	148,359	0.40%	+12,939	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
14.2	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	125,599	0.34%	+2,321	Jul 31, 2026	Dimensional ETF Trust, not summed
14.3	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	117,718	0.31%	+174	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
14.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	61,585	0.16%	+11,219	Jul 31, 2026	Dimensional ETF Trust, not summed
14.5	U.S. Small Cap Growth Portfolio Fund S000039439 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	48,136	0.13%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
15	Jupiter Topco LLC 13F CIK 2146052 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	579,127	1.54%	+565,627	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Janus Henderson Venture Fund Fund S000010488 · Registered fund · Jun 30, 2026 Janus Investment Fund, not summed	468,451	1.25%	—	Jun 30, 2026	Janus Investment Fund, not summed
17	SAHAREK JOHN P. Insider CIK 1632091 · Apr 7, 2025 CEO & President, ImprimisRx, issuer-wide	467,388	1.25%	+167,725	Apr 7, 2025	CEO & President, ImprimisRx, issuer-wide
18	Divisadero Street Capital Management, LP 13F CIK 1901865 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	439,155	1.17%	+439,155	Jun 30, 2026	carried, not yet filed for the newest quarter
19	RICE HALL JAMES & ASSOCIATES, LLC 13F CIK 1230765 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	387,545	1.03%	+19,368	Jun 30, 2026	carried, not yet filed for the newest quarter
20	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	383,781	1.02%	+15,776	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
21	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	369,435	0.99%	-275,483	Jun 30, 2026	carried, not yet filed for the newest quarter
22	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	359,874	0.96%	+138,616	Jun 30, 2026	carried, not yet filed for the newest quarter
23	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	323,206	0.86%	+26,341	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	16,384	0.04%	+2,108	Jun 30, 2026	Northern Funds, not summed
23.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	10,067	0.03%	-287	Jun 30, 2026	Northern Funds, not summed
24	Schonfeld Strategic Advisors LLC 13F CIK 1665241 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	319,625	0.85%	+319,625	Jun 30, 2026	carried, not yet filed for the newest quarter
25	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	318,610	0.85%	+29,735	Jun 30, 2026	carried, not yet filed for the newest quarter
26	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	273,696	0.73%	+3,160	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	158,672	0.42%	-2,398	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
26.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	78,316	0.21%	+9,189	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
26.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	20,302	0.05%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
26.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	19,602	0.05%	0	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
27	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	235,418	0.63%	+7,797	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Westside Investment Management, Inc. 13F CIK 1538383 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	224,051	0.60%	+38,125	Jun 30, 2026	carried, not yet filed for the newest quarter
29	FirstWave Capital Management LLC 13F CIK 2093108 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	211,981	0.57%	+68,058	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Blackhawk Capital Partners, LLC 13F CIK 1582561 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	203,241	0.54%	+30,909	Jun 30, 2026	carried, not yet filed for the newest quarter
31	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	190,116	0.51%	-267,666	Jun 30, 2026	carried, not yet filed for the newest quarter
32	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	180,893	0.48%	-53,767	Jun 30, 2026	carried, not yet filed for the newest quarter
33	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	161,996	0.43%	+5,647	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
34	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	154,777	0.41%	-186,930	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	28,159	0.08%	+5,963	May 31, 2026	Goldman Sachs ETF Trust, not summed
34.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	6,696	0.02%	+5,966	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
35	ROYCE & ASSOCIATES LP 13F CIK 906304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	154,587	0.41%	+114,874	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	Royce Smaller-Companies Growth Fund Fund S000009517 · Registered fund · Jun 30, 2026 ROYCE FUND, not summed	106,053	0.28%	+66,353	Jun 30, 2026	ROYCE FUND, not summed
36	Crawford Fund Management, LLC 13F CIK 1816427 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	142,120	0.38%	-51,180	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Ikarian Capital, LLC 13F CIK 1778253 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	135,775	0.36%	-407,272	Jun 30, 2026	carried, not yet filed for the newest quarter
38	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	120,204	0.32%	-22,347	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	15	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
39	JNL Multi-Manager Small Cap Growth Fund Fund S000001776 · Registered fund · Jun 30, 2026 JNL Series Trust, not summed	120,054	0.32%	—	Jun 30, 2026	JNL Series Trust, not summed
40	Diametric Capital, LP 13F CIK 1719087 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	116,908	0.31%	+6,210	Jun 30, 2026	carried, not yet filed for the newest quarter
41	WOODMONT INVESTMENT COUNSEL LLC 13F CIK 1133653 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	111,810	0.30%	+1,251	Jun 30, 2026	carried, not yet filed for the newest quarter
42	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	107,497	0.29%	+12,919	Jun 30, 2026	carried, not yet filed for the newest quarter
43	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	100,315	0.27%	-53,781	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	First Trust Small Cap Growth AlphaDEX Fund Fund S000031806 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	82,646	0.22%	+16,411	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.2	First Trust Small Cap Core AlphaDEX Fund Fund S000017339 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	41,081	0.11%	+21,445	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.3	First Trust Multi Cap Growth AlphaDEX Fund Fund S000017343 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	7,488	0.02%	+1,313	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
44	STATE OF WISCONSIN INVESTMENT BOARD 13F CIK 854157 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	97,627	0.26%	+50,092	Jun 30, 2026	carried, not yet filed for the newest quarter
45	VANGUARD HEALTH CARE INDEX FUND Fund S000004450 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	94,443	0.25%	+123	May 31, 2026	VANGUARD WORLD FUND, not summed
46	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	92,644	0.25%	+5,251	Jun 30, 2026	carried, not yet filed for the newest quarter
47	12th Street Asset Management Company, LLC 13F CIK 1633703 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	91,409	0.24%	-77,322	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Lumbard & Kellner, LLC 13F CIK 1602476 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	90,322	0.24%	+1,763	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	90,251	0.24%	-378	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	85,363	0.23%	+6,681	Jun 30, 2026	carried, not yet filed for the newest quarter

18 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 297 holders

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Key facts CIK 1360214 CUSIP 415858109 13F (30d) 24 filings 24 filers Visit website Investor relations