INV · Innventure, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“In connection with our assessment of going concern considerations in accordance with Financial Accounting Standards Board's ("FASB") Accounting Standards Update ("ASU") 2014-15, "Disclosures of Uncertainties about an Entity's Ability to Continue as a Going Concern," management has determined that these conditions raise substantial doubt about our ability to continue as a going concern within one year after the date of issuance of the condensed consolidated financial statements included in Item 1. of this Form 10-Q.”View the 10-Q filed Aug 13, 2026
Every disclosed holder of INV in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns INV
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 34,083,813 | 40.28% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 26,634,857 | 31.48% |
| Remaining | 23,893,987 | 28.24% |
| Registered funds (N-PORT, not summed) | 8,664,943 | 10.24% |
Shares outstanding: 84,612,657, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of INV
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Ascent Capital Partners LLC
13D
CIK 2041777 · Investment adviser · Oct 19, 2026
|
9,310,922 | ||
| 2 |
|
6,135,284 | ||
| 2.1 |
WE-INN LLC
13D
CIK 2039923 · Oct 2, 2024
|
8,697,656 | ||
| 3 |
|
4,726,358 | ||
| 4 |
CastleKnight Master Fund LP
13G
CIK 1954661 · Unknown · Jun 30, 2026
Rule 13d-1(c), passive investor
|
4,153,541 | ||
| 5 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,754,254 | ||
| 5.1 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,482,693 | ||
| 5.2 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
550,224 | ||
| 5.3 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
188,065 | ||
| 5.4 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
110,287 | ||
| 5.5 |
iShares Russell Small/Mid-Cap Index Fund
Fund
S000050373 · Registered fund · Jul 31, 2026
BlackRock Funds, not summed
|
12,384 | ||
| 6 |
Otworth Michael
Insider
CIK 1847082 · Sep 8, 2026
Director, Chairman and CEO, issuer-wide, not summed
|
3,626,258 | ||
| 6.1 |
Otworth Michael
13D
CIK 1847082 · Unknown · Apr 24, 2025
|
2,942,902 | ||
| 7 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,419,063 | ||
| 8 |
Driehaus Capital Management LLC
13F
CIK 938206 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,987,465 | ||
| 8.1 |
Driehaus Micro Cap Growth Fund
Fund
S000042829 · Registered fund · Jun 30, 2026
Driehaus Mutual Funds, not summed
|
470,444 | ||
| 9 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,807,557 | ||
| 10 |
|
2,756,695 | ||
| 11 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
2,173,199 | ||
| 12 |
Grieco William J.
Insider
CIK 2153881 · Oct 1, 2026
Director, Chief Executive Officer, issuer-wide, not summed
|
2,171,998 | ||
| 13 |
|
1,814,998 | ||
| 14 |
Abundance Wealth Counselors
13F
CIK 1767080 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,566,239 | ||
| 15 |
COMMONWEALTH ASSET MANAGEMENT LP
13D
CIK 1852062 · Registered investment adviser · Feb 17, 2026
|
1,529,836 | ||
| 16 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,398,342 | ||
| 17 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,193,954 | ||
| 18 |
|
1,172,280 | ||
| 18.1 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
17,700 | ||
| 18.2 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
1,164 | ||
| 19 |
Point72 Asset Management, L.P.
13F
CIK 1603466 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,141,441 | ||
| 20 |
CenterBook Partners LP
13F
CIK 1872738 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
978,742 | ||
| 21 |
Haskell Gregory W
Insider
CIK 2032516 · Sep 9, 2026
Director, Chief Executive Officer, issuer-wide, not summed
|
933,343 | ||
| 22 |
|
868,164 | ||
| 23 |
|
632,221 | ||
| 24 |
AQR CAPITAL MANAGEMENT LLC
13F
CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
612,073 | ||
| 25 |
TUDOR INVESTMENT CORP ET AL
13F
CIK 923093 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
595,917 | ||
| 26 |
OLD NATIONAL BANCORP /IN/
13F
CIK 707179 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
575,469 | ||
| 27 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
552,353 | ||
| 28 |
BNP PARIBAS ARBITRAGE, SA
13F
CIK 1166588 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
551,181 | ||
| 29 |
|
542,758 | ||
| 30 |
Belpointe Asset Management LLC
13F
CIK 1721242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
497,066 | ||
| 31 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
468,627 | ||
| 31.1 |
Schwab U.S. Small-Cap ETF
Fund
S000026636 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
223,100 | ||
| 31.2 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
136,133 | ||
| 31.3 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
59,188 | ||
| 31.4 |
Schwab U.S. Broad Market ETF
Fund
S000026631 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
18,548 | ||
| 32 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
427,177 | ||
| 32.1 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
28,976 | ||
| 33 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
409,767 | ||
| 34 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
375,513 | ||
| 35 |
Cresset Asset Management, LLC
13F
CIK 1761013 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
366,903 | ||
| 36 |
TITLEIST ASSET MANAGEMENT, LLC
13F
CIK 1977759 · Registered investment adviser · Sep 30, 2026
|
359,690 | ||
| 37 |
Jump Financial, LLC
13F
CIK 1831577 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
343,867 | ||
| 38 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
336,276 | ||
| 39 |
Blueprint Financial Advisors LLC
13F
CIK 2054129 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
302,762 | ||
| 40 |
Blueprint Investment Partners LLC
13F
CIK 1794467 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
302,762 | ||
| 41 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
287,806 | ||
| 42 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
277,687 | ||
| 43 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270,193 | ||
| 44 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
265,844 | ||
| 45 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
265,557 | ||
| 46 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
233,764 | ||
| 47 |
Adara Smaller Companies Fund
Fund
S000047045 · Registered fund · May 31, 2026
RBB Fund, Inc., not summed
|
228,693 | ||
| 48 |
HENNESSY DANIEL J
Insider
CIK 1519536 · Apr 20, 2026
Director, Chairman and CEO, 10% Owner, issuer-wide, not summed
|
182,358 | ||
| 49 |
|
163,446 | ||
| 50 |
CastleKnight Management LP
13F
CIK 1835751 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,000 |
1 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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