KALU · Kaiser Aluminum Corp · Shareholders & Ownership

$153.95 +1.41 (+0.92%) At close · Oct 21

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.49B

16.35M

Volume · Oct 21 355.19K Avg daily vol (3M) 231.24K

Every disclosed holder of KALU in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns KALU

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	332	16,368,232	100.12%	Yes
Insiders (Forms 3, 4, 5)	21	392,293	2.40%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	411,433	-2.52%	Negative
Registered funds (N-PORT, not summed)	357	9,564,264	58.50%	No

Shares outstanding: 16,349,092, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of KALU

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,870,588	17.56%	+27,694	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	975,489	5.97%	+11,865	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	424,481	2.60%	+30,261	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	152,656	0.93%	+84,264	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Value ETF Fund S000004316 · Registered fund · Jun 30, 2026 iShares Trust, not summed	139,383	0.85%	-17,364	Jun 30, 2026	iShares Trust, not summed
1.5	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · May 29, 2026 BlackRock Funds, not summed	122,262	0.75%	-2,586	May 29, 2026	BlackRock Funds, not summed
2	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,413,170	8.64%	+104,420	Jun 30, 2026	carried, not yet filed for the newest quarter
3	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,317,519	8.06%	-15,404	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF Fund S000012333 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	659,357	4.03%	+10,752	Jun 30, 2026	SPDR SERIES TRUST, not summed
3.2	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	148,914	0.91%	+3,893	Jun 30, 2026	SPDR SERIES TRUST, not summed
3.3	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF Fund S000006974 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	83,600	0.51%	-444	Jun 30, 2026	SPDR SERIES TRUST, not summed
3.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	5,633	0.03%	+100	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
3.5	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF Fund S000052050 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	4,755	0.03%	+1,008	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
4	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	775,944	4.75%	-42,370	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	DIMENSIONAL FUND ADVISORS LP 13G CIK 354204 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	775,944	4.75%	-36,202	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
4.2	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	103,831	0.64%	-13,443	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
4.3	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	89,420	0.55%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
4.4	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	83,541	0.51%	-13,070	Jul 31, 2026	Dimensional ETF Trust, not summed
4.5	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	71,987	0.44%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	707,161	4.33%	+37,393	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	VANGUARD CAPITAL MANAGEMENT LLC 13G CIK 2100119 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	833,479	5.10%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
6	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 13F CIK 921739 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	679,387	4.16%	-34,789	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	Nomura Small Cap Core Fund Fund S000002400 · Registered fund · May 29, 2026 Delaware Group Equity Funds V, not summed	433,925	2.65%	-105,315	May 29, 2026	Delaware Group Equity Funds V, not summed
6.2	Nomura Smid Cap Core Fund Fund S000024831 · Registered fund · Jun 30, 2026 IVY FUNDS, not summed	28,219	0.17%	+4,564	Jun 30, 2026	IVY FUNDS, not summed
6.3	Nomura VIP Smid Cap Core Series Fund S000006234 · Registered fund · Jun 30, 2026 Ivy Variable Insurance Portfolios, not summed	15,538	0.10%	+2,507	Jun 30, 2026	Ivy Variable Insurance Portfolios, not summed
6.4	Nomura VIP Opportunity Series Fund S000065938 · Registered fund · Jun 30, 2026 Delaware VIP Trust, not summed	6,186	0.04%	+1,151	Jun 30, 2026	Delaware VIP Trust, not summed
7	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	492,857	3.01%	+28,896	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
8	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	471,735	2.89%	+67,738	Jun 30, 2026	carried, not yet filed for the newest quarter
9	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	439,923	2.69%	-38,873	Jun 30, 2026	carried, not yet filed for the newest quarter
10	BARROW HANLEY MEWHINNEY & STRAUSS LLC 13F CIK 313028 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	419,050	2.56%	-111,621	Jun 30, 2026	carried, not yet filed for the newest quarter
11	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	356,434	2.18%	+20,180	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	Fisher Asset Management, LLC 13F CIK 850529 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	352,761	2.16%	+48,254	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	349,501	2.14%	-83,622	May 31, 2026	American Century ETF Trust, not summed
14	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	272,388	1.67%	+266,026	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	Putnam Small Cap Growth Fund Fund S000000777 · Registered fund · Jun 30, 2026 Putnam Funds Trust, not summed	132,584	0.81%	—	Jun 30, 2026	Putnam Funds Trust, not summed
14.2	Putnam VT Small Cap Value Fund Fund S000003888 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	5,700	0.03%	—	Jun 30, 2026	Putnam Variable Trust, not summed
14.3	Putnam Small Cap Value Fund Fund S000003854 · Registered fund · May 31, 2026 Putnam Investment Funds, not summed	4,800	0.03%	—	May 31, 2026	Putnam Investment Funds, not summed
14.4	Putnam VT Small Cap Growth Fund Fund S000003883 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	2,035	0.01%	—	Jun 30, 2026	Putnam Variable Trust, not summed
14.5	Franklin Small Cap Enhanced ETF Fund S000097279 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	1,784	0.01%	-218	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
15	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	259,873	1.59%	-20,882	Jun 30, 2026	carried, not yet filed for the newest quarter
15.1	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	89,212	0.55%	-23,636	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
15.2	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	76,997	0.47%	-1,158	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
15.3	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	40,036	0.24%	+4,762	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
15.4	Schwab Fundamental U.S. Small Company Index Fund Fund S000016767 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	20,880	0.13%	-2,883	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
15.5	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	10,203	0.06%	+1,420	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
16	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	256,161	1.57%	-12,416	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	166,586	1.02%	+33,817	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
16.2	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	29,429	0.18%	-4,749	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
16.3	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	22,404	0.14%	-3,781	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
16.4	Invesco Dorsey Wright Basic Materials Momentum ETF Fund S000013127 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	10,836	0.07%	+164	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
16.5	Invesco S&P Smallcap 600 Pure Value ETF Fund S000060800 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	9,326	0.06%	+161	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
17	SYSTEMATIC FINANCIAL MANAGEMENT LP 13F CIK 1085936 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	232,240	1.42%	-10,755	Jun 30, 2026	carried, not yet filed for the newest quarter
18	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	227,467	1.39%	+73,481	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	29,198	0.18%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
18.2	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	15,738	0.10%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
18.3	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	10,798	0.07%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
18.4	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	5,144	0.03%	+69	May 31, 2026	Goldman Sachs ETF Trust, not summed
18.5	Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund Fund S000009355 · Registered fund · Jun 30, 2026 Goldman Sachs Variable Insurance Trust, not summed	3,486	0.02%	—	Jun 30, 2026	Goldman Sachs Variable Insurance Trust, not summed
19	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	225,523	1.38%	+11,343	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
20	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	196,048	1.20%	-638	Jun 30, 2026	carried, not yet filed for the newest quarter
21	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	194,659	1.19%	+22,497	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	54	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	185,992	1.14%	+11,431	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	8,373	0.05%	+940	Jun 30, 2026	Northern Funds, not summed
22.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	1,888	0.01%	-54	Jun 30, 2026	Northern Funds, not summed
22.3	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	1,106	0.01%	-280	Jul 31, 2026	FlexShares Trust, not summed
23	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	185,481	1.13%	+7,007	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
24	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	178,672	1.09%	-153,440	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	173,822	1.06%	+9,705	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Nuveen Quant Small/Mid Cap Equity Fund Fund S000054623 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	56,080	0.34%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
25.2	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	45,500	0.28%	0	Jun 30, 2026	College Retirement Equities Fund, not summed
25.3	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	21,850	0.13%	+2,312	Jul 31, 2026	TIAA-CREF Funds, not summed
25.4	Nuveen ESG Small-Cap ETF Fund S000055815 · Registered fund · Jul 31, 2026 NuShares ETF Trust, not summed	15,644	0.10%	-1,209	Jul 31, 2026	NuShares ETF Trust, not summed
25.5	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	11,830	0.07%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
26	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	170,173	1.04%	-1,196	Jun 30, 2026	carried, not yet filed for the newest quarter
27	WESTFIELD CAPITAL MANAGEMENT CO LP 13F CIK 1177719 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	163,465	1.00%	+163,465	Jun 30, 2026	carried, not yet filed for the newest quarter
28	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	156,166	0.96%	+35,535	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD STRATEGIC EQUITY FUND Fund S000002593 · Registered fund · Jun 30, 2026 VANGUARD HORIZON FUNDS, not summed	144,419	0.88%	+35,657	Jun 30, 2026	VANGUARD HORIZON FUNDS, not summed
30	First Eagle Investment Management, LLC 13F CIK 1325447 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	138,431	0.85%	+27,670	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	First Eagle Small Cap Opportunity Fund Fund S000072438 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	126,868	0.78%	+31,676	Jul 31, 2026	First Eagle Funds, not summed
31	VANGUARD EXPLORER FUND Fund S000002578 · Registered fund · Jul 31, 2026 VANGUARD EXPLORER FUND, not summed	132,469	0.81%	+5,108	Jul 31, 2026	VANGUARD EXPLORER FUND, not summed
32	ALGERT GLOBAL LLC 13F CIK 1275218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	125,576	0.77%	+41,828	Jun 30, 2026	carried, not yet filed for the newest quarter
33	PANAGORA ASSET MANAGEMENT INC 13F CIK 883677 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	124,915	0.76%	+69,498	Jun 30, 2026	carried, not yet filed for the newest quarter
34	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	115,624	0.71%	+8,441	Jun 30, 2026	carried, not yet filed for the newest quarter
35	BESSEMER GROUP INC 13F CIK 1054074 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	109,463	0.67%	+79,548	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	Old Westbury Small & Mid Cap Strategies Fund Fund S000001857 · Registered fund · Jul 31, 2026 Old Westbury Funds Inc, not summed	50,868	0.31%	+21,059	Jul 31, 2026	Old Westbury Funds Inc, not summed
35.2	Old Westbury Total Equity Fund Fund S000090405 · Registered fund · Jul 31, 2026 Old Westbury Funds Inc, not summed	3,199	0.02%	—	Jul 31, 2026	Old Westbury Funds Inc, not summed
36	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	108,370	0.66%	+57,699	Jun 30, 2026	carried, not yet filed for the newest quarter
37	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	105,510	0.65%	+4,000	Jun 30, 2026	carried, not yet filed for the newest quarter
37.1	Principal U.S. Small-Cap ETF Fund S000055159 · Registered fund · Jun 30, 2026 Principal Exchange-Traded Funds, not summed	26,037	0.16%	+2,834	Jun 30, 2026	Principal Exchange-Traded Funds, not summed
37.2	SmallCap Value Fund II Fund S000007169 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	12,530	0.08%	-4,946	Jul 31, 2026	Principal Funds, Inc, not summed
37.3	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	11,929	0.07%	-691	Jul 31, 2026	Principal Funds, Inc, not summed
37.4	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	1,428	0.01%	+912	Jul 31, 2026	Principal Funds, Inc, not summed
38	MACKENZIE FINANCIAL CORP 13F CIK 919859 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	100,812	0.62%	+68,207	Jun 30, 2026	carried, not yet filed for the newest quarter
39	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	100,434	0.61%	-30,881	Jun 30, 2026	carried, not yet filed for the newest quarter
39.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	39,634	0.24%	-7,000	Jun 30, 2026	Bridgeway Funds, Inc., not summed
39.2	Small-Cap Value Fund Fund S000004427 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	7,900	0.05%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
40	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	100,368	0.61%	+4,386	Jun 30, 2026	carried, not yet filed for the newest quarter
41	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	97,286	0.60%	0	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
42	Harvey Keith Insider CIK 1551869 · Apr 29, 2026 Director, President & CEO, issuer-wide	94,308	0.58%	-3,031	Apr 29, 2026	Director, President & CEO, issuer-wide
43	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	91,215	0.56%	+70,182	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	First Trust Small Cap Growth AlphaDEX Fund Fund S000031806 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	44,859	0.27%	-3,514	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.2	First Trust Small Cap Core AlphaDEX Fund Fund S000017339 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	22,297	0.14%	-6,506	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.3	First Trust Multi Cap Growth AlphaDEX Fund Fund S000017343 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	4,061	0.02%	-454	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.4	First Trust Active Factor Small Cap ETF Fund S000066790 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	2,098	0.01%	+400	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
44	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	88,064	0.54%	+79,430	Jun 30, 2026	carried, not yet filed for the newest quarter
45	VICTORY CAPITAL MANAGEMENT INC 13F CIK 1040188 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	86,838	0.53%	+29,548	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Victory Market Neutral Income Fund Fund S000037769 · Registered fund · Jun 30, 2026 Victory Portfolios II, not summed	43,575	0.27%	+1,970	Jun 30, 2026	Victory Portfolios II, not summed
45.2	VictoryShares US Small Mid Cap Value Momentum ETF Fund S000065161 · Registered fund · Jun 30, 2026 Victory Portfolios II, not summed	23,908	0.15%	—	Jun 30, 2026	Victory Portfolios II, not summed
45.3	VictoryShares US Small Cap High Div Volatility Wtd ETF Fund S000049908 · Registered fund · Jun 30, 2026 Victory Portfolios II, not summed	12,750	0.08%	-452	Jun 30, 2026	Victory Portfolios II, not summed
45.4	Victory Extended Market Index Fund Fund S000012941 · Registered fund · Jul 31, 2026 Victory Portfolios III, not summed	1,845	0.01%	+35	Jul 31, 2026	Victory Portfolios III, not summed
45.5	VictoryShares Hedged Equity Income ETF Fund S000085473 · Registered fund · Dec 31, 2025 Victory Portfolios II, not summed	1,110	0.01%	+50	Dec 31, 2025	Victory Portfolios II, not summed
46	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	84,882	0.52%	-27,624	Jun 30, 2026	carried, not yet filed for the newest quarter
47	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	82,624	0.51%	+2,930	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
48	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	81,259	0.50%	+38,171	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Harbor Small Cap Growth Fund Fund S000000686 · Registered fund · Jul 31, 2026 HARBOR FUNDS, not summed	81,120	0.50%	—	Jul 31, 2026	HARBOR FUNDS, not summed
50	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 13F CIK 1164833 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	76,830	0.47%	-33,000	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	Hotchkis and Wiley Small Cap Diversified Value Fund Fund S000045868 · Registered fund · Jun 30, 2026 HOTCHKIS & WILEY FUNDS/DE/, not summed	17,600	0.11%	-12,000	Jun 30, 2026	HOTCHKIS & WILEY FUNDS/DE/, not summed

55 more nested rows are not shown here; Every filing lists them all.

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Key facts CIK 811596 CUSIP 483007704 13F (30d) 35 filings 35 filers Visit website Investor relations