KAVL
Kaival Brands Innovations Group, Inc.
Going-concern doubt
— flagged Jun 16, 2026
Substantial doubt about the company's ability to continue as a going concern.
“All of these factors raise substantial doubt regarding our ability to continue as a going concern.”View the 10-Q filed Jun 16, 2026
Company with tickers: KAVL
CIK
1762239
CUSIP
483104402
Shares Outstanding
19,535,402
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Shares |
|---|---|---|---|---|
| 2026-03-31 | THOENES MARK L |
CHIEF EXECUTIVE OFFICER | Award | 500,000 |
| 2026-03-31 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 3,000,000 |
| 2026-03-31 | MORRIS ERIC |
CHIEF FINANCIAL OFFICER | Award | 3,000,000 |
| 2026-03-31 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 3,000,000 |
| 2026-03-31 | MORRIS ERIC |
CHIEF FINANCIAL OFFICER | Award | 3,000,000 |
| 2026-03-31 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 586,060 |
| 2025-01-02 | Worner David |
Director | Award | 520,000 |
| 2025-01-02 | THOENES MARK L |
CHIEF EXECUTIVE OFFICER | Award | 620,000 |
| 2025-01-02 | MORRIS ERIC |
CHIEF FINANCIAL OFFICER | Award | 770,000 |
| 2024-02-08 | Hopkins Barry Michael |
Director, Exec. Chairman, ICEO & Pres. | Award | 63,881 |
| 2023-08-22 | Sheriff Stephen Alan |
COO & IRO | Award | 158,000 |
| 2023-08-01 | Metzler Thomas James |
CFO, Treasurer and Secretary | Award | 253,916 |
| 2023-08-01 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 567,080 |
| 2023-08-01 | Metzler Thomas James |
CFO, Treasurer and Secretary | Other | 0 |
| 2023-05-30 | Cassidy James Patrick |
Director | Other | 0 |
| 2023-03-19 | Worner David |
Director | Other | 0 |
| 2023-03-19 | Hopkins Barry Michael |
Director, Exec. Chairman, ICEO & Pres. | Other | 0 |
| 2023-03-19 | Hopkins Barry Michael |
Director, Exec. Chairman, ICEO & Pres. | Award | 125,000 |
| 2023-03-19 | Worner David |
Director | Award | 125,000 |
| 2023-03-03 | THOENES MARK L |
CHIEF EXECUTIVE OFFICER | Award | 50,000 |
| 2023-02-06 | Reuter Paul John |
Director | Award | 125,000 |
| 2023-02-06 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Award | 500,000 |
| 2023-02-06 | Chuang George T. |
Director | Award | 125,000 |
| 2023-02-06 | Brooks Roger |
Director | Award | 125,000 |
| 2023-02-06 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 500,000 |
| 2022-08-24 | THOENES MARK L |
CHIEF EXECUTIVE OFFICER | Award | 50,000 |
| 2022-06-24 | Brooks Roger |
Director | Award | 125,000 |
| 2022-06-24 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 250,000 |
| 2022-06-24 | Brooks Roger |
Director | Other | 16,667 |
| 2022-06-24 | Chuang George T. |
Director | Other | 8,334 |
| 2022-06-24 | Reuter Paul John |
Director | Other | 16,667 |
| 2022-06-24 | Reuter Paul John |
Director | Other | 8,334 |
| 2022-06-24 | Brooks Roger |
Director | Other | 8,334 |
| 2022-06-24 | Chuang George T. |
Director | Award | 125,000 |
| 2022-06-24 | Reuter Paul John |
Director | Award | 125,000 |
| 2022-06-24 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Award | 250,000 |
| 2022-03-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Other | 120,833 |
| 2022-03-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Award | 600,000 |
| 2022-03-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Other | 500,000 |
| 2022-03-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Award | 500,000 |
| 2022-03-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Other | 120,833 |
| 2022-03-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Other | 333,334 |
| 2022-02-27 | THOENES MARK L |
CHIEF EXECUTIVE OFFICER | Award | 100,000 |
| 2022-02-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Convert | 20,833 |
| 2022-02-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Convert | 20,833 |
| 2022-02-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Convert | 20,833 |
| 2022-02-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Tax | 8,073 |
| 2022-02-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Tax | 6,177 |
| 2022-02-05 | Mosser Eric |
Director, CEO & President, 10% Owner | Convert | 20,833 |
| 2021-11-05 | Patel Nirajkumar |
Director, CSRO, 10% Owner | Convert | 20,833 |
Showing 1–50 of 128 transactions