LIEN · Chicago Atlantic BDC, Inc. · Shareholders & Ownership
3 customers — 32.5% of receivables (As of March 31, 2026)
“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”
One customer — 17.8% of receivables (As of March 31, 2026)
“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”
3 customers — 31.8% of receivables (As of December 31, 2025)
“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”
One customer — 15.7% of receivables (As of December 31, 2025)
“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”
Every disclosed holder of LIEN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns LIEN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 3,422,809 | 15.00% |
| Insiders (Forms 3, 4, 5) | 6,190,359 | 27.13% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 13,207,422 | 57.88% |
| Registered funds (N-PORT, not summed) | 786,207 | 3.45% |
Shares outstanding: 22,820,590, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of LIEN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
2,983,394 | ||
| 2 |
|
2,887,204 | ||
| 2.1 |
Scott Gordon
13G
CIK 1873495 · Registered investment adviser · Dec 31, 2024
Rule 13d-1(b), qualified institution, not summed
|
3,850,800 | ||
| 3 |
INTREPID CAPITAL MANAGEMENT INC
13F
CIK 1092838 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
756,185 | ||
| 3.1 |
Intrepid Income Fund
Fund
S000017981 · Registered fund · Jun 30, 2026
Intrepid Capital Management Funds Trust, not summed
|
717,987 | ||
| 3.2 |
Intrepid Capital Fund
Fund
S000000841 · Registered fund · Jun 30, 2026
Intrepid Capital Management Funds Trust, not summed
|
38,198 | ||
| 4 |
Sowell Financial Services LLC
13F
CIK 1633697 · Registered investment adviser · Sep 30, 2026
|
531,358 | ||
| 5 |
|
301,204 | ||
| 6 |
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.
13F
CIK 1705339 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
189,596 | ||
| 7 |
Corient Private Wealth LLC
13F
CIK 1948780 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
188,863 | ||
| 8 |
CDC Financial, Inc.
13F
CIK 2077836 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
177,391 | ||
| 9 |
CONDOR CAPITAL MANAGEMENT
13F
CIK 1082491 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
163,673 | ||
| 10 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
155,924 | ||
| 11 |
PARTNERS CAPITAL INVESTMENT GROUP, LLP
13F
CIK 1694870 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
145,336 | ||
| 12 |
Black Maple Capital Management LP
13F
CIK 1588959 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
130,920 | ||
| 13 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
96,131 | ||
| 14 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,149 | ||
| 15 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,480 | ||
| 16 |
Clayton Partners LLC
13F
CIK 1550509 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,666 | ||
| 17 |
RITHOLTZ WEALTH MANAGEMENT
13F
CIK 1698218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,347 | ||
| 18 |
Apollon Wealth Management, LLC
13F
CIK 1764387 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,809 | ||
| 19 |
Venturi Wealth Management, LLC
13F
CIK 1666363 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,171 | ||
| 20 |
Gladstone Institutional Advisory LLC
13F
CIK 1766530 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,600 | ||
| 21 |
FIRETHORN WEALTH PARTNERS, LLC
13F
CIK 1845743 · Registered investment adviser · Sep 30, 2026
|
38,007 | ||
| 22 |
Sage Mountain Advisors LLC
13F
CIK 1832274 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,797 | ||
| 23 |
Amplify Seymour Cannabis ETF
Fund
S000064108 · Registered fund · Jun 30, 2026
Amplify ETF Trust, not summed
|
30,022 | ||
| 24 |
Tidal Investments LLC
13F
CIK 1600064 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,022 | ||
| 25 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,875 | ||
| 26 |
ENTREWEALTH, LLC
13F
CIK 2052200 · Registered investment adviser · Sep 30, 2026
|
28,426 | ||
| 27 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,303 | ||
| 28 |
Wick Capital Partners, LLC
13F
CIK 1904388 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,967 | ||
| 29 |
Twelve Points Wealth Management LLC
13F
CIK 1877090 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,233 | ||
| 30 |
Seneca House Advisors
13F
CIK 1731359 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,322 | ||
| 31 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
13F
CIK 1423442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,623 | ||
| 32 |
Trexquant Investment LP
13F
CIK 1633445 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,205 | ||
| 33 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,755 | ||
| 34 |
Savant Capital, LLC
13F
CIK 1482880 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,640 | ||
| 35 |
Tyche Wealth Partners LLC
13F
CIK 2004818 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,500 | ||
| 36 |
BROWN ADVISORY INC
13F
CIK 1345929 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,339 | ||
| 37 |
Centiva Capital, LP
13F
CIK 1692507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,684 | ||
| 38 |
Icon Wealth Advisors, LLC
13F
CIK 1963212 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,255 | ||
| 39 |
Mesirow Financial Investment Management, Inc.
13F
CIK 1469475 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,433 | ||
| 40 |
FreeGulliver LLC
13F
CIK 2032561 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,241 | ||
| 41 |
COMPASS FINANCIAL MANAGEMENT LLC
13F
CIK 2148724 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,677 | ||
| 42 |
Bernardo Wealth Planning LLC
13F
CIK 1765595 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,278 | ||
| 43 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
7,225 | ||
| 44 |
|
6,997 | ||
| 45 |
|
5,918 | ||
| 46 |
|
5,030 | ||
| 47 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,928 | ||
| 48 |
|
3,373 | ||
| 49 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,000 | ||
| 50 |
BROWN BROTHERS HARRIMAN & CO
13F
CIK 14661 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
750 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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