LIEN · Chicago Atlantic BDC, Inc. · Fails to Deliver
3 customers — 32.5% of receivables (As of March 31, 2026)
“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”
One customer — 17.8% of receivables (As of March 31, 2026)
“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”
3 customers — 31.8% of receivables (As of December 31, 2025)
“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”
One customer — 15.7% of receivables (As of December 31, 2025)
“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-11 | 99 | $10.18 | $1,008 |
| 2026-09-10 | 143 | $10.20 | $1,459 |
| 2026-09-08 | 74 | $10.32 | $764 |
| 2026-08-26 | 600 | $10.19 | $6,114 |
| 2026-08-21 | 1,885 | $9.78 | $18,435 |
| 2026-08-20 | 2,055 | $9.50 | $19,523 |
| 2026-08-19 | 3,585 | $9.62 | $34,488 |
| 2026-08-18 | 3,585 | $9.48 | $33,986 |
| 2026-08-11 | 2,553 | $9.65 | $24,636 |
| 2026-07-22 | 9 | $9.65 | $87 |
| 2026-07-21 | 2,207 | $9.58 | $21,143 |
| 2026-07-20 | 88 | $9.73 | $856 |
| 2026-07-01 | 2,465 | $9.77 | $24,083 |