Skip to main content
Equibles
LIEN logo

LIEN · Chicago Atlantic BDC, Inc. · Holdings

Track LIEN — free

Use LIEN with AI

Add company filings, earnings and prices to ChatGPT or Claude, then ask questions in your own chat.

Choose your app for step-by-step connection instructions. Sign in with Equibles when asked; no code or API key is needed.

Claude ChatGPT

After connecting, ask your AI to use Equibles to research LIEN.

Other apps & server URL
https://mcp.equibles.com/mcp
Gemini CLI setup
or ask here

Free, nothing to set up — ALVIS runs on the same tools and cites every figure.

See what you can ask in ChatGPT or Claude

All connection guides →
$9.50 +0.05 (+0.53%) At close · Oct 2
Rebalance outlook locked
Customer concentration — top 3 customers 32.5% of receivables

3 customers — 32.5% of receivables (As of March 31, 2026)

“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”

One customer — 17.8% of receivables (As of March 31, 2026)

“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”

3 customers — 31.8% of receivables (As of December 31, 2025)

“As of March 31, 2026 and December 31, 2025, we had three portfolio companies that represented 32.5% and 31.8% respectively, of our investments, at fair value.”

One customer — 15.7% of receivables (As of December 31, 2025)

“As of March 31, 2026 and December 31, 2025, our largest portfolio company represented 17.8% and 15.7%, respectively, of our investments, at fair value.”
View the 10-Q filed May 14, 2026
Market Cap
$229.12M
Shares
22.82M
Volume · Oct 2 41.16K Avg daily vol (3M) 57K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 48
Total Value: $34,664,258
Total Shares: 3,548,033

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 48 13F filers · Δ vs Mar 31, 2026
Top Holder
21.3%
Sep 2023 → Jun 2026 · range 20.2% – 93.2%
+1.1 pts
Top 5
51.4%
Sep 2023 → Jun 2026 · range 51.4% – 100.0%
−4.3 pts
Top 10
72.7%
Sep 2023 → Jun 2026 · range 72.7% – 100.0%
−5.4 pts
HHI
872
Sep 2023 → Jun 2026 · range 872 – 8,725
Broadly held−18

Quarterly Activity

vs Mar 31, 2026
New
14
Increased
15
Decreased
6
Sold Out
8
Unchanged
13
Holder count: +6
Institutional value: -0.8%
Shares held: -5.2%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
CITADEL ADVISORS LLC +27,687 88,149
RITHOLTZ WEALTH MANAGEMENT +19,650 54,347
Sowell Financial Services LLC +17,950 511,387
CDC Financial, Inc. +17,773 177,391
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. +7,466 189,596

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
Corient Private Wealth LLC −191,885 188,863
Sage Mountain Advisors LLC −184,779 30,797
HighTower Advisors, LLC −17,700 155,924
Apollon Wealth Management, LLC −7,000 48,809
Tidal Investments LLC −4,755 30,022

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
PARTNERS CAPITAL INVESTMENT GROUP, LLP 145,336 $1,419,932
RAYMOND JAMES FINANCIAL INC 96,131 $939,199
Clayton Partners LLC 58,666 $573,166
Cambridge Investment Research Advisors, Inc. 29,875 $291,878
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 24,623 $240,566

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
JPMORGAN CHASE & CO 237,631 $2,219,473
JANE STREET GROUP, LLC 23,790 $222,197
Mariner, LLC 22,693 $211,952
SAGE RHINO CAPITAL LLC 10,901 $101,815
WEDBUSH SECURITIES INC 10,737 $100,283
Filter: New 14 Increased 15 Reduced 6 Sold out 8 Unchanged 13
Showing 48 of 48
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
INTREPID CAPITAL MANAGEMENT INC $7,387,927 21.31% 756,185
Sowell Financial Services LLC $4,996,250 14.41% 511,387
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $1,852,352 5.34% 189,596
Corient Private Wealth LLC $1,845,191 5.32% 188,863
CDC Financial, Inc. $1,733,110 5.00% 177,391
CONDOR CAPITAL MANAGEMENT $1,599,085 4.61% 163,673
LVM CAPITAL MANAGEMENT LTD/MI $1,576,155 4.55% 161,326
HighTower Advisors, LLC $1,523,377 4.39% 155,924
PARTNERS CAPITAL INVESTMENT GROUP, LLP $1,419,932 4.10% 145,336
Black Maple Capital Management LP $1,279,088 3.69% 130,920
RAYMOND JAMES FINANCIAL INC $939,199 2.71% 96,131
CITADEL ADVISORS LLC $861,215 2.48% 88,149
BlackRock, Inc. $727,669 2.10% 74,480
Clayton Partners LLC $573,166 1.65% 58,666
RITHOLTZ WEALTH MANAGEMENT $530,970 1.53% 54,347
Apollon Wealth Management, LLC $476,863 1.38% 48,809
Venturi Wealth Management, LLC $392,470 1.13% 40,171
FIRETHORN WEALTH PARTNERS, LLC $377,649 1.09% 38,654
Gladstone Institutional Advisory LLC $377,122 1.09% 38,600
Sage Mountain Advisors LLC $300,886 0.87% 30,797
Tidal Investments LLC $293,314 0.85% 30,022
Cambridge Investment Research Advisors, Inc. $291,878 0.84% 29,875
Closed-End Fund Advisors, Inc. $276,520 0.80% 28,303
Wick Capital Partners, LLC $263,467 0.76% 26,967
Twelve Points Wealth Management LLC $256,296 0.74% 26,233
Seneca House Advisors $247,395 0.71% 25,322
O'SHAUGHNESSY ASSET MANAGEMENT, LLC $240,566 0.69% 24,623
Trexquant Investment LP $236,482 0.68% 24,205
MILLENNIUM MANAGEMENT LLC $232,086 0.67% 23,755
Savant Capital, LLC $182,112 0.53% 18,640
Tyche Wealth Partners LLC $170,975 0.49% 17,500
BROWN ADVISORY INC $159,632 0.46% 16,339
Centiva Capital, LP $153,232 0.44% 15,684
Icon Wealth Advisors, LLC $139,271 0.40% 14,255
Mesirow Financial Investment Management, Inc. $121,470 0.35% 12,433
FreeGulliver LLC $119,594 0.35% 12,241
ENTREWEALTH, LLC $118,685 0.34% 12,148
COMPASS FINANCIAL MANAGEMENT LLC $104,314 0.30% 10,677
Bernardo Wealth Planning LLC $100,416 0.29% 10,278
Triumph Capital Management $65,703 0.19% 6,725
MORGAN STANLEY $48,145 0.14% 4,928
CITIGROUP INC $32,954 0.10% 3,373
Rockefeller Capital Management L.P. $29,310 0.08% 3,000
BROWN BROTHERS HARRIMAN & CO $7,327 0.02% 750
Spire Wealth Management $1,954 0.01% 200
Quarry LP $1,358 0.00% 139
Caitong International Asset Management Co., Ltd $107 0.00% 11
UBS Group AG $19 0.00% 2
Key facts CIK 1843162 CUSIP 828174102 Visit website Investor relations