LQMT · Liquidmetal Technologies Inc
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-03-12 | Carrubba Vincent |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
1,500,000 |
| 2025-03-12 | Bresnick Isaac |
Director, President |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
3,000,000 |
| 2025-03-12 | Lugee Li Yeung Tak |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right-to-buy) (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option (right-to-buy)
|
3,000,000 |
| 2025-03-12 | Chung Tony |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
3,000,000 |
| 2024-10-10 | Liquidmetal Technology Ltd |
10% Owner |
Sell↓
|
Common Stock, $0.001 par value per share
|
179,787,888 |
| 2024-10-10 | Lugee Li Yeung Tak |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, $0.001 par value per share (Indirect)
Liquidmetal Technology Limited, a Hong Kong corporation, holds such shares of common stock. Mr. Li is the sole shareholder, executive officer and director of Liquidmetal Technology Limited. |
Common Stock, $0.001 par value per share
(I)
|
179,787,888 |
| 2024-03-12 | Chung Tony |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
4,000,000 |
| 2024-03-12 | Carrubba Vincent |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
1,000,000 |
| 2024-03-12 | Bresnick Isaac |
Director, President |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
Stock Option
|
2,000,000 |
| 2023-11-21 | Chung Tony |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually received ranged from $0.061 to $0.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
Common Stock
|
150,000 |
| 2023-11-20 | Chung Tony |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually received ranged from $0.04 to $0.0513. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
Common Stock
|
789,100 |
| 2021-12-15 | Lugee Li Yeung Tak |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right-to-buy) (Direct)
Represents an option granted under the Company's 2015 Equity Incentive Plan. The shares covered by the option vest monthly over three years with the option being 100% vested on the third anniversary of the date of grant. |
Stock Option (right-to-buy)
|
200,000 |
| 2021-07-06 | Chung Tony |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Direct)
The shares covered by the Option vested one-third at the conclusion of the 90-day period following the date of the grant. Thereafter, the shares covered by the Option vested one-third on the first anniversary of the date of grant and the remaining one-third on the second anniversary of the date of grant. Form 4 for option grant was inadvertently not timely filed, but grant was reported on Form 8-K filed by issuer on July 9, 2021. |
Stock Option
|
7,500,000 |