NOTE · FiscalNote Holdings, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern and meet the Company's obligations as they become due within one year after the date the financial statements are issued.”View the 10-Q filed May 11, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-09 | Compton Key |
Director |
Other↑
Filing footnotes — Class A Common Stock (Indirect)
Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC. The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC. |
Class A Common Stock
(I)
|
89,171 |
| 2026-05-15 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 10,901 restricted stock units. |
Class A Common Stock
|
5,358 |
| 2026-05-15 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,474 restricted stock units. |
Class A Common Stock
|
1,708 |
| 2026-05-06 | Compton Key |
Director |
Other↑
Filing footnotes — Class A Common Stock (Indirect)
Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC. The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC. |
Class A Common Stock
(I)
|
431,394 |
| 2026-04-17 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,153 restricted stock units. |
Class A Common Stock
|
1,059 |
| 2026-04-17 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 893 restricted stock units. |
Class A Common Stock
|
317 |
| 2026-04-09 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,314 restricted stock units. |
Class A Common Stock
|
2,236 |
| 2026-02-12 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 10,901 restricted stock units. |
Class A Common Stock
|
4,301 |
| 2026-02-12 | Donnell Paul |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 575 restricted stock units. |
Class A Common Stock
|
233 |
| 2026-02-12 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,473 restricted stock units. |
Class A Common Stock
|
1,371 |
| 2026-02-09 | Donnell Paul |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 108 restricted stock units. |
Class A Common Stock
|
44 |
| 2026-02-09 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 189 restricted stock units. |
Class A Common Stock
|
67 |
| 2026-02-09 | Yao Gerald |
Director |
Tax↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the Reporting Person's tax obligation upon the vesting of 105 restricted stock units. The Reporting Person is Trustee of this Trust. |
Class A Common Stock
(I)
|
42 |
| 2026-02-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,008 |
| 2026-02-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
3,082 |
| 2026-01-20 | Slabaugh Jon |
CFO and SVP, Corp. Dev. |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,977 restricted stock units. |
Class A Common Stock
|
1,621 |
| 2026-01-20 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,153 restricted stock units. |
Class A Common Stock
|
850 |
| 2026-01-20 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 893 restricted stock units. |
Class A Common Stock
|
317 |
| 2026-01-20 | Yao Gerald |
Director |
Tax↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the Reporting Person's tax obligation upon the vesting of 893 restricted stock units. The Reporting Person is Trustee of this Trust. |
Class A Common Stock
(I)
|
353 |
| 2026-01-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,293 |
| 2026-01-02 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,220 restricted stock units. |
Class A Common Stock
|
8,331 |
| 2026-01-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
423 |
| 2026-01-02 | Slabaugh Jon |
CFO and SVP, Corp. Dev. |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,220 restricted stock units. |
Class A Common Stock
|
6,235 |
| 2026-01-02 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 811 restricted stock units. |
Class A Common Stock
|
159 |
| 2025-12-31 | Resnik Josh |
President and CEO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares were acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
3,376 |
| 2025-12-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
4,213 |
| 2025-12-02 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 810 restricted stock units. |
Class A Common Stock
|
277 |
| 2025-12-02 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,377 |
| 2025-12-01 | Sweeney Brandon |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
5,136 |
| 2025-12-01 | Sedgley Anna |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
6,278 |
| 2025-12-01 | Nilsson Keith |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
3,424 |
| 2025-12-01 | Jain Manoj |
Director, 10% Owner |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
3,424 |
| 2025-11-12 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 13,875 restricted stock units. |
Class A Common Stock
|
4,739 |
| 2025-11-12 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 43,538 restricted stock units. |
Class A Common Stock
|
8,495 |
| 2025-11-06 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,896 |
| 2025-11-06 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
5,799 |
| 2025-10-31 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 810 restricted stock units. |
Class A Common Stock
|
277 |
| 2025-10-17 | Donnell Paul |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 575 restricted stock units. Includes 799 shares, adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer, acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
202 |
| 2025-10-17 | Yao Gerald |
Director |
Tax↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the Reporting Person's tax obligation upon the vesting of 893 restricted stock units. The Reporting Person is Trustee of this Trust. |
Class A Common Stock
(I)
|
305 |
| 2025-10-17 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,153 restricted stock units. |
Class A Common Stock
|
736 |
| 2025-10-17 | Aman Todd |
Chief Legal & Admin. Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 893 restricted stock units. |
Class A Common Stock
|
269 |
| 2025-10-17 | Slabaugh Jon |
CFO and SVP, Corp. Dev. |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,977 restricted stock units. |
Class A Common Stock
|
1,464 |
| 2025-10-01 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 7,486 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
3,591 |
| 2025-10-01 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,175 |
| 2025-09-30 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 810 restricted stock units. Includes 1,984 shares, adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer, acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
277 |
| 2025-09-03 | Sedgley Anna |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
2,712 |
| 2025-09-03 | Hwang Tim |
Director, 10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Indirect)
Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,447 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2025. These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. |
Class A Common Stock
(I)
|
1,438 |
| 2025-09-03 | Resnik Josh |
President and CEO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 810 restricted stock units. |
Class A Common Stock
|
270 |
| 2025-09-03 | Sweeney Brandon |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
2,218 |
| 2025-09-03 | Nilsson Keith |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer. |
Class A Common Stock
|
1,479 |