NOTE · FiscalNote Holdings, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern and meet the Company's obligations as they become due within one year after the date the financial statements are issued. ... However, at this time management concluded that its plans do not alleviate substantial doubt, as there can be no assurance that any of these plans will be successfully implemented on acceptable terms, or at all.”View the 10-Q filed Aug 10, 2026
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Every disclosed holder of NOTE in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NOTE
13F quarter Mar 31, 2026| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,956 | 0.02% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 969,594 | 3.18% |
| Remaining | 29,492,217 | 96.80% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 30,467,767, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NOTE
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
2,715,990 | ||
| 2 |
|
2,460,756 | ||
| 3 |
|
902,887 | ||
| 4 |
|
256,148 | ||
| 5 |
|
199,508 | ||
| 5.1 |
|
859,410 | ||
| 6 |
|
156,041 | ||
| 7 |
|
107,582 | ||
| 8 |
|
64,223 | ||
| 9 |
|
59,998 | ||
| 10 |
|
46,264 | ||
| 11 |
|
38,060 | ||
| 11.1 |
|
110,184 | ||
| 12 |
|
35,499 | ||
| 13 |
|
33,320 | ||
| 14 |
|
32,893 | ||
| 15 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Mar 31, 2026
|
5,587 | ||
| 16 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Mar 31, 2026
|
285 | ||
| 17 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Mar 31, 2026
|
83 | ||
| 18 |
DANSKE BANK A/S
13F
CIK 800177 · Bank · Mar 31, 2026
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.