NUAI · New ERA Energy & Digital, Inc. · Insider Trading
The latest filing states the doubt was alleviated.
“In its Quarterly Report for the three months ended March 31, 2026, the Company disclosed that its liquidity condition at that time, including recurring net losses, a working capital deficit, and significant near-term payment obligations, raised substantial doubt about its ability to continue as a going concern. As a result of the debt and equity financings completed in April 2026, the repayment of the senior secured convertible promissory note and current and forecasted operating uses of cash, management has concluded that the Company's existing cash and cash equivalents on hand and expected sources of liquidity are sufficient to fund its operations and meet its obligations as they become due for at least twelve months from the date these condensed consolidated financial statements are issued. Accordingly, the conditions that previously raised substantial doubt about the Company's ability to continue as a going concern have been alleviated, and substantial doubt no longer exists as of the issuance date of these condensed consolidated financial statements.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-09 | MCCARTHY KENT C |
10% Owner |
Buy↑
Filing footnotes — Common Stock, $0.0001 par value per share (Indirect)
These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect owners of the reported securities. Kent C. McCarthy owns 27.86% of the equity in AMC, and KCM owns 0.05% of the equity in AMC (and could receive a greater share of profits realized by AMC under certain circumstances); accordingly, each has a pecuniary interest in a portion of the securities held by AMC. |
Common Stock, $0.0001 par value per share
(I)
|
250,000 |
| 2026-06-22 | Rovell Darin Charles |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units granted under the New Era Helium Corp. 2024 Equity Incentive Plan. The restricted stock units vest in equal installments on the first business day of each calendar month beginning on June 22, 2026 over a period of four years, subject to the reporting person's continued employment with the Issuer from the grant date through each such vesting date. The vested restricted stock units will be paid on or as promptly as practicable following the vesting date (but in no event later than March 15 of the calendar year following the calendar year in which the restricted stock units become vested) in the form of the Issuer's common stock equal to the number of vested restricted stock units. |
Common Stock
|
325,000 |
| 2026-04-28 | CASAZZA ANDREW F |
Chief Corporate Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The transaction reported herein occurred on April 28, 2026 and was not timely reported due to a delay in the issuance of EDGAR access codes. Restricted stock units granted to the reporting person that vest in equal installments on the first business day of each calendar month beginning on April 28, 2026 over a period of four years, subject to the reporting person's continued employment with the Issuer from the grant date through each such vesting date. |
Common Stock
|
400,000 |