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NUAI · New ERA Energy & Digital, Inc. · Holdings

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$2.93 -0.04 (-1.48%)
Russell 2000 member Rebalance outlook locked
Going-concern doubt — cleared Aug 14, 2026

The latest filing states the doubt was alleviated.

“In its Quarterly Report for the three months ended March 31, 2026, the Company disclosed that its liquidity condition at that time, including recurring net losses, a working capital deficit, and significant near-term payment obligations, raised substantial doubt about its ability to continue as a going concern. As a result of the debt and equity financings completed in April 2026, the repayment of the senior secured convertible promissory note and current and forecasted operating uses of cash, management has concluded that the Company's existing cash and cash equivalents on hand and expected sources of liquidity are sufficient to fund its operations and meet its obligations as they become due for at least twelve months from the date these condensed consolidated financial statements are issued. Accordingly, the conditions that previously raised substantial doubt about the Company's ability to continue as a going concern have been alleviated, and substantial doubt no longer exists as of the issuance date of these condensed consolidated financial statements.”
View the 10-Q filed Aug 14, 2026
Market Cap
$316.48M
Shares
106.56M
Volume · Oct 20 9.94M Avg daily vol (3M) 7.8M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NUAI: 13F, 13D and 13G, insiders and funds →
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 141
Total Value: $414,096,442
Total Shares: 66,998,505
Showing 1–100 of 158 holdings by value · page 1 of 2

Institutional Ownership Trend

8 quarters

Holder Concentration

Across 140 13F filers
Top Holder
13.2%
Dec 2024 → Jun 2026 · range 13.2% – 82.6%
of institutional value
Top 5
44.8%
Dec 2024 → Jun 2026 · range 44.8% – 99.9%
of institutional value
Top 10
63.1%
Dec 2024 → Jun 2026 · range 63.1% – 100.0%
of institutional value
HHI
560
Dec 2024 → Jun 2026 · range 560 – 7,011
Broadly held

Who Holds NUAI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 136 filers, like-for-like change +274.0%; actively managed books +228.4%; index-like books +405.7%.

Holder type Share Filers Change
Registered adviser 53.5% 73 +299.4%
Exempt adviser 4.9% 3 +383.9%
Adviser 1.6% 3 new
Bank 10.7% 11 +718.1%
Insurer 0.0% 1 new
Broker-dealer 3.1% 3 +20.2%
Benefit plan 0.0% 2 -10.6%
Non-US 0.2% 3 +19777.8%
Holding company 15.9% 5 +432.8%
Unknown 10.1% 32 +87.2%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

127 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
3
2.36% of filers hold it in their top 10
Mar 31, 2026: 0
Holders above 5%
0
median weight 0.001%
Mar 31, 2026: 0
Crowding
26.8%
of shares outstanding, 75th percentile
Mar 31, 2026: 14.9%
Private-fund advisers
23.6%
of shares outstanding
Institutional ownership
54.0%
56.1% of the estimated free float
Top 10 holders
66.3%
of 13F shares, Herfindahl 0.065
Active holders
+270.0%
like-for-like share change of active filers
5% stakes on record
12
1 13D, 11 13G (2 institutional, 9 passive, 0 exempt)
How long holders have held it value-weighted 2.2 quarters
Under 1 year 92.6% 1 to 3 years 7.40% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$4.79
estimated per share
Mar 31, 2026: $4.47
Quarter-end price
$6.38
implied by 13F values
Estimated gain or loss
+33.2%
price against the estimated cost
Estimated at a loss
0.000%
of costed 13F value

Estimated cost covers 92.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NUAI's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 WHK WhiteHawk Minerals Corp. 3
2 SHAZ SharonAI Holdings Inc. 5
3 BW Babcock & Wilcox Enterprises, Inc. 4
4 SNDA Sonida Senior Living, Inc. 4
5 CCXI Churchill Capital Corp XI 3
6 XE X-Energy, Inc. 4
7 ADTN ADTRAN Holdings, Inc. 3
8 POET Poet Technologies Inc. 3
9 ALM Almonty Industries Inc. 3
10 WULF Terawulf Inc. 5

Shareholder Targets

13F filers that own its peers but not NUAI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: WHK, SHAZ, BW, SNDA, CCXI, XE, ADTN, POET, ALM, WULF, QNT, GENI, PCT, ONDS, BOOT, APLD, ZETA, VSEC, AAOI, DKNG. 1,775 filers in all.

# Filer In peers
1 Capital World Investors Adviser, Diversified active $1,431,454,295 5 held
2 AMAZON COM INC Unknown, Concentrated $1,208,766,365 1 held
3 Situational Awareness LP Registered adviser, Concentrated $1,059,269,346 3 held
4 CIBC Bancorp USA Inc. Unknown, Diversified active $944,411,115 7 held
5 AQR CAPITAL MANAGEMENT LLC Registered adviser, Diversified active $840,147,972 11 held
6 Value Aligned Research Advisors, LLC Registered adviser, Diversified active $777,656,062 4 held
7 T. Rowe Price Investment Management, Inc. Adviser, Diversified active $731,495,798 8 held
8 Jupiter Topco LLC Unknown, Diversified active $724,990,507 12 held
9 NORGES BANK Non-US, Index-like $698,828,864 9 held
10 LONE PINE CAPITAL LLC Registered adviser, Diversified active $698,797,968 2 held

Fund Ownership of NUAI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.39% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.98% 1,041,196
Index ETFs 9.41% 10,028,329
Active ETFs 0.02% 22,660
Active funds 3.77% 4,018,511
Unclassified 0.00% 0
All registered funds 14.18% 15,110,696
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 75 Exempt adviser 3 Adviser 3 Bank 11 Insurer 1 Broker-dealer 4 Benefit plan 2 Non-US 3 Holding company 5 Unknown 34
Showing 100 of 158
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Hood River Capital Management LLC $54,848,764 13.25% 8,596,985
BlackRock, Inc. $45,986,247 11.11% 7,207,876
SUSQUEHANNA INTERNATIONAL GROUP, LLP $26,882,768 6.49% 4,213,600
STATE STREET CORP $26,664,514 6.44% 4,179,391
Conversant Capital LLC $22,425,700 5.42% 3,515,000
VANGUARD CAPITAL MANAGEMENT LLC $21,049,157 5.08% 3,299,241
MARSHALL WACE, LLP $13,829,177 3.34% 2,167,583
GEODE CAPITAL MANAGEMENT, LLC $13,609,835 3.29% 2,133,203
Tyro Capital Management LLC $12,267,993 2.96% 1,922,883
Alyeska Investment Group, L.P. $10,926,936 2.64% 1,712,686
MORGAN STANLEY $10,021,473 2.42% 1,570,764
SUSQUEHANNA INTERNATIONAL GROUP, LLP $8,352,058 2.02% 1,309,100
UBS Group AG $8,066,061 1.95% 1,264,273
GROUP ONE TRADING LLC $7,949,594 1.92% 1,246,018
SEI INVESTMENTS CO $7,590,107 1.83% 1,189,672
CITADEL ADVISORS LLC $7,310,204 1.77% 1,145,800
JANE STREET GROUP, LLC $6,561,830 1.58% 1,028,500
FIRST TRUST ADVISORS LP $6,553,427 1.58% 1,027,183
MILLENNIUM MANAGEMENT LLC $6,155,666 1.49% 964,838
CITADEL ADVISORS LLC $5,555,066 1.34% 870,700
Mirae Asset Global Investments Co., Ltd. $5,483,610 1.32% 859,500
T3 Companies, LLC $4,027,700 0.97% 631,301
VANGUARD PORTFOLIO MANAGEMENT LLC $3,841,646 0.93% 602,139
VANGUARD FIDUCIARY TRUST CO $3,647,943 0.88% 571,778
JANE STREET GROUP, LLC $3,350,138 0.81% 525,100
PEAK6 LLC $3,271,459 0.79% 512,768
Soviero Asset Management, LP $3,253,800 0.79% 510,000
PEAK6 LLC $3,196,380 0.77% 501,000
RENAISSANCE TECHNOLOGIES LLC $3,179,792 0.77% 498,400
1492 Capital Management LLC $3,166,113 0.76% 496,256
LAZARD ASSET MANAGEMENT LLC $2,751,553 0.66% 431,278
BRC Group Holdings, Inc. $2,647,700 0.64% 415,000
Davidson Kempner Capital Management LP $2,392,500 0.58% 375,000
BlueCrest Capital Management Ltd $2,267,337 0.55% 355,382
CITADEL ADVISORS LLC $2,073,441 0.50% 324,991
ADAGE CAPITAL PARTNERS GP, L.L.C. $1,914,000 0.46% 300,000
Shay Capital LLC $1,834,313 0.44% 287,510
TWO SIGMA INVESTMENTS, LP $1,684,683 0.41% 264,057
XTX Topco Ltd $1,666,462 0.40% 261,201
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $1,652,088 0.40% 258,948
FirstWave Capital Management LLC $1,608,193 0.39% 252,068
SIMPLEX TRADING, LLC $1,454,269 0.35% 227,942
Soviero Asset Management, LP $1,339,800 0.32% 210,000
Bank of New York Mellon Corp $1,329,201 0.32% 208,339
Aventail Capital Group, LP $1,327,148 0.32% 208,017
Kryger Capital LLC $1,276,000 0.31% 200,000
National Philanthropic Trust $1,251,851 0.30% 196,215
ExodusPoint Capital Management, LP $1,235,946 0.30% 193,722
Nuveen, LLC $1,201,998 0.29% 188,401
BANK OF AMERICA CORP /DE/ $876,132 0.21% 137,325
Hazelview Securities Inc. $855,558 0.21% 134,100
Apollon Wealth Management, LLC $853,969 0.21% 133,851
Rafferty Asset Management, LLC $853,203 0.21% 133,731
Point72 Asset Management, L.P. $797,500 0.19% 125,000
GOLDMAN SACHS GROUP INC $771,660 0.19% 120,950
RHUMBLINE ADVISERS $664,381 0.16% 104,135
KCM Capital Inc $638,000 0.15% 100,000
ROYAL BANK OF CANADA $629,762 0.15% 98,709
GILDER GAGNON HOWE & CO LLC $559,870 0.14% 87,754
Feynman Point Asset Management LLC $557,688 0.13% 87,412
Gladstone Institutional Advisory LLC $527,307 0.13% 82,650
Arrington Capital Management, LLC $510,400 0.12% 80,000
DEUTSCHE BANK AG\ $500,006 0.12% 78,371
Squarepoint Ops LLC $498,335 0.12% 78,109
Virtu Financial LLC $489,747 0.12% 76,763
Caitong International Asset Management Co., Ltd $441,604 0.11% 69,217
BRIDGEWAY CAPITAL MANAGEMENT, LLC $431,926 0.10% 67,700
WELLS FARGO & COMPANY/MN $430,509 0.10% 67,478
PRICE T ROWE ASSOCIATES INC /MD/ $420,888 0.10% 65,970
Concurrent Investment Advisors, LLC $404,113 0.10% 60,136
Worth Venture Partners, LLC $390,456 0.09% 61,200
TUDOR INVESTMENT CORP ET AL $374,506 0.09% 58,700
KINGSWOOD WEALTH ADVISORS, LLC $356,871 0.09% 55,936
MERCER GLOBAL ADVISORS INC /ADV $351,786 0.08% 55,139
Scientech Research LLC $351,697 0.08% 55,125
SFMG, LLC $345,770 0.08% 54,196
Penn Capital Management Company, LLC $332,787 0.08% 52,161
T3 Companies, LLC $324,104 0.08% 50,800
MetLife Investment Management, LLC $309,410 0.07% 48,497
ALLIANCEBERNSTEIN L.P. $308,154 0.07% 48,300
Quadrature Capital Ltd $281,000 0.07% 44,044
Invesco Ltd. $266,664 0.06% 41,797
OSAIC HOLDINGS, INC. $258,549 0.06% 40,525
MYDA Advisors LLC $255,200 0.06% 40,000
CITIGROUP INC $255,027 0.06% 39,973
BARCLAYS PLC $252,743 0.06% 39,615
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $235,007 0.06% 36,835
Capstone Wealth Management, Inc. $223,300 0.05% 35,000
JPMORGAN CHASE & CO $212,491 0.05% 33,306
Vanguard Global Advisers, LLC $204,842 0.05% 32,107
SUSQUEHANNA INTERNATIONAL GROUP, LLP $196,031 0.05% 30,726
JONES FINANCIAL COMPANIES LLLP $195,515 0.05% 30,645
LuminArx Capital Management LP $159,500 0.04% 25,000
Police & Firemen's Retirement System of New Jersey $151,161 0.04% 23,693
BANK OF MONTREAL /CAN/ $138,758 0.03% 21,749
MANUFACTURERS LIFE INSURANCE COMPANY, THE $131,064 0.03% 20,543
COMMONWEALTH EQUITY SERVICES, LLC $127,829 0.03% 20,036
ADAMSBROWN WEALTH CONSULTANTS LLC $127,600 0.03% 20,000
PEAK6 LLC $121,858 0.03% 19,100
LPL Financial LLC $118,049 0.03% 18,503

Showing the top 100 of 158 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 2028336 CUSIP 64428N109 13F (30d) 7 filings 7 filers Visit website Investor relations