PCM · Pcm Fund, Inc. · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2020-01-09 | Cogan Sarah E |
Director |
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Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $11.6700 to $11.6716, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. |
Common Stock
|
1,000 |