PFX · PhenixFIN Corp · Holdings
Market Cap
$86.60M
Shares
1.93M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 11
Total Value: $14,075,194
Total Shares: 330,792
Institutional Ownership Trend
23 quarters
Holder Concentration
Across 11 13F filers · Δ vs Mar 31, 2026Top Holder
53.4%
+9.3 pts
Top 5
99.7%
+8.8 pts
Top 10
100.0%
+0.2 pts
HHI
3,553
Highly concentrated+965
Quarterly Activity
vs Mar 31, 2026
New
1
Increased
1
Decreased
3
Sold Out
6
Unchanged
6
Holder count:
-5
Institutional value:
-9.5%
Shares held:
-16.9%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small Adalta Capital Management LLC | +1,000 | 176,569 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega MORGAN STANLEY | −496 | 54,462 | |
| Mega UBS Group AG | −358 | 130 | |
| Mega WELLS FARGO & COMPANY/MN | −1 | 250 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid IFG Advisory, LLC | 7 | $297 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small 22NW, LP | 43,115 | $1,684,071 | |
| Mega RAYMOND JAMES FINANCIAL INC | 23,938 | $935,017 | |
| Micro Legacy Wealth Managment, LLC/ID | 200 | $7,812 | |
| Small Archer Investment Corp | 126 | $4,921 | |
| Mid Sound Income Strategies, LLC | 78 | $3,046 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small Adalta Capital Management LLC | $7,513,010 | 53.38% | 176,569 | Shares | 2026-08-14 | |
| Small AMERICAN FINANCIAL GROUP INC | $2,737,113 | 19.45% | 64,327 | Shares | 2026-08-12 | |
| Mega MORGAN STANLEY | $2,317,358 | 16.46% | 54,462 | Shares | 2026-08-13 | |
| Small Bulldog Investors, LLP | $817,725 | 5.81% | 19,218 | Shares | 2026-08-14 | |
| Mega Legal & General Group Plc | $644,207 | 4.58% | 15,140 | Shares | 2026-08-14 | |
| Large OSAIC HOLDINGS, INC. | $17,020 | 0.12% | 400 | Shares | 2026-08-14 | |
| Mid Allworth Financial LP | $12,169 | 0.09% | 286 | Shares | 2026-08-11 | |
| Mega WELLS FARGO & COMPANY/MN | $10,637 | 0.08% | 250 | Shares | 2026-08-14 | |
| Mega UBS Group AG | $5,531 | 0.04% | 130 | Shares | 2026-08-13 | |
| Mid IFG Advisory, LLC | $297 | 0.00% | 7 | Shares | 2026-08-14 | |
| Large US BANCORP \DE\ Bank | $127 | 0.00% | 3 | Shares | 2026-08-12 |