PFX · PhenixFIN Corp · Shareholders & Ownership
You came from your AI assistant. Add Equibles to it and ask about this data directly, free.
Every disclosed holder of PFX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PFX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 330,792 | 17.13% |
| Insiders (Forms 3, 4, 5) | 540,635 | 27.99% |
| 13D/G-only blocks | 43,115 | 2.23% |
| Remaining | 1,016,731 | 52.65% |
| Registered funds (N-PORT, not summed) | 19,218 | 1.00% |
Shares outstanding: 1,931,273, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PFX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
275,475 | ||
| 2 |
|
257,232 | ||
| 2.1 |
David A. Lorber
13D
CIK 1358538 · Unknown · May 12, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
248,576 | ||
| 3 |
Adalta Capital Management LLC
13F
CIK 1698926 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,569 | ||
| 4 |
AMERICAN FINANCIAL GROUP INC
13F
CIK 1042046 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,327 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,462 | ||
| 6 |
|
43,115 | ||
| 7 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,218 | ||
| 8 |
HIGH INCOME SECURITIES FUND
Fund
· Registered fund · Aug 31, 2026
HIGH INCOME SECURITIES FUND, not summed
|
19,218 | ||
| 9 |
Legal & General Group Plc
13F
CIK 764068 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,140 | ||
| 10 |
|
3,428 | ||
| 11 |
|
3,000 | ||
| 12 |
|
1,500 | ||
| 13 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
400 | ||
| 14 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
286 | ||
| 15 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250 | ||
| 16 |
|
130 | ||
| 17 |
IFG Advisory, LLC
13F
CIK 1728319 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7 | ||
| 18 |
US BANCORP \DE\
13F
CIK 36104 · Bank · Sep 30, 2026
|
3 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.