PHUN · Phunware, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-25 | Kroshka Dmitry |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On June 25, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs are subject to a three-year vesting schedule commencing on May 13, 2026, with one-third of the RSUs vesting on the first anniversary of the commencement date, and the remaining amount vesting in quarterly installments thereafter, subject to the Reporting Person continuing to provide service through such date. |
Common Stock
|
105,820 |
| 2026-06-25 | Kroshka Dmitry |
Chief Executive Officer |
Award↑
Filing footnotes — Non-Qualified Stock Option (right to buy) (Direct)
The stock option is subject to a four-year vesting schedule commencing on May 13, 2026, with one-quarter of the shares vesting on the first anniversary of the commencement date, and the remaining amount vesting in equal quarterly installments thereafter, subject to the Reporting Person continuing to provide service through such date. |
Non-Qualified Stock Option (right to buy)
|
105,820 |
| 2026-06-25 | Kroshka Dmitry |
Chief Executive Officer |
Award↑
Filing footnotes — Performance-based Restricted Stock Units (Direct)
The performance-based restricted stock units ("PSUs") are subject to vesting upon the Issuer's achievement of a volume weighted average price at or above $5.00 per share for 20 days and revenue of at least $4.5 million for a trailing 12 month period (excluding professional services revenue), which may be pro-rated in the event that the Issuer terminates the Reporting Person without cause within a year. The PSUs are subject to the Reporting Person's continued employment. |
Performance-based Restricted Stock Units
|
317,460 |
| 2026-06-09 | Botkin John Brendhan |
Vice President, Accounting |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
429 |
| 2026-04-03 | Du Quyen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately. |
Common Stock
|
84,651 |
| 2026-04-03 | Han Elliot Jin |
Chief Investment Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On April 3, 2026, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted pursuant to the Issuer's Outside Director Compensation Policy for services rendered in 2025. The RSUs vest immediately. |
Common Stock
|
84,651 |
| 2026-04-02 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.7301 to $1.75. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
258 |
| 2025-11-24 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
209 |
| 2025-08-11 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
202 |
| 2025-08-04 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
504 |
| 2024-11-22 | MEWAWALLA RAHUL |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
29,595 |
| 2024-11-22 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, Box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
239 |
| 2024-08-02 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
521 |
| 2024-07-12 | Snavely Michael |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $5.60 to $5.82. The Reporting Person undertakes to provide Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
6,000 |
| 2024-06-13 | MEWAWALLA RAHUL |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vested immediately. |
Common Stock
|
25,019 |
| 2024-06-13 | Chen Stephen |
Director, Interim ChiefExecutiveOfficer |
Award↑
Filing footnotes — Common Stock (Direct)
On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest immediately. |
Common Stock
|
25,019 |
| 2024-06-13 | Snavely Michael |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Reflects the actual price per share transacted. |
Common Stock
|
3,814 |
| 2024-06-13 | Han Elliot Jin |
Chief Investment Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest iimmediately. |
Common Stock
|
25,019 |
| 2024-06-13 | Snavely Michael |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The shares disposed of were effectuated pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2024. Reflects the actual price per share transacted. |
Common Stock
|
6,000 |
| 2024-06-10 | Snavely Michael |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Table I, Box 4 above reflects the actual price per share paid by the Reporting Person for the shares acquired. |
Common Stock
|
1,186 |
| 2024-06-05 | Reisner Troy Lee |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2023 Inducement Plan The price reported in Table I, Box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $5.72 to $5.78. The Reporting Person undertakes to provide to Phunware, inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
1,728 |
| 2024-06-04 | Reisner Troy Lee |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Table I, Box 4 above reflects the actual per share sales price paid by the Reporting Person for the shares acquired. |
Common Stock
|
2,500 |
| 2024-05-20 | Snavely Michael |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Table I, box 4 above reflects the actual per share sales price of the shares purchased. |
Common Stock
|
3,000 |
| 2024-05-09 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
245 |
| 2024-03-14 | Reisner Troy Lee |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $8.645 to $9.1307. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
2,000 |
| 2024-03-14 | Snavely Michael |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Reflects the price paid by the Reporting Person for the purchase of the Issuers shares. |
Common Stock
|
2,500 |
| 2024-03-13 | Snavely Michael |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2023B Inducement Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $9.77 to $10.03. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
2,810 |
| 2024-01-17 | Snavely Michael |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1601 to $0.1792. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
273 |
| 2024-01-16 | Snavely Michael |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. |
Common Stock
|
46,289 |
| 2023-12-01 | Olive Christopher D. |
Chief Legal Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP"). In accordance with the ESPP the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. |
Common Stock
|
4,000 |
| 2023-12-01 | Snavely Michael |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1167 to $0.1213. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
83,903 |
| 2023-11-21 | Crowder Randall |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1168 to $0.1179. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
25,010 |
| 2023-11-15 | Snavely Michael |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1493 to $0.1507. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
192,399 |
| 2023-11-10 | Snavely Michael |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On November 10, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of restricted stock units ("RSUs") in Table 1, Box 4 above, pursuant to the Issuer's 2023B Inducement Plan (the "Inducement Plan"). The formation of the Inducement Plan was also approved by the board of directors on November 10, 2023. The grant was in connection with an employment offer to the Reporting Person, effective September 12, 2023. Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs will vest in full on February 23, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the Inducement Plan. |
Common Stock
|
600,000 |
| 2023-11-10 | Snavely Michael |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On November 10, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of RSUs in Table 1, Box 4 above, pursuant to the Issuer's 2018 Equity Incentive Plan (the "2018 Plan"). Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock, in which 500,000 RSUs vested upon grant, 200,000 RSUs will vest on November 30, 2023 and 200,000 RSUs will vest on January 12, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the 2018 Plan. |
Common Stock
|
900,000 |
| 2023-11-09 | Crowder Randall |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1694 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
16,728 |
| 2023-11-09 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1695 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
12,379 |
| 2023-09-12 | Snavely Michael |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-31 | Manlunas Eric |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.291 to $0.3039. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
25,188 |
| 2023-08-31 | Olive Christopher D. |
Chief Legal Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On August 31, 2023, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-third of the RSUs vest on each of August 1, 2024, August 1, 2025 and August 3, 2026. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. |
Common Stock
|
313,000 |
| 2023-08-21 | Crowder Randall |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.326 to $0.3283. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
19,956 |
| 2023-08-09 | Crowder Randall |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from 0.372 to 0.3726. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
14,699 |
| 2023-08-09 | Olive Christopher D. |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from 0.3706 to 0.372. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
10,864 |
| 2023-06-30 | Reisner Troy Lee |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
On June 30, 2023, the compensation committee (the "Committee") of the Issuer's board of directors approved a grant to the reporting person in the number of restricted stock units ("RSUs") in Table 1, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Phunware, Inc. common stock. One-third of the RSUs vest on June 3, 2024 and one-third will vest annually in equal installments beginning on June 2, 2025 with the final vesting date occurring on June 1, 2026. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, the Committee, in its discretion, may accelerate the vesting of the balance, or some lesser portion of the balance, of the unvested RSUs at any time, subject to the terms of the Plan. |
Restricted Stock Units
|
600,000 |
| 2023-06-02 | Reisner Troy Lee |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-01 | Crowder Randall |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP"). In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. |
Common Stock
|
4,000 |
| 2023-06-01 | Olive Christopher D. |
Chief Legal Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP"). In accordance with the ESPP the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period. |
Common Stock
|
4,000 |
| 2023-05-19 | Aune Matt |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares were sold in multiple transactions with prices ranging from $0.6154 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
15,432 |
| 2023-05-19 | Crowder Randall |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares were sold in multiple transactions with prices ranging from $0.6165 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. |
Common Stock
|
19,718 |
| 2023-05-18 | Aune Matt |
Chief Financial Officer |
Convert↑
|
Common Stock
|
18,750 |