PWCM · Lm Funding America, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-19 | Russell Richard D. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
131,600 |
| 2025-09-30 | Duran Ryan H |
Vice President of Operations |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan). |
Stock Option (right to buy)
|
61,700 |
| 2025-09-30 | Russell Richard D. |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan). |
Stock Option (right to buy)
|
114,500 |
| 2025-09-30 | Rodgers Bruce M. |
Director, Chairman, CEO and President |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Options will vest as to one-half of the option shares on September 30, 2026 and as to one-half of the option shares on September 30, 2027, subject to acceleration of vesting upon a Change of Control (as defined in the Plan). |
Stock Option (right to buy)
|
176,100 |
| 2025-08-27 | Silcox Frank Charles |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Option (right to buy)
|
104,760 |
| 2025-08-27 | McCree Douglas I. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Option (right to buy)
|
157,140 |
| 2025-08-27 | TRABER MARTIN A |
Director |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Options (right to buy)
|
52,380 |
| 2025-08-27 | Graham Andrew L. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Option (right to buy)
|
157,140 |
| 2025-08-27 | Mills Frederick J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Option (right to buy)
|
157,140 |
| 2025-08-27 | Gould Carollinn |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022. Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. |
Stock Option (right to buy)
|
104,760 |
| 2024-12-18 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-12-04 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-11-20 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-11-15 | Graham Andrew L. |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Information revised to reflect a one-for-six reverse stock split that occurred effective March 12, 2024. |
Common Stock
|
10,000 |
| 2024-11-06 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-10-23 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-10-09 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-09-26 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-09-11 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-08-28 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-08-14 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-07-31 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-07-17 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-07-03 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-06-20 | Duran Ryan H |
Vice President of Operations |
Sell↑
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-06-05 | Duran Ryan H |
Vice President of Operations |
Sell↑
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-05-24 | TRABER MARTIN A |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.315 to $3.460. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
5,000 |
| 2024-05-23 | Rodgers Bruce M. |
Director, Chairman, CEO and President |
Buy↑
Filing footnotes — Warrant (Direct)
Warrant is presently exercisable in full. |
Warrant
|
86,955 |
| 2024-05-23 | Russell Richard D. |
Chief Financial Officer |
Buy↑
Filing footnotes — Warrant (Direct)
Warrant is presently exercisable in full. |
Warrant
|
83,545 |
| 2024-05-22 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-05-21 | Rodgers Bruce M. |
Director, Chairman, CEO and President |
Buy↑
Filing footnotes — Warrant (Indirect)
Warrant is presently exercisable in full. |
Warrant
(I)
|
343,399 |
| 2024-05-21 | Russell Richard D. |
Chief Financial Officer |
Buy↑
Filing footnotes — Warrant (Direct)
Warrant is presently exercisable in full. |
Warrant
|
329,933 |
| 2024-05-08 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-04-24 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-04-10 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
500 |
| 2024-03-27 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.90 to $2.939. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
500 |
| 2024-03-13 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. |
Common Stock
|
500 |
| 2024-02-28 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
3,000 |
| 2024-02-14 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
3,000 |
| 2024-01-31 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
3,000 |
| 2024-01-17 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
3,000 |
| 2024-01-03 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
Common Stock
|
3,000 |
| 2023-09-19 | Duran Ryan H |
Vice President of Operations |
Sell↓
|
Common Stock
|
617 |
| 2023-09-18 | Duran Ryan H |
Vice President of Operations |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually received ranged from $0.56 to $0.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
6,976 |
| 2023-04-20 | Duran Ryan H |
Vice President of Operations |
Award↑
Filing footnotes — Common Stock (Direct)
Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months. |
Common Stock
|
162,500 |
| 2023-04-20 | Duran Ryan H |
Vice President of Operations |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This amendment is filed to correct the exercise price of the stock option which was originally reported as $0.714. The correct exercise price is $0.751 as set forth in this amendment. Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. |
Stock Option (right to buy)
|
250,000 |
| 2023-04-20 | Rodgers Bruce M. |
Director, Chairman, CEO and President |
Award↑
Filing footnotes — Common Stock (Direct)
Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months. |
Common Stock
|
650,000 |
| 2023-04-20 | Russell Richard D. |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This amendment is filed to correct the exercise price of the stock option which was originally reported as $0.714. The correct exercise price is $0.751 as set forth in this amendment. Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. |
Stock Option (right to buy)
|
1,000,000 |
| 2023-04-20 | Russell Richard D. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months. |
Common Stock
|
650,000 |
| 2023-04-20 | Rodgers Bruce M. |
Director, Chairman, CEO and President |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This amendment is filed to correct the exercise price of the stock option which was originally reported as $0.714. The correct exercise price is $0.751 as set forth in this amendment. Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. |
Stock Option (right to buy)
|
1,000,000 |