RBB · RBB Bancorp · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-27 | Morris David Richard |
Director |
Gift↓
Filing footnotes — Common Stock, No Par Value (Indirect)
Represents shares gifted to a charitable organization. These shares are held in a trust for the benefit of Mr. Morris' children for which Mr. Morris serves as co-trustee with his spouse, and for which Mr. Morris may be deemed to have voting and investment power. The shares held by the family trust were previously inadvertently reported as directly beneficially owned by the reporting person and are now reported as indirectly beneficially owned. |
Common Stock, No Par Value
(I)
|
2,400 |
| 2026-08-19 | Hanson Diana |
Chief Accounting Officer |
Convert↑
|
Common Stock, No Par Value
|
767 |
| 2026-08-19 | Hanson Diana |
Chief Accounting Officer |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. These remaining restricted stock units vest in two equal annual installments on 08/19/2027 and 08/19/2028. There will be no expiration date once restricted stock units vest. |
Restricted Stock Units
|
767 |
| 2026-08-19 | Hanson Diana |
Chief Accounting Officer |
Tax↓
|
Common Stock, No Par Value
|
276 |
| 2026-07-20 | LEE JOHNNY C |
Director, President/CEO |
Convert↑
|
Common Stock, No Par Value
|
5,500 |
| 2026-07-20 | LEE JOHNNY C |
Director, President/CEO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. These remaining restricted stock units vest on 07/20/2026. There will be no expiration date once restricted stock units vest. |
Restricted Stock Units
|
5,500 |
| 2026-07-20 | LEE JOHNNY C |
Director, President/CEO |
Tax↓
|
Common Stock, No Par Value
|
1,974 |
| 2026-06-04 | Morris David Richard |
Director |
Sell↓
|
Common Stock, No Par Value
|
1,946 |
| 2026-05-26 | Fan Gary |
EVP/Chief Operations Officer |
Sell↓
|
Common Stock, No Par Value
|
2,368 |
| 2026-05-21 | Wong Frank |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date |
Restricted Stock Units
|
700 |
| 2026-05-21 | LIN CHUANG I |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Franko Robert |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Polakoff Scott |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Morris David Richard |
Director |
Convert↑
|
Common Stock, No Par Value
|
1,946 |
| 2026-05-21 | Kao Christina |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Wong Frank |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,546 |
| 2026-05-21 | Wong Lee Joyce |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Kao Christina |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Bennett Bill |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Kao James |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,662 |
| 2026-05-21 | Franko Robert |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Wong Lee Joyce |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,062 |
| 2026-05-21 | Morris David Richard |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,646 |
| 2026-05-21 | Pannu Geraldine |
Director |
Convert↑
|
Common Stock, No Par Value
|
1,846 |
| 2026-05-21 | Franko Robert |
Director |
Convert↑
|
Common Stock, No Par Value
|
2,162 |
| 2026-05-21 | Kao James |
Director |
Convert↑
|
Common Stock, No Par Value
|
1,962 |
| 2026-05-21 | Wong Frank |
Director |
Convert↑
|
Common Stock, No Par Value
|
1,846 |
| 2026-05-21 | Wong Frank |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Franko Robert |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,862 |
| 2026-05-21 | Pannu Geraldine |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Kao Christina |
Director |
Convert↑
|
Common Stock, No Par Value
|
2,162 |
| 2026-05-21 | Polakoff Scott |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,546 |
| 2026-05-21 | Polakoff Scott |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
1,846 |
| 2026-05-21 | Bennett Bill |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Pannu Geraldine |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
1,846 |
| 2026-05-21 | Pannu Geraldine |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,546 |
| 2026-05-21 | Wong Lee Joyce |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,762 |
| 2026-05-21 | Kao James |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
1,962 |
| 2026-05-21 | LIN CHUANG I |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 3,221 restricted stock units: 2,521 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Wong Lee Joyce |
Director |
Convert↑
|
Common Stock, No Par Value
|
2,062 |
| 2026-05-21 | Wong Lee Joyce |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Polakoff Scott |
Director |
Convert↑
|
Common Stock, No Par Value
|
1,846 |
| 2026-05-21 | Kao Christina |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,162 |
| 2026-05-21 | Morris David Richard |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
1,946 |
| 2026-05-21 | Pannu Geraldine |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Polakoff Scott |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 4,332 restricted stock units: 3,632 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Kao James |
Director |
Convert↑
|
Common Stock, No Par Value
|
700 |
| 2026-05-21 | Kao James |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. |
Restricted Stock Units
|
700 |
| 2026-05-21 | Franko Robert |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,162 |
| 2026-05-21 | Kao Christina |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Restricted stock units convert into common stock on a one-for-one basis. On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Restricted Stock Units
|
2,862 |