RIOT · Riot Platforms, Inc. · Holdings

$13.77 -0.20 (-1.43%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$5.24B

375.26M

Volume · Oct 20 14.36M Avg daily vol (3M) 18.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RIOT: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 465

Total Value: $9,944,800,662

Total Shares: 367,926,668

Showing 1–100 of 519 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Superinvestors Holding RIOT

All superinvestors →

Jeffrey Smith $278,855,608 Stanley Druckenmiller $20,666,424

Holder Concentration

Across 464 13F filers

Top Holder

8.8%

of institutional value

Top 5

31.8%

of institutional value

Top 10

47.0%

of institutional value

HHI

312

Broadly held

Who Holds RIOT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 450 filers, like-for-like change +11.8%; actively managed books +14.7%; index-like books +5.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.6%	242	+6.4%	63	30
Exempt adviser	0.1%	5	-77.1%	2	3
Adviser	4.7%	10	+40.3%	1	2
Bank	7.6%	22	+4.0%	2	3
Insurer	0.9%	3	-11.1%	0	0
Broker-dealer	0.1%	2	-40.2%	1	1
Benefit plan	0.3%	4	+6.5%	0	0
Non-US	2.0%	11	+156.4%	2	0
Holding company	20.0%	10	+18.0%	1	0
Unknown	18.9%	141	+14.9%	31	20

Style	Share	Filers	Change	New	Exited
Index-like	28.1%	38	+5.2%	1	0
Systematic-like	6.8%	32	+35.2%	12	7
Concentrated	13.7%	85	+18.4%	22	19
Diversified active	51.4%	295	+11.5%	68	33
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	40.6%	242	+9.6%	36	21
Medium turnover	27.0%	99	+11.8%	29	12
High turnover	18.3%	70	+35.8%	27	21
Unknown	14.1%	39	-4.9%	11	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	23.5%	62	+14.7%	21	14
Medium horizon	20.6%	89	-7.6%	19	12
Long horizon	49.9%	264	+18.2%	47	24
Unknown	6.0%	35	+36.1%	16	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.2%	114	-35.4%	35	28
$1B to $10B	10.7%	129	-15.4%	41	22
$10B to $100B	18.4%	133	+14.5%	25	8
$100B or more	68.7%	74	+19.5%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.7%	134	+18.4%	29	14
Pooled investment vehicles	20.0%	47	+29.0%	20	11
Registered funds and BDCs	21.4%	24	-4.8%	3	1
Pension and profit sharing plans	0.0%	3	+39.8%	0	0
Insurance companies	0.4%	3	-18.0%	0	0
Charitable organizations	0.0%	2	-0.4%	0	0
Governments and sovereign funds	0.6%	8	+112.5%	5	0
Corporations	0.0%	2	+6500.0%	1	0
Other investment advisers	0.0%	4	+12.5%	0	0
Other	0.0%	1	-81.2%	1	1
Diversified	2.5%	14	-28.0%	4	3
Unknown	54.4%	208	+16.8%	40	29

Private funds	Share	Filers	Change	New	Exited
Hedge funds	22.2%	60	+19.9%	23	14
Private equity funds	0.5%	10	-0.2%	2	0
Venture capital funds	0.0%	2	+6.1%	0	0
Real estate funds	0.0%	5	+42.5%	0	0
Liquidity funds	0.0%	1	-13.8%	0	0
Securitized asset funds	0.2%	1	-24.4%	0	0
Other private funds	3.2%	19	+0.4%	5	4
Mixed private funds	0.3%	3	+11.7%	1	0
Private funds, type not stated	1.4%	7	-29.8%	4	3
No private funds	17.9%	139	-3.6%	30	12
Unknown	54.3%	203	+17.7%	38	26

Location	Share	Filers	Change	New	Exited
United States	91.7%	370	+13.8%	87	49
Outside the US	8.3%	80	-5.9%	16	10

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

450 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.89% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.006%

Mar 31, 2026: 3

Crowding

31.6%

of shares outstanding, 84th percentile

Mar 31, 2026: 30.6%

Private-fund advisers

23.2%

of shares outstanding

Institutional ownership

83.3%

90.3% of the estimated free float

Top 10 holders

50.2%

of 13F shares, Herfindahl 0.035

Active holders

+14.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (4 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 11.3 quarters

Under 1 year 24.9% 1 to 3 years 36.8% 3 years or more 38.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $117,164,489 (1 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.79

estimated per share

Mar 31, 2026: $14.05

Quarter-end price

$27.38

implied by 13F values

Estimated gain or loss

+63.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 67.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RIOT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HUT Hut 8 Corp.	20	0.263
2	KEEL Keel Infrastructure Corp.	11	0.228
3	CIFR Cipher Digital Inc.	17	0.213
4	BTDR Bitdeer Technologies Group	11	0.205
5	WULF Terawulf Inc.	16	0.184
6	IREN IREN Ltd	18	0.173
7	HIVE HIVE Digital Technologies Ltd.	7	0.172
8	CLSK Cleanspark, Inc.	8	0.156
9	CORZ Core Scientific, Inc./tx	11	0.152
10	MARA MARA Holdings, Inc.	6	0.143

Shareholder Targets

13F filers that own its peers but not RIOT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HUT, KEEL, CIFR, BTDR, WULF, IREN, HIVE, CLSK, CORZ, MARA, XXI, U, APLD, CRCL, HOOD, TLN, DJT, GDS, GLAS, GLXY. 1,929 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Newlands Management Operations LLC Unknown, Concentrated	$2,422,650,480 1 held	14.6%	HOOD
2	NORGES BANK Non-US, Index-like	$2,218,184,316 11 held	0.220%	HOOD, IREN, TLN
3	Rubric Capital Management LP Registered adviser, Diversified active	$1,462,823,234 3 held	13.4%	TLN, GLXY, GDS
4	V3 Holding Ltd Unknown, Unknown	$1,428,759,003 1 held	100.0%	CIFR
5	LONE PINE CAPITAL LLC Registered adviser, Diversified active	$1,374,249,229 3 held	8.40%	HUT, WULF, BTDR
6	Hood River Capital Management LLC Registered adviser, Diversified active	$1,214,649,162 5 held	8.84%	APLD, HUT, U
7	MFN Partners Management, LP Registered adviser, Concentrated	$1,152,780,000 1 held	23.9%	TLN
8	COATUE MANAGEMENT LLC Registered adviser, Concentrated	$1,121,603,126 1 held	2.31%	HUT
9	Jericho Capital Asset Management L.P. Registered adviser, Diversified active	$1,070,227,725 2 held	8.85%	CORZ, HOOD
10	Index Venture Associates VI Ltd Unknown, Unknown	$1,015,588,507 1 held	48.6%	HOOD

Fund Ownership of RIOT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 19.04% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.19%	+0.40 pp	11,978,302	67
Index ETFs	15.84%	+0.10 pp	59,455,491	61
Active ETFs	1.37%	-0.23 pp	5,128,244	25
Active funds	9.37%	+4.35 pp	35,169,555	147
Unclassified	1.23%	+1.02 pp	4,597,323	18
All registered funds	31.00%	+5.65 pp	116,328,915	318

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 253 Exempt adviser 4 Adviser 10 Bank 22 Insurer 3 Broker-dealer 3 Benefit plan 4 Non-US 11 Holding company 10 Unknown 145

Showing 100 of 519

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$875,736,889

8.81%

31,984,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	594,470	$16,276,588	1.9%	Sole
BlackRock Investment Management (Australia) Ltd	2,046	$56,019	0.0%	Sole
BlackRock Asset Management Canada Ltd	41,548	$1,137,584	0.1%	Sole
BlackRock Investment Management, LLC	1,081,504	$29,611,579	3.4%	Sole
BLACKROCK ADVISORS LLC	1,597,733	$43,745,929	5.0%	Sole
BlackRock Fund Advisors	16,072,315	$440,059,984	50.3%	Sole
BlackRock Institutional Trust Company, N.A.	10,891,902	$298,220,276	34.1%	Sole
BlackRock Japan Co. Ltd	12,664	$346,740	0.0%	Sole
BlackRock Fund Managers Ltd.	62,833	$1,720,367	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	178,734	$4,893,736	0.6%	Sole
BlackRock (Netherlands) B.V.	31,787	$870,328	0.1%	Sole
BlackRock Asset Management Ireland Ltd	962,927	$26,364,941	3.0%	Sole
BlackRock Life Ltd	930	$25,463	0.0%	Sole
BlackRock Asset Management Schweiz AG	57,252	$1,567,559	0.2%	Sole
Aperio Group, LLC	395,314	$10,823,697	1.2%	Sole
SpiderRock Advisors, LLC	588	$16,099	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$594,834,032

5.98%

21,725,129

FMR LLC

$537,888,175

5.41%

19,645,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	16,653,456	$455,971,625	84.8%	Defined
STRATEGIC ADVISERS LLC	2,099	$57,470	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	1,913,949	$52,403,923	9.7%	Defined
FIAM LLC	899,391	$24,625,325	4.6%	Defined
Fidelity Diversifying Solutions LLC	176,400	$4,829,832	0.9%	Defined

Situational Awareness LP

$468,198,000

4.71%

17,100,000

JANE STREET GROUP, LLC

$460,698,973

4.63%

16,826,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	5,660,237	$154,977,289	33.6%	Defined
Jane Street Global Trading, LLC	11,160,062	$305,562,497	66.3%	Defined
Jane Street Singapore Pte. Ltd	5,814	$159,187	0.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$414,701,258

4.17%

15,146,138

Starboard Value LP

$276,937,090

2.78%

10,114,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Starboard Value GP LLC joint	10,114,576	$276,937,090	100.0%	Defined

STATE STREET CORP

$258,425,719

2.60%

9,438,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	9,438,485	$258,425,719	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$253,961,902

2.55%

9,275,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,247,639	$34,160,355	13.5%	Defined
Held directly	8,027,814	$219,801,547	86.5%	Defined

DIMENSIONAL FUND ADVISORS LP

$191,324,429

1.92%

6,987,744

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	42,907	$1,174,793	0.6%	Defined
DFA Australia Ltd.	117,759	$3,224,241	1.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	2,664	$72,940	0.0%	Defined
Dimensional Ireland Ltd	347,587	$9,516,932	5.0%	Defined
Held directly	6,476,827	$177,335,523	92.7%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$180,108,378

1.81%

6,578,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	833,200	$22,813,016	12.7%	Other
SUSQUEHANNA SECURITIES, LLC	5,744,900	$157,295,362	87.3%	Other

TOMS Capital Investment Management LP

$160,857,500

1.62%

5,875,000

T. Rowe Price Investment Management, Inc.

$153,888,140

1.55%

5,620,458

D. E. Shaw & Co., Inc.

$149,363,376

1.50%

5,455,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	5,455,200	$149,363,376	100.0%	Defined

BANK OF AMERICA CORP /DE/

$142,978,850

1.44%

5,222,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	4,217,265	$115,468,715	80.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	40,177	$1,100,046	0.8%	Defined
BOFA SECURITIES, INC.	816,562	$22,357,467	15.6%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	148,014	$4,052,622	2.8%	Defined

MIZUHO MARKETS AMERICAS LLC

$140,757,568

1.42%

5,140,890

NOMURA HOLDINGS INC

$134,636,823

1.35%

4,917,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	359,177	$9,834,266	7.3%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	4,558,165	$124,802,557	92.7%	Defined

SG Americas Securities, LLC

$129,999,309

1.31%

4,747,966

AMERICAN CENTURY COMPANIES INC

$125,502,609

1.26%

4,583,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	4,583,733	$125,502,609	100.0%	Defined

JANE STREET GROUP, LLC

$123,971,164

1.25%

4,527,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,527,800	$123,971,164	100.0%	Defined

TOMS Capital Investment Management LP

$123,210,000

1.24%

4,500,000

CITADEL ADVISORS LLC

$118,549,924

1.19%

4,329,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,329,800	$118,549,924	100.0%	Defined

GOLDMAN SACHS GROUP INC

$116,075,974

1.17%

4,239,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,740,672	$75,039,599	64.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,461,536	$40,016,855	34.5%	Defined
Goldman Sachs Trust Company, N.A. joint	37,236	$1,019,520	0.9%	Defined

Invesco Ltd.

$108,400,237

1.09%

3,959,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	52,786	$1,445,279	1.3%	Defined
Invesco Trust Co joint	142,369	$3,898,063	3.6%	Defined
Invesco Asset Management (Japan) Limited joint	1,006,601	$27,560,735	25.4%	Defined
Invesco Capital Management LLC	2,757,347	$75,496,160	69.6%	Defined

JANE STREET GROUP, LLC

$105,465,022

1.06%

3,851,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,851,900	$105,465,022	100.0%	Defined

Point72 Asset Management, L.P.

$101,713,387

1.02%

3,714,879

TWO SIGMA INVESTMENTS, LP

$99,458,123

1.00%

3,632,510

MORGAN STANLEY

$93,792,212

0.94%

3,425,574

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	115,980	$3,175,532	3.4%	Defined
MORGAN STANLEY & CO. LLC	1,245,340	$34,097,409	36.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	173,298	$4,744,899	5.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	19,023	$520,849	0.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,381,153	$37,815,968	40.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	418,137	$11,448,590	12.2%	Defined
Calvert Research & Management	72,643	$1,988,965	2.1%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$93,427,621

0.94%

3,412,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	2,178,597	$59,649,985	63.8%	Defined
Wellington Management Singapore Pte. Ltd.	171,263	$4,689,180	5.0%	Defined
Wellington Management International Ltd	182,026	$4,983,871	5.3%	Defined
Wellington Trust Company, NA joint	880,372	$24,104,585	25.8%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$92,917,397

0.93%

3,393,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	3,068,419	$84,013,312	90.4%	Sole
Held directly	325,204	$8,904,085	9.6%	Sole

Value Aligned Research Advisors, LLC

$90,095,094

0.91%

3,290,544

NORTHERN TRUST CORP

$89,755,060

0.90%

3,278,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,988,011	$81,811,740	91.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	234,675	$6,425,401	7.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	55,439	$1,517,919	1.7%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$88,595,273

0.89%

3,235,766

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$88,563,348

0.89%

3,234,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	269,700	$7,384,386	8.3%	Other
SUSQUEHANNA SECURITIES, LLC	2,964,900	$81,178,962	91.7%	Other

AMERIPRISE FINANCIAL INC

$87,231,173

0.88%

3,185,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	2,977,114	$81,513,381	93.4%	Defined
Ameriprise Trust Co	192,733	$5,277,029	6.0%	Defined
Ameriprise Financial Services, LLC	16,098	$440,763	0.5%	Defined

Sachem Head Capital Management LP

$78,443,700

0.79%

2,865,000

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$75,240,322

0.76%

2,748,003

PRINCIPAL FINANCIAL GROUP INC

$73,078,916

0.73%

2,669,062

Egerton Capital (UK) LLP

$71,974,654

0.72%

2,628,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Egerton Capital (US), LP	2,628,731	$71,974,654	100.0%	Defined

PEAK6 LLC

$69,282,352

0.70%

2,530,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	2,530,400	$69,282,352	100.0%	Defined

VAN ECK ASSOCIATES CORP

$64,599,686

0.65%

2,359,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	1,199,746	$32,849,045	50.9%	Sole
VAN ECK ABSOLUTE RETURN ADVISERS CORP.	443,337	$12,138,567	18.8%	Sole
Held directly	716,292	$19,612,074	30.4%	Sole

VANGUARD FIDUCIARY TRUST CO

$62,812,403

0.63%

2,294,098

Tidal Investments LLC

$57,449,180

0.58%

2,098,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	372,496	$10,198,940	17.8%	Defined
Fundstrat Capital LLC	313,362	$8,579,851	14.9%	Defined
Held directly	1,412,359	$38,670,389	67.3%	Sole

CITADEL ADVISORS LLC

$54,638,103

0.55%

1,995,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,829,481	$50,091,189	91.7%	Defined
Held directly	166,067	$4,546,914	8.3%	Defined

CIBC Bancorp USA Inc.

$51,208,073

0.51%

1,870,273

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	315	$8,624	0.0%	Defined
CIBC National Trust Co	238	$6,516	0.0%	Defined
CIBC WORLD MARKETS CORP	1,869,720	$51,192,933	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$45,858,762

0.46%

1,674,900

CITADEL ADVISORS LLC

$45,174,262

0.45%

1,649,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,649,900	$45,174,262	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$44,202,272

0.44%

1,614,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	1,614,400	$44,202,272	100.0%	Defined

Parallax Volatility Advisers, L.P.

$44,109,180

0.44%

1,611,000

Columbus Hill Capital Management, L.P.

$42,922,448

0.43%

1,567,657

MOORE CAPITAL MANAGEMENT, LP

$39,473,609

0.40%

1,441,695

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$37,610,810

0.38%

1,373,660

BNP PARIBAS ARBITRAGE, SA

$36,884,747

0.37%

1,347,142

MILLENNIUM MANAGEMENT LLC

$36,524,920

0.37%

1,334,000

AQR CAPITAL MANAGEMENT LLC

$35,894,629

0.36%

1,310,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	253	$6,927	0.0%	Other
KEB ASSET MANAGEMENT, LLC	166	$4,545	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	8	$219	0.0%	Other
Prism Planning Partners LLC	101	$2,765	0.0%	Other
Compound Planning, Inc.	9	$246	0.0%	Other
Arax Advisory Partners	5,594	$153,163	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,289	$90,052	0.3%	Other
Stokes Family Office, LLC	1,002	$27,434	0.1%	Other
Held directly	1,300,558	$35,609,278	99.2%	Defined

JPMORGAN CHASE & CO

$35,471,690

0.36%

1,295,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	192,342	$5,266,323	14.8%	Other
J.P. Morgan Investment Management Inc.	782,559	$21,426,465	60.4%	Defined
J.P. Morgan Securities LLC	187,846	$5,143,222	14.5%	Defined
J.P. Morgan Securities plc	109,336	$2,993,619	8.4%	Defined
J.P. Morgan SE	23,450	$642,061	1.8%	Defined

FRANKLIN RESOURCES INC

$35,061,210

0.35%

1,280,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co International of Pennsylvania	200	$5,476	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	352	$9,637	0.0%	Defined
FRANKLIN ADVISERS INC	96,617	$2,645,373	7.5%	Defined
FRANKLIN ADVISORY SERVICES LLC	5,616	$153,766	0.4%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	739,964	$20,260,214	57.8%	Defined
PUTNAM ADVISORY CO LLC	437,792	$11,986,744	34.2%	Defined

Bank of New York Mellon Corp

$33,966,337

0.34%

1,240,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	3,525	$96,514	0.3%	Defined
Mellon Investments Corporation joint	497,459	$13,620,427	40.1%	Defined
The Bank of New York Mellon	635,544	$17,401,194	51.2%	Defined
BNY Mellon, NA joint	101,252	$2,772,278	8.2%	Defined
BNY Mellon Advisors, Inc. joint	2,765	$75,705	0.2%	Defined
Held directly	8	$219	0.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$33,758,470

0.34%

1,232,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,198,918	$32,826,374	97.2%	Defined
Global X Management (AUS) Ltd joint	2,689	$73,624	0.2%	Defined
Global X Investments Canada Inc. joint	31,354	$858,472	2.5%	Defined

UBS Group AG

$33,533,651

0.34%

1,224,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	181,233	$4,962,159	14.8%	Defined
UBS AG	867,792	$23,760,144	70.9%	Defined
UBS Switzerland AG	174,844	$4,787,227	14.3%	Defined
UBS Securities LLC	881	$24,121	0.1%	Defined

THAMES CAPITAL MANAGEMENT LLC

$32,900,054

0.33%

1,201,609

GOLDMAN SACHS GROUP INC

$31,133,798

0.31%

1,137,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,137,100	$31,133,798	100.0%	Defined

Nuveen, LLC

$29,792,039

0.30%

1,088,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	153,272	$4,196,586	14.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	170,300	$4,662,814	15.7%	Defined
TEACHERS ADVISORS, LLC joint	764,523	$20,932,639	70.3%	Defined

Broad Peak Investment Advisers Pte Ltd

$28,735,310

0.29%

1,049,500

Tidal Investments LLC

$28,658,646

0.29%

1,046,700

WESTFIELD CAPITAL MANAGEMENT CO LP

$27,757,953

0.28%

1,013,804

RENAISSANCE TECHNOLOGIES LLC

$25,374,387

0.26%

926,749

Value Aligned Research Advisors, LLC

$24,384,628

0.25%

890,600

Vident Advisory, LLC

$23,665,080

0.24%

864,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	13,566	$371,437	1.6%	Defined
REX Advisers, LLC	133,831	$3,664,292	15.5%	Defined
HANetf Management Limited	73,094	$2,001,313	8.5%	Defined
Valkyrie Funds, LLC	616,600	$16,882,508	71.3%	Defined
Held directly	27,229	$745,530	3.2%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$22,439,579

0.23%

819,561

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	475,422	$13,017,054	58.0%	Defined
Held directly	344,139	$9,422,525	42.0%	Sole

Bitwise Funds Trust

$22,140,343

0.22%

808,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Exchange Traded Concepts, LLCC	778,309	$21,310,100	96.3%	Other
Held directly	30,323	$830,243	3.7%	Sole

EXCHANGE TRADED CONCEPTS, LLC

$21,310,100

0.21%

778,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bitwise Asset Management, Inc.	778,309	$21,310,100	100.0%	Other

Point72 Asset Management, L.P.

$21,049,744

0.21%

768,800

Duquesne Family Office LLC

$20,666,424

0.21%

754,800

Alphadyne Asset Management LP

$20,513,096

0.21%

749,200

MetLife Investment Management, LLC

$20,228,672

0.20%

738,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	738,812	$20,228,672	100.0%	Defined

Trexquant Investment LP

$19,659,387

0.20%

718,020

CITIGROUP INC

$18,993,506

0.19%

693,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	693,700	$18,993,506	100.0%	Defined

Caption Management, LLC

$18,897,676

0.19%

690,200

Caption Management, LLC

$18,897,676

0.19%

690,200

Swiss National Bank

$18,648,518

0.19%

681,100

BARCLAYS PLC

$18,333,648

0.18%

669,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	669,600	$18,333,648	100.0%	Defined

Public Sector Pension Investment Board

$17,167,260

0.17%

627,000

Parallax Volatility Advisers, L.P.

$16,704,538

0.17%

610,100

WELLS FARGO & COMPANY/MN

$15,289,675

0.15%

558,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	329,032	$9,008,896	58.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	67,779	$1,855,789	12.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	161,441	$4,420,254	28.9%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	173	$4,736	0.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$15,125,478

0.15%

552,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	552,428	$15,125,478	100.0%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$14,998,353

0.15%

547,785

GOLDMAN SACHS GROUP INC

$14,820,794

0.15%

541,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	541,300	$14,820,794	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$14,338,549

0.14%

523,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	523,687	$14,338,549	100.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$14,174,434

0.14%

517,693

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$14,163,587

0.14%

517,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	25,292	$692,494	4.9%	Defined
UBS Asset Management Switzerland AG	375,247	$10,274,262	72.5%	Sole
UBS Asset Management (UK) Ltd.	51,664	$1,414,559	10.0%	Defined
Held directly	65,094	$1,782,272	12.6%	Defined

Alberta Investment Management Corp

$14,141,770

0.14%

516,500

RHUMBLINE ADVISERS

$13,242,309

0.13%

483,649

DEUTSCHE BANK AG\

$12,712,314

0.13%

464,292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	12,968	$355,063	2.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	84,324	$2,308,791	18.2%	Defined
DWS Investments UK Ltd	367,000	$10,048,460	79.0%	Defined

BARCLAYS PLC

$12,691,998

0.13%

463,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	53,190	$1,456,342	11.5%	Defined
BARCLAYS CAPITAL INC.	410,360	$11,235,656	88.5%	Defined

Apis Capital Advisors, LLC

$12,321,000

0.12%

450,000

NOMURA HOLDINGS INC

$12,310,048

0.12%

449,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	449,600	$12,310,048	100.0%	Defined

Alphadyne Asset Management LP

$12,184,100

0.12%

445,000

ALLIANCEBERNSTEIN L.P.

$12,174,763

0.12%

444,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	444,659	$12,174,763	100.0%	Defined

Krane Funds Advisors LLC

$11,990,413

0.12%

437,926

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Key facts CIK 1167419 CUSIP 767292105 13F (30d) 42 filings 42 filers Visit website Investor relations