RIVN · Rivian Automotive, Inc. / DE · Shareholders & Ownership

$12.45 +0.11 (+0.89%)

Russell 1000 member Rebalance outlook locked

Market Cap

$17.87B

1.45B

Volume · Oct 20 18.57M Avg daily vol (3M) 23.17M

Every disclosed holder of RIVN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RIVN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	828	743,875,434	51.38%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	1	209,769,645	14.49%	Yes
Remaining	—	494,215,551	34.13%	Rest
Registered funds (N-PORT, not summed)	355	163,871,799	11.32%	No

Shares outstanding: 1,447,860,630, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RIVN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Volkswagen AG 13G CIK 1111708 · Unknown · Apr 30, 2026 Rule 13d-1(c), passive investor	209,769,645	14.49%	+62,889,522	Apr 30, 2026	Rule 13d-1(c), passive investor
1.1	VOLKSWAGEN AG Insider CIK 1111708 · Apr 30, 2026 10% Owner, issuer-wide, not summed	209,769,645	14.49%	+62,889,522	Apr 30, 2026	10% Owner, issuer-wide, not summed
2	AMAZON COM INC 13F CIK 1018724 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	158,363,834	10.94%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	56,419,011	3.90%	+2,448,064	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	iShares Russell Mid-Cap ETF Fund S000004338 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,469,645	0.24%	+434,201	Jun 30, 2026	iShares Trust, not summed
3.2	iShares Russell 1000 Value ETF Fund S000004345 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,617,961	0.11%	-206,374	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Russell Mid-Cap Value ETF Fund S000004335 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,111,931	0.08%	-29,669	Jun 30, 2026	iShares Trust, not summed
3.4	iShares Core S&P Total U.S. Stock Market ETF Fund S000004317 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,093,152	0.08%	+69,146	Jun 30, 2026	iShares Trust, not summed
3.5	iShares ESG Aware MSCI USA ETF Fund S000055381 · Registered fund · May 31, 2026 iShares Trust, not summed	955,688	0.07%	—	May 31, 2026	iShares Trust, not summed
4	BAILLIE GIFFORD & CO 13F CIK 1088875 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,210,348	2.98%	-611,152	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	39,268,910	2.71%	-990,512	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	34,835,795	2.41%	-1,249,388	Jun 30, 2026	carried, not yet filed for the newest quarter
7	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	27,930,998	1.93%	-1,558,976	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
8	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	22,651,249	1.56%	-130,158	Jun 30, 2026	carried, not yet filed for the newest quarter
9	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	22,396,819	1.55%	+1,801,150	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	573,404	0.04%	+282,116	Jun 30, 2026	SPDR SERIES TRUST, not summed
9.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	293,100	0.02%	+10,300	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
9.3	State Street(R) SPDR(R) MSCI ACWI Climate Paris Aligned ETF Fund S000047509 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	29,964	0.00%	+6,384	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
9.4	State Street(R) SPDR(R) S&P Kensho Smart Mobility ETF Fund S000059701 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	20,845	0.00%	+6,229	Jun 30, 2026	SPDR SERIES TRUST, not summed
9.5	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF Fund S000036082 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	13,341	0.00%	+1,581	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
10	Slate Path Capital LP 13F CIK 1559706 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	21,978,400	1.52%	+21,978,400	Jun 30, 2026	carried, not yet filed for the newest quarter
11	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	20,832,777	1.44%	+12,203,342	Jun 30, 2026	carried, not yet filed for the newest quarter
12	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	20,164,071	1.39%	-1,229,115	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
13	Uber Technologies, Inc 13F CIK 1543151 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	19,553,911	1.35%	+19,553,911	Jun 30, 2026	carried, not yet filed for the newest quarter
14	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,178,109	1.32%	+9,624,687	Jun 30, 2026	carried, not yet filed for the newest quarter
15	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,067,368	1.11%	+753,671	Jun 30, 2026	carried, not yet filed for the newest quarter
16	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13F CIK 861177 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,014,970	0.90%	-92,859	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	UBS Engage For Impact Fund Fund S000063381 · Registered fund · Mar 31, 2026 UBS FUNDS, not summed	8,725	0.00%	—	Mar 31, 2026	UBS FUNDS, not summed
17	Growth Fund of America Fund S000009228 · Registered fund · May 31, 2026 Growth Fund of America, not summed	12,382,020	0.86%	0	May 31, 2026	Growth Fund of America, not summed
18	NORGES BANK 13F CIK 1374170 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	11,617,138	0.80%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
19	VANGUARD SMALL-CAP GROWTH INDEX FUND Fund S000002846 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	11,598,443	0.80%	-374,019	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
20	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	11,504,898	0.79%	+1,183,446	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Global Strategist Portfolio Fund S000004124 · Registered fund · Jun 30, 2026 MORGAN STANLEY INSTITUTIONAL FUND TRUST, not summed	2,504	0.00%	-84	Jun 30, 2026	MORGAN STANLEY INSTITUTIONAL FUND TRUST, not summed
20.2	E*TRADE No Fee Large Cap Index Fund Fund S000090720 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	1,811	0.00%	+621	Jul 31, 2026	E Trade Trust, not summed
20.3	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	1,558	0.00%	+425	Jul 31, 2026	E Trade Trust, not summed
20.4	Global Strategist Portfolio Fund S000004181 · Registered fund · Jun 30, 2026 MORGAN STANLEY VARIABLE INSURANCE FUND INC., not summed	336	0.00%	-13	Jun 30, 2026	MORGAN STANLEY VARIABLE INSURANCE FUND INC., not summed
21	Capital World Investors 13F CIK 1422849 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,117,342	0.77%	+165,113	Jun 30, 2026	carried, not yet filed for the newest quarter
22	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	10,870,671	0.75%	+613,391	Jun 30, 2026	carried, not yet filed for the newest quarter
23	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	9,658,912	0.67%	+543,559	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
24	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	8,546,948	0.59%	-139,321	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	4,214,832	0.29%	-38,826	May 31, 2026	Fidelity Concord Street Trust, not summed
24.2	Fidelity Mid Cap Index Fund Fund S000033637 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	3,376,774	0.23%	+433,990	Jul 31, 2026	Fidelity Salem Street Trust, not summed
24.3	Fidelity Blue Chip Growth Fund Fund S000007195 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	2,739,790	0.19%	+623,900	Jul 31, 2026	Fidelity Securities Fund, not summed
24.4	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	1,546,333	0.11%	+39,925	May 31, 2026	Fidelity Concord Street Trust, not summed
24.5	Fidelity Growth Company Fund Fund S000007119 · Registered fund · May 31, 2026 Fidelity Mt. Vernon Street Trust, not summed	1,278,248	0.09%	0	May 31, 2026	Fidelity Mt. Vernon Street Trust, not summed
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	8,126,048	0.56%	+468,867	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	World Selection Index Fund Fund S000019579 · Registered fund · Jun 30, 2026 Northern Funds, not summed	38,394	0.00%	+2,185	Jun 30, 2026	Northern Funds, not summed
25.2	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	20,224	0.00%	+3,991	Jul 31, 2026	FlexShares Trust, not summed
25.3	FlexShares ESG & Climate US Large Cap Core Index Fund Fund S000073358 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	1,568	0.00%	-28	Jul 31, 2026	FlexShares Trust, not summed
26	Capital International Investors 13F CIK 1562230 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	8,057,778	0.56%	-2,154,838	Jun 30, 2026	carried, not yet filed for the newest quarter
27	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,854,599	0.54%	+415,823	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	1,701,837	0.12%	+138,972	Jul 31, 2026	Dimensional ETF Trust, not summed
27.2	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	1,072,156	0.07%	+124,984	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
27.3	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	973,037	0.07%	+201,319	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
27.4	Dimensional U.S. Marketwide Value ETF Fund S000075030 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	695,389	0.05%	+43,942	Jul 31, 2026	Dimensional ETF Trust, not summed
27.5	Dimensional U.S. Equity Market ETF Fund S000070902 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	281,531	0.02%	+38,364	Jul 31, 2026	Dimensional ETF Trust, not summed
28	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,599,796	0.52%	-3,317,300	Jun 30, 2026	carried, not yet filed for the newest quarter
29	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,167,905	0.50%	+3,512,799	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Amundi 13F CIK 1330387 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	6,982,253	0.48%	+174,662	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Growth Fund Fund S000008791 · Registered fund · Jun 30, 2026 AMERICAN FUNDS INSURANCE SERIES, not summed	6,203,234	0.43%	0	Jun 30, 2026	AMERICAN FUNDS INSURANCE SERIES, not summed
32	CITIGROUP INC 13F CIK 831001 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,127,012	0.42%	-2,547,235	Jun 30, 2026	carried, not yet filed for the newest quarter
33	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,737,795	0.40%	+215,454	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	Schwab U.S. Mid-Cap ETF Fund S000026635 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	2,209,885	0.15%	+31,700	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
33.2	Schwab U.S. Large-Cap ETF Fund S000026632 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	881,498	0.06%	+44,895	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
33.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	579,822	0.04%	+92,241	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
33.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	482,615	0.03%	+7,664	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
33.5	Schwab U.S. Large-Cap Value ETF Fund S000026634 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	411,721	0.03%	-12,078	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
34	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	5,711,666	0.39%	+1,796,516	Jun 30, 2026	carried, not yet filed for the newest quarter
35	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,653,443	0.39%	-3,242,999	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF Fund S000058070 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	238,482	0.02%	+14,740	May 31, 2026	Goldman Sachs ETF Trust, not summed
35.2	Goldman Sachs Global Managed Beta Fund Fund S000048066 · Registered fund · May 31, 2026 GOLDMAN SACHS TRUST, not summed	34,696	0.00%	0	May 31, 2026	GOLDMAN SACHS TRUST, not summed
35.3	Goldman Sachs MarketBeta U.S. 1000 Equity ETF Fund S000075322 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust II, not summed	27,120	0.00%	+132	May 31, 2026	Goldman Sachs ETF Trust II, not summed
35.4	Goldman Sachs Innovate Equity ETF Fund S000068597 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	23,044	0.00%	-3,223	May 31, 2026	Goldman Sachs ETF Trust, not summed
35.5	Goldman Sachs MarketBeta(R) Russell 1000 Value Equity ETF Fund S000083006 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	9,324	0.00%	-630	May 31, 2026	Goldman Sachs ETF Trust, not summed
36	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,604,786	0.39%	+873,731	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	AQR Style Premia Alternative Fund Fund S000042050 · Registered fund · Jun 30, 2026 AQR Funds, not summed	729,542	0.05%	+248,776	Jun 30, 2026	AQR Funds, not summed
36.2	AQR Large Cap Multi-Style Fund Fund S000040063 · Registered fund · Jun 30, 2026 AQR Funds, not summed	178,944	0.01%	—	Jun 30, 2026	AQR Funds, not summed
36.3	AQR Alternative Risk Premia Fund Fund S000058563 · Registered fund · Jun 30, 2026 AQR Funds, not summed	141,379	0.01%	+27,006	Jun 30, 2026	AQR Funds, not summed
36.4	AQR Large Cap Defensive Style Fund Fund S000037429 · Registered fund · Jun 30, 2026 AQR Funds, not summed	71,175	0.00%	—	Jun 30, 2026	AQR Funds, not summed
36.5	AQR Large Cap Momentum Style Fund Fund S000025643 · Registered fund · Mar 31, 2026 AQR Funds, not summed	30,631	0.00%	—	Mar 31, 2026	AQR Funds, not summed
37	SOMA EQUITY PARTNERS LP 13F CIK 1680964 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,471,078	0.38%	-240,110	Jun 30, 2026	carried, not yet filed for the newest quarter
38	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	5,374,057	0.37%	+207,865	Jun 30, 2026	carried, not yet filed for the newest quarter
39	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,578,186	0.32%	+2,328,426	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,079,314	0.28%	-382,791	Jun 30, 2026	carried, not yet filed for the newest quarter
41	GILDER GAGNON HOWE & CO LLC 13F CIK 902464 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,590,083	0.25%	+42,502	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Scaringe Robert J Insider CIK 1891517 · Aug 15, 2026 Director, Chief Executive Officer, issuer-wide, not summed	3,511,019	0.24%	—	Aug 15, 2026	Director, Chief Executive Officer, issuer-wide, not summed
43	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,258,316	0.23%	+197,515	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	First Trust NASDAQ Clean Edge Green Energy Index Fund Fund S000015169 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	2,231,528	0.15%	+758,194	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
43.2	First Trust US Equity Opportunities ETF Fund S000010977 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	677,189	0.05%	+134,329	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
43.3	First Trust Large Cap Growth AlphaDEX Fund Fund S000017341 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	144,243	0.01%	+13,636	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.4	First Trust Large Cap Core AlphaDEX Fund Fund S000017337 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	81,214	0.01%	-225,366	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
43.5	First Trust Consumer Discretionary AlphaDEX Fund Fund S000017696 · Registered fund · Jul 31, 2026 First Trust Exchange-Traded AlphaDEX Fund, not summed	44,368	0.00%	—	Jul 31, 2026	First Trust Exchange-Traded AlphaDEX Fund, not summed
44	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,039,207	0.21%	+393,776	Jun 30, 2026	carried, not yet filed for the newest quarter
44.1	Invesco NASDAQ Next Gen 100 ETF Fund S000069449 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	637,841	0.04%	+93,214	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
44.2	Invesco WilderHill Clean Energy ETF Fund S000003053 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	486,591	0.03%	+134,585	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
44.3	Invesco MSCI Sustainable Future ETF Fund S000013122 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	183,461	0.01%	+7,644	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
44.4	Invesco Bloomberg Analyst Rating Improvers ETF Fund S000060806 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	165,204	0.01%	—	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
44.5	Invesco RAFI US 1000 ETF Fund S000011995 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	164,828	0.01%	+7,278	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
45	JPMorgan U.S. Tech Leaders ETF Fund S000080536 · Registered fund · Jun 30, 2026 J.P. Morgan Exchange-Traded Fund Trust, not summed	2,941,332	0.20%	+201,700	Jun 30, 2026	J.P. Morgan Exchange-Traded Fund Trust, not summed
46	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,935,301	0.20%	+169,812	Jun 30, 2026	carried, not yet filed for the newest quarter
46.1	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	659,508	0.05%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
46.2	Nuveen ESG Large-Cap Growth ETF Fund S000055811 · Registered fund · Jul 31, 2026 NuShares ETF Trust, not summed	638,554	0.04%	+297,987	Jul 31, 2026	NuShares ETF Trust, not summed
46.3	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	456,960	0.03%	+7,455	Jun 30, 2026	College Retirement Equities Fund, not summed
46.4	Nuveen ESG Mid-Cap Growth ETF Fund S000055813 · Registered fund · Jul 31, 2026 NuShares ETF Trust, not summed	450,452	0.03%	+114,389	Jul 31, 2026	NuShares ETF Trust, not summed
46.5	Nuveen Large Cap Value Index Fund Fund S000005388 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	264,633	0.02%	-45,226	Jul 31, 2026	TIAA-CREF Funds, not summed
47	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,876,965	0.20%	+60,983	Jun 30, 2026	carried, not yet filed for the newest quarter
47.1	BNY Mellon US Large Cap Core Equity ETF Fund S000067260 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	68,441	0.00%	+72	Jul 31, 2026	BNY Mellon ETF Trust, not summed
48	VANGUARD U.S. GROWTH FUND Fund S000004444 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	2,711,030	0.19%	0	May 31, 2026	VANGUARD WORLD FUND, not summed
49	Alpine Global Management, LLC 13F CIK 1581655 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,659,651	0.18%	-1,217	Jun 30, 2026	carried, not yet filed for the newest quarter
50	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	2,636,228	0.18%	+1,767,643	Jun 30, 2026	carried, not yet filed for the newest quarter

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Key facts CIK 1874178 CUSIP 76954A103 13F (30d) 137 filings 117 filers Visit website Investor relations