RMCF · Rocky Mountain Chocolate Factory, Inc. · Shareholders & Ownership
$0.89
-0.03 (-2.98%)
At close · Oct 21
Return incl. dividend (before tax)
Going-concern doubt
— flagged Oct 19, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result, the conditions above raise substantial doubt regarding our ability to continue as a going concern for a period of at least one year from the date of issuance of these financial statements. In addition, our independent registered public accounting firm, in their report on the Company's February 28, 2026 audited financial statements, raised substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Oct 19, 2026
Market Cap
$8.83M
Shares
9.60M
Volume · Oct 21
14.87K
Avg daily vol (3M)
3.32M
Every disclosed holder of RMCF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns RMCF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 743,732 | 7.75% |
| Insiders (Forms 3, 4, 5) | 8,140,406 | 84.79% |
| 13D/G-only blocks | 235,200 | 2.45% |
| Remaining | 481,898 | 5.02% |
| Registered funds (N-PORT, not summed) | 189,494 | 1.97% |
Shares outstanding: 9,601,236, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of RMCF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
GEYGAN JEFFREY RICHART
Insider
CIK 1733547 · Sep 9, 2026
Director, Interim CEO, 10% Owner, issuer-wide
|
2,020,436 | ||
| 2 |
|
1,977,519 | ||
| 2.1 |
GLOBAL VALUE INVESTMENT CORP.
13D
CIK 1569866 · Registered investment adviser · Dec 18, 2025
not summed
|
1,966,219 | ||
| 3 |
|
1,500,000 | ||
| 3.1 |
ARM-D ROCKY Mountain Chocolate Holdings LLC
Insider
CIK 2103516 · Dec 18, 2025
10% Owner, issuer-wide
|
1,500,000 | ||
| 4 |
American Heritage Railways, Inc.
13D
CIK 2035146 · Unknown · May 7, 2026
Item 4 purpose: Passive investment
not summed
|
810,459 | ||
| 4.1 |
|
860,000 | ||
| 5 |
|
364,289 | ||
| 6 |
|
356,100 | ||
| 6.1 |
|
749,965 | ||
| 7 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
263,823 | ||
| 8 |
Wax Asset Management, LLC
13G
CIK 1598207 · Registered investment adviser · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
234,531 | ||
| 9 |
|
124,519 | ||
| 10 |
|
124,263 | ||
| 11 |
|
117,079 | ||
| 12 |
|
112,961 | ||
| 13 |
|
93,016 | ||
| 14 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82,104 | ||
| 14.1 |
U.S. MICRO CAP PORTFOLIO
Fund
S000000948 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
50,677 | ||
| 14.2 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
13,940 | ||
| 14.3 |
Dimensional U.S. Core Equity 2 ETF
Fund
S000070903 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
289 | ||
| 14.4 |
Dimensional U.S. Small Cap ETF
Fund
S000070906 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
253 | ||
| 15 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,950 | ||
| 16 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
66,950 | ||
| 17 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,880 | ||
| 18 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
42,151 | ||
| 19 |
GSA CAPITAL PARTNERS LLP
13F
CIK 1362033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,633 | ||
| 20 |
Leverty Financial Group, LLC
13F
CIK 1908386 · Registered investment adviser · Sep 30, 2026
|
40,371 | ||
| 21 |
|
38,369 | ||
| 22 |
|
35,180 | ||
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,607 | ||
| 24 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,507 | ||
| 25 |
Salvus Wealth Management, LLC
13F
CIK 1809236 · Registered investment adviser · Sep 30, 2026
|
23,567 | ||
| 26 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,500 | ||
| 27 |
|
18,658 | ||
| 28 |
CacheTech Inc.
13F
CIK 2013390 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,740 | ||
| 29 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,197 | ||
| 30 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,697 | ||
| 31 |
4WEALTH ADVISORS, INC.
13F
CIK 2056676 · Registered investment adviser · Sep 30, 2026
|
13,225 | ||
| 32 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,384 | ||
| 33 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
7,317 | ||
| 34 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
4,766 | ||
| 35 |
|
4,152 | ||
| 36 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,878 | ||
| 37 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
1,651 | ||
| 38 |
JNL/DFA U.S. Small Cap Fund
Fund
S000068110 · Registered fund · Jun 30, 2026
JNL Series Trust, not summed
|
1,500 | ||
| 39 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000 | ||
| 40 |
|
669 | ||
| 41 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
623 | ||
| 42 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
600 | ||
| 43 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
323 | ||
| 44 |
Leo H. Evart, Inc.
13F
CIK 1920405 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
105 | ||
| 45 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
8 | ||
| 46 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6 | ||
| 47 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.